ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- 0 vs. Q1 2023
- Shares held
- 4.90M
- +260.3K (+5.6%) vs. Q1 2023
- Total value
- $169.4M
- +$19.7M (+13.1%) vs. Q1 2023
- New holders
- 3
- 24 more added
- Sold out
- 3
- 20 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,431,463 | $49.6M | 1.63% | +232,086+19.4% | Added |
| Morgan Stanley | 668,553 | $23.2M | 0.00% | −6,591−1.0% | Reduced |
| Penserra Capital Management LLC | 313,894 | $10.9M | 0.22% | +19,569+6.6% | Added |
| Bank of America Corp | 270,832 | $9.39M | 0.00% | −15,222−5.3% | Reduced |
| Woodline Partners LP | 225,745 | $7.83M | 0.09% | +56,639+33.5% | Added |
| McGowan Group Asset Management, Inc. | 220,400 | $7.64M | 1.19% | −4,875−2.2% | Reduced |
| Aristides Capital LLC | 193,475 | $6.71M | 3.97% | 00.0% | Unchanged |
| Terril Brothers, Inc. | 169,254 | $5.87M | 2.59% | −1,990−1.2% | Reduced |
| Wells Fargo & Company | 150,490 | $5.22M | 0.00% | −674−0.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 128,102 | $4.44M | 0.01% | +2,058+1.6% | Added |
| Advisors Asset Management, Inc. | 119,168 | $4.13M | 0.08% | +15,652+15.1% | Added |
| Commonwealth Equity Services, LLC | 84,601 | $2.93M | 0.01% | +2,978+3.6% | Added |
| UBS Group AG | 81,474 | $2.82M | 0.00% | −7,399−8.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 80,970 | $2.81M | 1.12% | −3,068−3.7% | Reduced |
| Royal Bank of Canada | 59,220 | $2.05M | 0.00% | −1,966−3.2% | Reduced |
| Matisse Capital | 58,000 | $2.01M | 1.25% | 00.0% | Unchanged |
| Clearbridge Investments, LLC | 57,760 | $2.00M | 0.00% | +1,400+2.5% | Added |
| Ameriprise Financial Inc | 47,921 | $1.66M | 0.00% | +602+1.3% | Added |
| Guggenheim Capital LLC | 47,828 | $1.66M | 0.01% | +3,190+7.1% | Added |
| Quantedge Capital Pte Ltd | 46,728 | $1.62M | 0.72% | −6,618−12.4% | Reduced |
| Kayne Anderson Capital Advisors LP | 36,940 | $1.28M | 0.04% | −37,500−50.4% | Reduced |
| Goldman Sachs Group Inc | 34,707 | $1.20M | 0.00% | −761−2.1% | Reduced |
| Wolverine Asset Management LLC | 34,173 | $1.18M | 0.02% | +15,780+85.8% | Added |
| Steward Partners Investment Advisory, LLC | 33,048 | $1.15M | 0.02% | −4,297−11.5% | Reduced |
| Edgemoor Investment Advisors, Inc. | 32,067 | $1.11M | 0.13% | +1,383+4.5% | Added |
| Transcend Wealth Collective, LLC | 23,548 | $816.4K | 0.08% | 00.0% | Unchanged |
| Raymond James & Associates | 18,167 | $629.9K | 0.00% | +220+1.2% | Added |
| Sit Investment Associates Inc | 18,065 | $626.0K | 0.02% | 00.0% | Unchanged |
| M&T Bank Corp | 17,165 | $595.1K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 15,244 | $528.5K | 0.00% | +225+1.5% | Added |
| Verus Capital Partners, LLC | 13,580 | $470.8K | 0.07% | −200−1.5% | Reduced |
| Proficio Capital Partners LLC | 12,683 | $439.7K | 0.06% | +153+1.2% | Added |
| US Bancorp | 12,500 | $433.4K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 9,980 | $346.0K | 0.00% | +30.0% | Added |
| Integrated Wealth Concepts LLC | 9,728 | $337.3K | 0.01% | −380−3.8% | Reduced |
| Advisor Group Holdings, Inc. | 9,534 | $330.6K | 0.00% | −4,664−32.8% | Reduced |
| Oxbow Advisors, LLC | 8,530 | $295.7K | 0.05% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 8,000 | $277.4K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 7,651 | $265.3K | 0.00% | −485−6.0% | Reduced |
| CSS LLC | 7,574 | $262.6K | 0.02% | +400+5.6% | Added |
| First Republic Investment Management, Inc. | 7,287 | $252.6K | 0.00% | +87+1.2% | Added |
| Laidlaw Wealth Management LLC | 7,123 | $247.0K | 0.05% | −939−11.6% | Reduced |
| Icon Wealth Partners, LLC | 6,788 | $235.3K | 0.02% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 6,626 | $228.0K | 0.00% | −444−6.3% | Reduced |
| Coastal Investment Advisors, Inc. | 6,341 | $219.9K | 0.05% | +20+0.3% | Added |
| Stifel Financial Corp | 5,997 | $207.9K | 0.00% | +5,997 | New |
| IFP Advisors, Inc | 13,493 | $187.4K | 0.01% | −296−2.1% | Reduced |
| Sunbelt Securities, Inc. | 4,600 | $159.5K | 0.02% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 4,060 | $140.8K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,356 | $116.4K | 0.02% | +1,403+71.8% | Added |
| Eagle Bay Advisors LLC | 2,900 | $100.5K | 0.06% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,045 | $70.9K | 0.01% | −25−1.2% | Reduced |
| Covestor Ltd | 979 | $34.0K | 0.03% | +979 | New |
| Northwestern Mutual Wealth Management Co | 907 | $31.4K | 0.00% | +163+21.9% | Added |
| Bogart Wealth, LLC | 767 | $26.6K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 556 | $19.0K | 0.00% | +11+2.0% | Added |
| Private Trust Co NA | 544 | $18.9K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 444 | $15.4K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 335 | $12.0K | 0.00% | +335 | New |
| Caldwell Trust Co | 200 | $6.93K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 193 | $6.69K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 200 | $6.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 168 | $5.81K | 0.00% | +4+2.4% | Added |
| Lansing Street Advisors | 114 | $3.96K | 0.00% | +2+1.8% | Added |
| Wolff Wiese Magana LLC | 105 | $3.64K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 104 | $3.61K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 104 | $3.61K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 99 | $3.43K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 7 | $243 | 0.00% | +1+16.7% | Added |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −983−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −28−100.0% | Sold out |