ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2024 年第 1 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2024/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 76
- 較 2023 年第 4 季 −1 家
- 持有股數
- 554.4 萬
- 較 2023 年第 4 季 +15.2 萬 (+2.8%)
- 總市值
- $2.54 億
- 較 2023 年第 4 季 +$3,756 萬 (+17.4%)
- 新進機構
- 15
- 另有 20 家加碼
- 清倉機構
- 16
- 另有 23 家減碼
另有 1 家機構在 2023 年第 4 季持有、還沒有申報 2024 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2024 年第 1 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2023 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,189,802 | $1.00 億 | 2.20% | 00.0% | 不變 |
| Morgan Stanley | 587,147 | $2,688 萬 | 0.00% | −37,682−6.0% | 減碼 |
| Penserra Capital Management LLC | 267,804 | $1,226 萬 | 0.15% | +267,804 | 新進 |
| Bank of America Corp | 247,207 | $1,132 萬 | 0.00% | −2,954−1.2% | 減碼 |
| Sit Investment Associates Inc | 226,198 | $1,036 萬 | 0.24% | −1,589−0.7% | 減碼 |
| Advisors Asset Management, Inc. | 209,012 | $956.9 萬 | 0.18% | −884−0.4% | 減碼 |
| Aristides Capital LLC | 193,475 | $885.7 萬 | 3.75% | 00.0% | 不變 |
| Wells Fargo & Company | 139,567 | $638.9 萬 | 0.00% | −2,242−1.6% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 126,401 | $578.7 萬 | 0.01% | −612−0.5% | 減碼 |
| Bulldog Investors, LLP | 97,213 | $445.0 萬 | 1.47% | +89,000+1,083.6% | 加碼 |
| Alpine Global Management, LLC | 90,000 | $412.0 萬 | 0.80% | +22,600+33.5% | 加碼 |
| UBS Group AG | 79,267 | $362.9 萬 | 0.00% | −3,291−4.0% | 減碼 |
| CSS LLC | 72,603 | $332.4 萬 | 0.27% | −9,171−11.2% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 70,197 | $321.4 萬 | 1.14% | −33,096−32.0% | 減碼 |
| Almitas Capital LLC | 62,472 | $286.0 萬 | 1.18% | +62,472 | 新進 |
| Royal Bank of Canada | 62,307 | $285.2 萬 | 0.00% | +400+0.6% | 加碼 |
| Commonwealth Equity Services, LLC | 60,753 | $278.1 萬 | 0.00% | −23,902−28.2% | 減碼 |
| Steward Partners Investment Advisory, LLC | 56,559 | $258.9 萬 | 0.03% | +6,221+12.4% | 加碼 |
| Kayne Anderson Capital Advisors LP | 48,048 | $220.0 萬 | 0.06% | +13,208+37.9% | 加碼 |
| Ameriprise Financial Inc | 46,516 | $212.5 萬 | 0.00% | −2,008−4.1% | 減碼 |
| Edgemoor Investment Advisors, Inc. | 45,147 | $206.7 萬 | 0.20% | +13,225+41.4% | 加碼 |
| Blue Bell Private Wealth Management, LLC | 39,497 | $180.8 萬 | 0.39% | +30,151+322.6% | 加碼 |
| Icon Advisers Inc | 38,537 | $176.4 萬 | 0.38% | +38,537 | 新進 |
| Guggenheim Capital LLC | 36,849 | $168.7 萬 | 0.01% | −2,221−5.7% | 減碼 |
| Wolverine Asset Management LLC | 34,128 | $156.2 萬 | 0.03% | +34,128 | 新進 |
| Delphi Financial Group, Inc. | 33,150 | $151.8 萬 | 0.98% | 00.0% | 不變 |
| Rivernorth Capital Management, LLC | 25,604 | $117.2 萬 | 0.06% | +25,604 | 新進 |
| Advisor Group Holdings, Inc. | 24,716 | $113.1 萬 | 0.00% | +5,099+26.0% | 加碼 |
| Invesco Ltd. | 23,722 | $108.6 萬 | 0.00% | +1,359+6.1% | 加碼 |
| Transcend Wealth Collective, LLC | 23,548 | $107.8 萬 | 0.09% | 00.0% | 不變 |
| De Lisle Partners LLP | 22,869 | $104.8 萬 | 0.24% | +22,869 | 新進 |
| Absolute Investment Advisers LLC | 22,833 | $104.5 萬 | 0.14% | +22,833 | 新進 |
| IFP Advisors, Inc | 18,376 | $84.1 萬 | 0.04% | +2,150+13.3% | 加碼 |
| LPL Financial LLC | 17,664 | $80.9 萬 | 0.00% | +729+4.3% | 加碼 |
| M&T Bank Corp | 17,000 | $77.8 萬 | 0.00% | −165−1.0% | 減碼 |
| Yakira Capital Management, Inc. | 16,858 | $77.2 萬 | 0.27% | +1,323+8.5% | 加碼 |
| Raymond James & Associates | 15,312 | $70.1 萬 | 0.00% | −2,136−12.2% | 減碼 |
| Stifel Financial Corp | 13,269 | $60.7 萬 | 0.00% | +597+4.7% | 加碼 |
| Terril Brothers, Inc. | 12,000 | $54.9 萬 | 0.19% | −127,670−91.4% | 減碼 |
| Verus Capital Partners, LLC | 11,250 | $51.5 萬 | 0.06% | −200−1.7% | 減碼 |
