ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- −1 vs. Q2 2022
- Shares held
- 4.66M
- +70.3K (+1.5%) vs. Q2 2022
- Total value
- $132.5M
- +$7.47M (+6.0%) vs. Q2 2022
- New holders
- 4
- 24 more added
- Sold out
- 5
- 24 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 668,330 | $19.9M | 0.00% | −89,255−11.8% | Reduced |
| Saba Capital Management, L.P. | 580,193 | $17.3M | 0.23% | +400,292+222.5% | Added |
| McGowan Group Asset Management, Inc. | 373,618 | $11.1M | 1.93% | −6,031−1.6% | Reduced |
| Bank of America Corp | 367,319 | $10.9M | 0.00% | −46,653−11.3% | Reduced |
| Cornerstone Advisors, LLC | 293,045 | $8.73M | 0.43% | +65,300+28.7% | Added |
| Aristides Capital LLC | 216,852 | $6.46M | 5.53% | 00.0% | Unchanged |
| Wells Fargo & Company | 179,869 | $5.36M | 0.00% | +35,937+25.0% | Added |
| 1832 Asset Management L.P. | 165,359 | $4.93M | 0.01% | 00.0% | Unchanged |
| Terril Brothers, Inc. | 161,047 | $4.80M | 2.61% | −1,905−1.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 133,067 | $3.96M | 1.69% | +1,027+0.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 126,533 | $3.77M | 0.01% | +1,370+1.1% | Added |
| Quantedge Capital Pte Ltd | 120,061 | $3.58M | 1.10% | +1,800+1.5% | Added |
| UBS Group AG | 108,223 | $3.23M | 0.00% | −446−0.4% | Reduced |
| Advisors Asset Management, Inc. | 93,438 | $2.78M | 0.06% | +12,525+15.5% | Added |
| Kayne Anderson Capital Advisors LP | 74,440 | $2.22M | 0.07% | −3,000−3.9% | Reduced |
| Commonwealth Equity Services, LLC | 69,529 | $2.07M | 0.01% | +5,160+8.0% | Added |
| Royal Bank of Canada | 67,265 | $2.00M | 0.00% | −1,232−1.8% | Reduced |
| Matisse Capital | 58,000 | $1.73M | 2.19% | 00.0% | Unchanged |
| Clearbridge Investments, LLC | 57,060 | $1.70M | 0.00% | −4,500−7.3% | Reduced |
| Ameriprise Financial Inc | 48,995 | $1.46M | 0.00% | +1,709+3.6% | Added |
| Sit Investment Associates Inc | 44,736 | $1.33M | 0.04% | −238,612−84.2% | Reduced |
| Wolverine Asset Management LLC | 39,434 | $1.18M | 0.02% | −14,683−27.1% | Reduced |
| Edgemoor Investment Advisors, Inc. | 34,125 | $1.02M | 0.14% | +2,612+8.3% | Added |
| OTA Financial Group L.P. | 33,999 | $1.01M | 0.87% | +11,877+53.7% | Added |
| Steward Partners Investment Advisory, LLC | 31,383 | $935.0K | 0.02% | +2,219+7.6% | Added |
| Guggenheim Capital LLC | 26,674 | $795.0K | 0.01% | −21,896−45.1% | Reduced |
| Raymond James & Associates | 25,026 | $746.0K | 0.00% | −110.0% | Reduced |
| Transcend Wealth Collective, LLC | 23,548 | $702.0K | 0.08% | −300−1.3% | Reduced |
| M&T Bank Corp | 17,165 | $512.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 15,687 | $467.0K | 0.00% | −7,461−32.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 15,571 | $464.0K | 0.00% | −506−3.1% | Reduced |
| LPL Financial LLC | 13,758 | $410.0K | 0.00% | −692−4.8% | Reduced |
| Verus Capital Partners, LLC | 13,480 | $402.0K | 0.08% | +9,841+270.4% | Added |
| Proficio Capital Partners LLC | 15,401 | $370.0K | 0.07% | −256,489−94.3% | Reduced |
| Envestnet Asset Management Inc | 10,593 | $316.0K | 0.00% | −3,428−24.4% | Reduced |
| Advisor Group Holdings, Inc. | 10,077 | $300.0K | 0.00% | −612−5.7% | Reduced |
| D.A. Davidson & Co. | 10,053 | $300.0K | 0.00% | −137−1.3% | Reduced |
| Laurel Wealth Advisors, Inc. | 9,728 | $290.0K | 0.03% | 00.0% | Unchanged |
| Hightower 6M Holding, LLC | 9,693 | $289.0K | 0.03% | −829−7.9% | Reduced |
| Truist Financial Corp | 9,071 | $270.0K | 0.00% | −2,671−22.7% | Reduced |
| Oxbow Advisors, LLC | 8,530 | $254.0K | 0.04% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 8,000 | $238.0K | 0.01% | +8,000 | New |
| Stephens Inc | 7,735 | $231.0K | 0.00% | +75+1.0% | Added |
| IFP Advisors, Inc | 16,377 | $229.0K | 0.01% | +3,235+24.6% | Added |
| Icon Wealth Advisors, LLC | 7,439 | $222.0K | 0.03% | +7,439 | New |
| HBK Sorce Advisory LLC | 215,000 | $215.0K | 0.01% | +215,000 | New |
| Rockefeller Capital Management L.P. | 4,800 | $143.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 4,060 | $121.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 3,713 | $111.0K | 0.02% | +2,058+124.4% | Added |
| Eagle Bay Advisors LLC | 2,800 | $83.0K | 0.05% | +300+12.0% | Added |
| US Bancorp | 2,700 | $80.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,061 | $61.0K | 0.01% | +9+0.4% | Added |
| Ellis Investment Partners, LLC | 1,910 | $56.0K | 0.02% | +7+0.4% | Added |
| GPS Wealth Strategies Group, LLC | 1,703 | $51.0K | 0.01% | −31−1.8% | Reduced |
| The PNC Financial Services Group, Inc. | 1,600 | $48.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 792 | $24.0K | 0.00% | +14+1.8% | Added |
| Northwestern Mutual Wealth Management Co | 796 | $23.0K | 0.00% | +124+18.5% | Added |
| Avion Wealth | 700 | $21.0K | 0.01% | +200+40.0% | Added |
| HM Payson & Co | 700 | $21.0K | 0.00% | +700 | New |
| Private Trust Co NA | 544 | $16.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 193 | $6.00K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 200 | $6.00K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 200 | $5.96K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 177 | $5.00K | 0.00% | −9−4.8% | Reduced |
| Bogart Wealth, LLC | 139 | $4.00K | 0.00% | +2+1.5% | Added |
| SOA Wealth Advisors, LLC. | 158 | $4.00K | 0.00% | +3+1.9% | Added |
| Harbour Investments, Inc. | 88 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 105 | $3.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 48 | $1.43K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −9,529−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −7,147−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −152−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −70−100.0% | Sold out |
| Icon Wealth Partners, LLC | – | – | – | – | Not filed |