ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- 0 vs. Q1 2022
- Shares held
- 4.60M
- +241.3K (+5.5%) vs. Q1 2022
- Total value
- $125.2M
- −$21.7M (−14.8%) vs. Q1 2022
- New holders
- 9
- 20 more added
- Sold out
- 9
- 23 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 757,585 | $21.8M | 0.00% | +66,562+9.6% | Added |
| Bank of America Corp | 413,972 | $11.9M | 0.00% | −43,389−9.5% | Reduced |
| McGowan Group Asset Management, Inc. | 379,649 | $10.9M | 1.83% | −2,587−0.7% | Reduced |
| Sit Investment Associates Inc | 283,348 | $8.14M | 0.25% | −237,944−45.6% | Reduced |
| Cornerstone Advisors, LLC | 227,745 | $6.54M | 0.34% | −52,800−18.8% | Reduced |
| Aristides Capital LLC | 216,852 | $6.23M | 4.86% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 179,901 | $5.17M | 0.07% | +179,901 | New |
| 1832 Asset Management L.P. | 165,359 | $4.75M | 0.01% | +90,700+121.5% | Added |
| Terril Brothers, Inc. | 162,952 | $4.68M | 1.93% | +210+0.1% | Added |
| Wells Fargo & Company | 143,932 | $4.13M | 0.00% | +13,768+10.6% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 132,040 | $3.79M | 1.57% | +49,375+59.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 125,163 | $3.60M | 0.01% | +366+0.3% | Added |
| Quantedge Capital Pte Ltd | 118,261 | $3.40M | 0.68% | −23,000−16.3% | Reduced |
| UBS Group AG | 108,669 | $3.12M | 0.00% | +4,734+4.6% | Added |
| Advisors Asset Management, Inc. | 80,913 | $2.33M | 0.04% | +80,913 | New |
| Kayne Anderson Capital Advisors LP | 77,440 | $2.23M | 0.06% | −4,100−5.0% | Reduced |
| Royal Bank of Canada | 68,497 | $1.97M | 0.00% | −6,705−8.9% | Reduced |
| Commonwealth Equity Services, LLC | 64,369 | $1.85M | 0.00% | +3,777+6.2% | Added |
| Clearbridge Investments, LLC | 61,560 | $1.77M | 0.00% | 00.0% | Unchanged |
| Matisse Capital | 58,000 | $1.67M | 1.58% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 54,117 | $1.55M | 0.02% | −84,002−60.8% | Reduced |
| Guggenheim Capital LLC | 48,570 | $1.40M | 0.01% | −17,846−26.9% | Reduced |
| Ameriprise Financial Inc | 47,286 | $1.36M | 0.00% | −4,494−8.7% | Reduced |
| Edgemoor Investment Advisors, Inc. | 31,513 | $905.0K | 0.11% | +1,098+3.6% | Added |
| Steward Partners Investment Advisory, LLC | 29,164 | $838.0K | 0.02% | +13,228+83.0% | Added |
| Proficio Capital Partners LLC | 271,890 | $730.0K | 0.14% | +271,890 | Added |
| Raymond James & Associates | 25,037 | $719.0K | 0.00% | −2,091−7.7% | Reduced |
| Transcend Wealth Collective, LLC | 23,848 | $685.0K | 0.07% | −5,500−18.7% | Reduced |
| Invesco Ltd. | 23,148 | $665.0K | 0.00% | −633−2.7% | Reduced |
| OTA Financial Group L.P. | 22,122 | $635.0K | 0.30% | +22,122 | New |
| M&T Bank Corp | 17,165 | $488.0K | 0.00% | +165+1.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,077 | $462.0K | 0.00% | −3,672−18.6% | Reduced |
| LPL Financial LLC | 14,450 | $415.0K | 0.00% | −208−1.4% | Reduced |
| Envestnet Asset Management Inc | 14,021 | $403.0K | 0.00% | −326−2.3% | Reduced |
| Verus Capital Partners, LLC | 3,639 | $391.0K | 0.08% | −10,241−73.8% | Reduced |
| Truist Financial Corp | 11,742 | $337.0K | 0.00% | +11+0.1% | Added |
| Advisor Group Holdings, Inc. | 10,689 | $307.0K | 0.00% | +3,388+46.4% | Added |
| Hightower 6M Holding, LLC | 10,522 | $302.0K | 0.03% | −7,371−41.2% | Reduced |
| D.A. Davidson & Co. | 10,190 | $293.0K | 0.00% | +20.0% | Added |
| Laurel Wealth Advisors, Inc. | 9,728 | $279.0K | 0.03% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 9,529 | $274.0K | 0.06% | −69−0.7% | Reduced |
| Oxbow Advisors, LLC | 8,530 | $245.0K | 0.03% | −1,395−14.1% | Reduced |
| Stephens Inc | 7,660 | $220.0K | 0.00% | +7,660 | New |
| Icon Wealth Partners, LLC | 7,439 | $214.0K | 0.03% | 00.0% | Unchanged |
| Stifel Financial Corp | 7,147 | $205.0K | 0.00% | −183−2.5% | Reduced |
| IFP Advisors, Inc | 13,142 | $184.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 4,800 | $137.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 4,060 | $117.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,700 | $78.0K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 2,500 | $71.8K | 0.04% | +2,500 | New |
| Harbor Investment Advisory, LLC | 2,052 | $59.0K | 0.01% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 1,903 | $54.0K | 0.01% | +7+0.4% | Added |
| GPS Wealth Strategies Group, LLC | 1,734 | $50.0K | 0.01% | +97+5.9% | Added |
| FourThought Financial, LLC | 1,655 | $48.0K | 0.01% | −432−20.7% | Reduced |
| The PNC Financial Services Group, Inc. | 1,600 | $46.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 778 | $22.0K | 0.00% | +13+1.7% | Added |
| Northwestern Mutual Wealth Management Co | 672 | $19.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 544 | $16.0K | 0.00% | +544 | New |
| Avion Wealth | 500 | $14.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 200 | $6.00K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 193 | $6.00K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 200 | $6.00K | 0.00% | +200 | New |
| Caldwell Trust Co | 200 | $5.75K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 186 | $5.00K | 0.00% | −93−33.3% | Reduced |
| Capital Analysts, LLC | 152 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 137 | $4.00K | 0.00% | +3+2.2% | Added |
| SOA Wealth Advisors, LLC. | 155 | $4.00K | 0.00% | +2+1.3% | Added |
| Wolff Wiese Magana LLC | 105 | $3.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 88 | $3.00K | 0.00% | +88 | New |
| Spire Wealth Management | 70 | $2.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 48 | $1.38K | 0.00% | +48 | New |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −16,072−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −12,800−100.0% | Sold out |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −10,432−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −7,282−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −6,959−100.0% | Sold out |
| Glassy Mountain Advisors, Inc. | 0 | $0 | 0.00% | −6,375−100.0% | Sold out |
| TCWP LLC | 0 | $0 | 0.00% | −3,040−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −15−100.0% | Sold out |