| Integrated Wealth Concepts LLC | 9,728 | $44.5 萬 | 0.01% | 00.0% | 不變 |
| Stephens Inc | 8,624 | $39.5 萬 | 0.01% | +61+0.7% | 加碼 |
| Oxbow Advisors, LLC | 8,530 | $39.1 萬 | 0.05% | 00.0% | 不變 |
| Quarry LP | 8,397 | $38.4 萬 | 0.16% | −12,453−59.7% | 減碼 |
| D.A. Davidson & Co. | 8,062 | $36.9 萬 | 0.00% | −1,747−17.8% | 減碼 |
| InterOcean Capital Group, LLC | 8,000 | $36.6 萬 | 0.01% | 00.0% | 不變 |
| Icon Wealth Advisors, LLC | 6,637 | $30.4 萬 | 0.03% | −151−2.2% | 減碼 |
| Goldman Sachs Group Inc | 6,544 | $30.0 萬 | 0.00% | −50,464−88.5% | 減碼 |
| Lincoln National Corp | 6,450 | $29.5 萬 | 0.00% | +6,450 | 新進 |
| Janney Montgomery Scott LLC | 5,877 | $26.9 萬 | 0.00% | +5,877 | 新進 |
| Commonwealth Financial Services, LLC | 5,580 | $22.4 萬 | 0.05% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 4,864 | $22.3 萬 | 0.00% | +4,864 | 新進 |
| Sunbelt Securities, Inc. | 4,600 | $21.1 萬 | 0.02% | 00.0% | 不變 |
| Snowden Capital Advisors LLC | 4,425 | $20.3 萬 | 0.01% | +4,425 | 新進 |
| Cullen/Frost Bankers, Inc. | 4,060 | $18.6 萬 | 0.00% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 3,107 | $14.2 萬 | 0.02% | −469−13.1% | 減碼 |
| Eagle Bay Advisors LLC | 2,900 | $13.3 萬 | 0.08% | 00.0% | 不變 |
| Harbor Investment Advisory, LLC | 1,959 | $8.97 萬 | 0.01% | +9+0.5% | 加碼 |
| Northwestern Mutual Wealth Management Co | 1,917 | $8.78 萬 | 0.00% | +10+0.5% | 加碼 |
| Robinson Capital Management, LLC | 1,587 | $7.24 萬 | 0.03% | 00.0% | 不變 |
| Comerica Bank | 1,560 | $7.14 萬 | 0.00% | +4+0.3% | 加碼 |
| Covestor Ltd | 1,174 | $5.40 萬 | 0.03% | 00.0% | 不變 |
| Bogart Wealth, LLC | 767 | $3.51 萬 | 0.00% | 00.0% | 不變 |
| Gilliland Jeter Wealth Management LLC | 641 | $2.93 萬 | 0.01% | +641 | 新進 |
| NBC Securities, Inc. | 630 | $2.80 萬 | 0.00% | 00.0% | 不變 |
| JPMorgan Chase & Co | 434 | $1.99 萬 | 0.00% | −28,901−98.5% | 減碼 |
| LRI Investments, LLC | 409 | $1.87 萬 | 0.00% | +409 | 新進 |
| The PNC Financial Services Group, Inc. | 250 | $1.14 萬 | 0.00% | +250 | 新進 |
| Avion Wealth | 200 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Highlander Capital Management, LLC | 215 | $9,843 | 0.00% | −75−25.9% | 減碼 |
| Piscataqua Savings Bank | 214 | $9,794 | 0.01% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 178 | $8,134 | 0.00% | +3+1.7% | 加碼 |
| Clear Point Advisors Inc. | 148 | $6,760 | 0.01% | +3+2.1% | 加碼 |
| Geneos Wealth Management Inc. | 56 | $2,568 | 0.00% | +1+1.8% | 加碼 |
| CoreCap Advisors, LLC | 20 | $916 | 0.00% | +20 | 新進 |
| Global Retirement Partners, LLC | 2 | $92 | 0.00% | 00.0% | 不變 |
| Woodline Partners LP | 0 | $0 | 0.00% | −48,233−100.0% | 清倉 |
| Sea Otter Advisors LLC | 0 | $0 | 0.00% | −30,300−100.0% | 清倉 |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −20,850−100.0% | 清倉 |
| Blackstone Group Inc. | 0 | $0 | 0.00% | −14,754−100.0% | 清倉 |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −14,478−100.0% | 清倉 |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,888−100.0% | 清倉 |
| Proficio Capital Partners LLC | 0 | $0 | 0.00% | −10,615−100.0% | 清倉 |
| US Bancorp | 0 | $0 | 0.00% | −10,029−100.0% | 清倉 |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −7,345−100.0% | 清倉 |
| Millennium Management LLC | 0 | $0 | 0.00% | −6,348−100.0% | 清倉 |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −5,086−100.0% | 清倉 |
| Marathon Trading Investment Management LLC | 0 | $0 | 0.00% | −5,000−100.0% | 清倉 |
| Richardson Capital Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −579−100.0% | 清倉 |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −104−100.0% | 清倉 |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −99−100.0% | 清倉 |
| Hobbs Group Advisors, LLC | – | – | – | – | 本季未申報 |