ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- +3 vs. Q4 2021
- Shares held
- 4.36M
- +194.0K (+4.7%) vs. Q4 2021
- Total value
- $146.9M
- +$34.7M (+30.9%) vs. Q4 2021
- New holders
- 14
- 20 more added
- Sold out
- 11
- 22 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 691,023 | $23.3M | 0.00% | +6,024+0.9% | Added |
| Sit Investment Associates Inc | 521,292 | $17.6M | 0.47% | +133,131+34.3% | Added |
| Bank of America Corp | 457,361 | $15.4M | 0.00% | +104,961+29.8% | Added |
| McGowan Group Asset Management, Inc. | 382,236 | $12.9M | 1.98% | −4,335−1.1% | Reduced |
| Cornerstone Advisors, LLC | 280,545 | $9.46M | 0.56% | −15,000−5.1% | Reduced |
| Aristides Capital LLC | 216,852 | $7.31M | 4.96% | 00.0% | Unchanged |
| Terril Brothers, Inc. | 162,742 | $5.49M | 1.29% | −1,660−1.0% | Reduced |
| Quantedge Capital Pte Ltd | 141,261 | $4.76M | 1.41% | +11,000+8.4% | Added |
| Wolverine Asset Management LLC | 138,119 | $4.66M | 0.06% | −15,742−10.2% | Reduced |
| Wells Fargo & Company | 130,164 | $4.39M | 0.00% | +3,534+2.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 124,797 | $4.21M | 0.01% | +6,269+5.3% | Added |
| UBS Group AG | 103,935 | $3.50M | 0.00% | +1,121+1.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 82,665 | $2.79M | 1.04% | +28,069+51.4% | Added |
| Kayne Anderson Capital Advisors LP | 81,540 | $2.75M | 0.07% | −3,402−4.0% | Reduced |
| Royal Bank of Canada | 75,202 | $2.54M | 0.00% | −3,917−5.0% | Reduced |
| 1832 Asset Management L.P. | 74,659 | $2.48M | 0.00% | +74,659 | New |
| Guggenheim Capital LLC | 66,416 | $2.24M | 0.01% | −8,020−10.8% | Reduced |
| Clearbridge Investments, LLC | 61,560 | $2.08M | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 60,592 | $2.04M | 0.00% | +2,576+4.4% | Added |
| Matisse Capital | 58,000 | $1.96M | 1.80% | +1,474+2.6% | Added |
| Ameriprise Financial Inc | 51,780 | $1.75M | 0.00% | −2,769−5.1% | Reduced |
| Edgemoor Investment Advisors, Inc. | 30,415 | $1.03M | 0.11% | −10,760−26.1% | Reduced |
| Transcend Wealth Collective, LLC | 29,348 | $990.0K | 0.09% | +300+1.0% | Added |
| Raymond James & Associates | 27,128 | $915.0K | 0.00% | −1,850−6.4% | Reduced |
| Invesco Ltd. | 23,781 | $802.0K | 0.00% | −3,267−12.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 19,749 | $666.0K | 0.00% | +187+1.0% | Added |
| Hightower 6M Holding, LLC | 17,893 | $603.0K | 0.05% | +17,893 | New |
| M&T Bank Corp | 17,000 | $573.0K | 0.00% | +17,000 | New |
| J.W. Cole Advisors, Inc. | 16,072 | $542.0K | 0.04% | −4,445−21.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 15,936 | $537.0K | 0.01% | +4,260+36.5% | Added |
| LPL Financial LLC | 14,658 | $494.0K | 0.00% | −280−1.9% | Reduced |
| Verus Capital Partners, LLC | 13,880 | $489.0K | 0.08% | +13,880 | New |
| Envestnet Asset Management Inc | 14,347 | $484.0K | 0.00% | −601−4.0% | Reduced |
| Clough Capital Partners L P | 12,800 | $432.0K | 0.03% | +12,800 | New |
| Truist Financial Corp | 11,731 | $395.0K | 0.00% | 00.0% | Unchanged |
| Proficio Capital Partners LLC | 0 | $376.0K | 0.06% | 0 | New |
| Segantii Capital Management Ltd | 10,432 | $352.0K | 0.01% | −51,193−83.1% | Reduced |
| D.A. Davidson & Co. | 10,188 | $344.0K | 0.00% | +242+2.4% | Added |
| Oxbow Advisors, LLC | 9,925 | $335.0K | 0.03% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 9,728 | $328.0K | 0.03% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 9,598 | $324.0K | 0.05% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 7,439 | $251.0K | 0.03% | 00.0% | Unchanged |
| Stifel Financial Corp | 7,330 | $247.0K | 0.00% | −6,318−46.3% | Reduced |
| Cetera Advisor Networks LLC | 7,282 | $246.0K | 0.00% | −207−2.8% | Reduced |
| First Republic Investment Management, Inc. | 6,959 | $235.0K | 0.00% | +6,959 | New |
| Glassy Mountain Advisors, Inc. | 6,375 | $215.0K | 0.11% | +6,375 | New |
| IFP Advisors, Inc | 13,142 | $184.0K | 0.00% | +13,142 | New |
| Rockefeller Capital Management L.P. | 4,800 | $161.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 4,060 | $137.0K | 0.00% | +760+23.0% | Added |
| TCWP LLC | 3,040 | $102.0K | 0.02% | +3,040 | New |
| US Bancorp | 2,700 | $91.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 2,087 | $70.0K | 0.01% | −1,398−40.1% | Reduced |
| Harbor Investment Advisory, LLC | 2,052 | $69.0K | 0.01% | −62−2.9% | Reduced |
| Ellis Investment Partners, LLC | 1,896 | $63.0K | 0.01% | +7+0.4% | Added |
| GPS Wealth Strategies Group, LLC | 1,637 | $55.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,600 | $54.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 765 | $26.0K | 0.00% | +12+1.6% | Added |
| Northwestern Mutual Wealth Management Co | 672 | $23.0K | 0.00% | −818−54.9% | Reduced |
| Avion Wealth | 500 | $17.0K | 0.00% | +500 | New |
| Bessemer Group Inc | 279 | $9.00K | 0.00% | −734−72.5% | Reduced |
| JPMorgan Chase & Co | 200 | $7.00K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 193 | $7.00K | 0.00% | +193 | New |
| Caldwell Trust Co | 200 | $6.74K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 152 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 134 | $5.00K | 0.00% | +1+0.8% | Added |
| SOA Wealth Advisors, LLC. | 153 | $5.00K | 0.00% | +3+2.0% | Added |
| Wolff Wiese Magana LLC | 105 | $4.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 70 | $2.00K | 0.00% | −1,264−94.8% | Reduced |
| Herold Advisors, Inc. | 50 | $1.69K | 0.00% | +50 | New |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 15 | $1.00K | 0.00% | +15 | New |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 7,301 | – | – | +1,131+18.3% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −481−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −54,363−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −36,312−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,719−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −19,551−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −2,400−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −1,634−100.0% | Sold out |
| Paragon Capital Management Ltd | 0 | $0 | 0.00% | −902−100.0% | Sold out |
| Amplius Wealth Advisors, LLC | 0 | $0 | 0.00% | −167−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −18−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |