ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2022 年第 2 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2022/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 74
- 較 2022 年第 1 季 0 家
- 持有股數
- 460.2 萬
- 較 2022 年第 1 季 +24.1 萬 (+5.5%)
- 總市值
- $1.25 億
- 較 2022 年第 1 季 −$2,168 萬 (−14.8%)
- 新進機構
- 9
- 另有 20 家加碼
- 清倉機構
- 9
- 另有 23 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2022 年第 2 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 757,585 | $2,177 萬 | 0.00% | +66,562+9.6% | 加碼 |
| Bank of America Corp | 413,972 | $1,189 萬 | 0.00% | −43,389−9.5% | 減碼 |
| McGowan Group Asset Management, Inc. | 379,649 | $1,091 萬 | 1.83% | −2,587−0.7% | 減碼 |
| Sit Investment Associates Inc | 283,348 | $814.1 萬 | 0.25% | −237,944−45.6% | 減碼 |
| Cornerstone Advisors, LLC | 227,745 | $654.3 萬 | 0.34% | −52,800−18.8% | 減碼 |
| Aristides Capital LLC | 216,852 | $623.0 萬 | 4.86% | 00.0% | 不變 |
| Saba Capital Management, L.P. | 179,901 | $516.9 萬 | 0.07% | +179,901 | 新進 |
| 1832 Asset Management L.P. | 165,359 | $475.1 萬 | 0.01% | +90,700+121.5% | 加碼 |
| Terril Brothers, Inc. | 162,952 | $468.2 萬 | 1.93% | +210+0.1% | 加碼 |
| Wells Fargo & Company | 143,932 | $413.5 萬 | 0.00% | +13,768+10.6% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 132,040 | $379.4 萬 | 1.57% | +49,375+59.7% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 125,163 | $359.6 萬 | 0.01% | +366+0.3% | 加碼 |
| Quantedge Capital Pte Ltd | 118,261 | $339.8 萬 | 0.68% | −23,000−16.3% | 減碼 |
| UBS Group AG | 108,669 | $312.2 萬 | 0.00% | +4,734+4.6% | 加碼 |
| Advisors Asset Management, Inc. | 80,913 | $232.5 萬 | 0.04% | +80,913 | 新進 |
| Kayne Anderson Capital Advisors LP | 77,440 | $222.5 萬 | 0.06% | −4,100−5.0% | 減碼 |
| Royal Bank of Canada | 68,497 | $196.8 萬 | 0.00% | −6,705−8.9% | 減碼 |
| Commonwealth Equity Services, LLC | 64,369 | $184.9 萬 | 0.00% | +3,777+6.2% | 加碼 |
| Clearbridge Investments, LLC | 61,560 | $176.9 萬 | 0.00% | 00.0% | 不變 |
| Matisse Capital | 58,000 | $166.6 萬 | 1.58% | 00.0% | 不變 |
| Wolverine Asset Management LLC | 54,117 | $155.4 萬 | 0.02% | −84,002−60.8% | 減碼 |
| Guggenheim Capital LLC | 48,570 | $139.5 萬 | 0.01% | −17,846−26.9% | 減碼 |
| Ameriprise Financial Inc | 47,286 | $135.8 萬 | 0.00% | −4,494−8.7% | 減碼 |
| Edgemoor Investment Advisors, Inc. | 31,513 | $90.5 萬 | 0.11% | +1,098+3.6% | 加碼 |
| Steward Partners Investment Advisory, LLC | 29,164 | $83.8 萬 | 0.02% | +13,228+83.0% | 加碼 |
| Proficio Capital Partners LLC | 271,890 | $73.0 萬 | 0.14% | +271,890 | 加碼 |
| Raymond James & Associates | 25,037 | $71.9 萬 | 0.00% | −2,091−7.7% | 減碼 |
| Transcend Wealth Collective, LLC | 23,848 | $68.5 萬 | 0.07% | −5,500−18.7% | 減碼 |
| Invesco Ltd. | 23,148 | $66.5 萬 | 0.00% | −633−2.7% | 減碼 |
| OTA Financial Group L.P. | 22,122 | $63.5 萬 | 0.30% | +22,122 | 新進 |
| M&T Bank Corp | 17,165 | $48.8 萬 | 0.00% | +165+1.0% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 16,077 | $46.2 萬 | 0.00% | −3,672−18.6% | 減碼 |
| LPL Financial LLC | 14,450 | $41.5 萬 | 0.00% | −208−1.4% | 減碼 |
| Envestnet Asset Management Inc | 14,021 | $40.3 萬 | 0.00% | −326−2.3% | 減碼 |
| Verus Capital Partners, LLC | 3,639 | $39.1 萬 | 0.08% | −10,241−73.8% | 減碼 |
| Truist Financial Corp | 11,742 | $33.7 萬 | 0.00% | +11+0.1% | 加碼 |
| Advisor Group Holdings, Inc. | 10,689 | $30.7 萬 | 0.00% | +3,388+46.4% | 加碼 |
| Hightower 6M Holding, LLC | 10,522 | $30.2 萬 | 0.03% | −7,371−41.2% | 減碼 |
| D.A. Davidson & Co. | 10,190 | $29.3 萬 | 0.00% | +20.0% | 加碼 |
| Laurel Wealth Advisors, Inc. | 9,728 | $27.9 萬 | 0.03% | 00.0% | 不變 |
| Laidlaw Wealth Management LLC | 9,529 | $27.4 萬 | 0.06% | −69−0.7% | 減碼 |
| Oxbow Advisors, LLC | 8,530 | $24.5 萬 | 0.03% | −1,395−14.1% | 減碼 |
| Stephens Inc | 7,660 | $22.0 萬 | 0.00% | +7,660 | 新進 |
| Icon Wealth Partners, LLC | 7,439 | $21.4 萬 | 0.03% | 00.0% | 不變 |
| Stifel Financial Corp | 7,147 | $20.5 萬 | 0.00% | −183−2.5% | 減碼 |
| IFP Advisors, Inc | 13,142 | $18.4 萬 | 0.01% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 4,800 | $13.7 萬 | 0.00% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 4,060 | $11.7 萬 | 0.00% | 00.0% | 不變 |
| US Bancorp | 2,700 | $7.80 萬 | 0.00% | 00.0% | 不變 |
| Eagle Bay Advisors LLC | 2,500 | $7.18 萬 | 0.04% | +2,500 | 新進 |
| Harbor Investment Advisory, LLC | 2,052 | $5.90 萬 | 0.01% | 00.0% | 不變 |
| Ellis Investment Partners, LLC | 1,903 | $5.40 萬 | 0.01% | +7+0.4% | 加碼 |
| GPS Wealth Strategies Group, LLC | 1,734 | $5.00 萬 | 0.01% | +97+5.9% | 加碼 |
| FourThought Financial, LLC | 1,655 | $4.80 萬 | 0.01% | −432−20.7% | 減碼 |
| The PNC Financial Services Group, Inc. | 1,600 | $4.60 萬 | 0.00% | 00.0% | 不變 |
| Tradition Wealth Management, LLC | 778 | $2.20 萬 | 0.00% | +13+1.7% | 加碼 |
| Northwestern Mutual Wealth Management Co | 672 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| Private Trust Co NA | 544 | $1.60 萬 | 0.00% | +544 | 新進 |
| Avion Wealth | 500 | $1.40 萬 | 0.00% | 00.0% | 不變 |
| JPMorgan Chase & Co | 200 | $6,000 | 0.00% | 00.0% | 不變 |
| Cambridge Trust Co | 193 | $6,000 | 0.00% | 00.0% | 不變 |
| Robinson Capital Management, LLC | 200 | $6,000 | 0.00% | +200 | 新進 |
| Caldwell Trust Co | 200 | $5,746 | 0.00% | 00.0% | 不變 |
| Bessemer Group Inc | 186 | $5,000 | 0.00% | −93−33.3% | 減碼 |
| Capital Analysts, LLC | 152 | $4,000 | 0.00% | 00.0% | 不變 |
| Bogart Wealth, LLC | 137 | $4,000 | 0.00% | +3+2.2% | 加碼 |
| SOA Wealth Advisors, LLC. | 155 | $4,000 | 0.00% | +2+1.3% | 加碼 |
| Wolff Wiese Magana LLC | 105 | $3,000 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 88 | $3,000 | 0.00% | +88 | 新進 |
| Spire Wealth Management | 70 | $2,000 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 48 | $1,379 | 0.00% | +48 | 新進 |
| Geneos Wealth Management Inc. | 50 | $1,000 | 0.00% | 00.0% | 不變 |
| Strategic Asset Management, LLC | 20 | $1,000 | 0.00% | 00.0% | 不變 |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | 不變 |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −16,072−100.0% | 清倉 |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −12,800−100.0% | 清倉 |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −10,432−100.0% | 清倉 |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −7,282−100.0% | 清倉 |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −6,959−100.0% | 清倉 |
| Glassy Mountain Advisors, Inc. | 0 | $0 | 0.00% | −6,375−100.0% | 清倉 |
| TCWP LLC | 0 | $0 | 0.00% | −3,040−100.0% | 清倉 |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −50−100.0% | 清倉 |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −15−100.0% | 清倉 |