ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
Q1 2022 vs. Q4 2021
How the institutions holding ClearBridge MLP & Midstream Fund Inc. changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Of which not filed for Q1 2022 | Q1 2022 | Change |
|---|---|---|---|---|
| Holders | 73 | 2 | 74 | +3 |
| Shares | 4.20M | 37.3K | 4.36M | +194.0K (+4.7%) |
| Value | $113.2M | $1.00M | $146.9M | +$34.7M (+30.9%) |
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (14)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| 1832 Asset Management L.P. | 74,659 | $2.48M | 0.00% |
| Hightower 6M Holding, LLC | 17,893 | $603.0K | 0.05% |
| M&T Bank Corp | 17,000 | $573.0K | 0.00% |
| Verus Capital Partners, LLC | 13,880 | $489.0K | 0.08% |
| Clough Capital Partners L P | 12,800 | $432.0K | 0.03% |
| Proficio Capital Partners LLC | 0 | $376.0K | 0.06% |
| First Republic Investment Management, Inc. | 6,959 | $235.0K | 0.00% |
| Glassy Mountain Advisors, Inc. | 6,375 | $215.0K | 0.11% |
| IFP Advisors, Inc | 13,142 | $184.0K | 0.00% |
| TCWP LLC | 3,040 | $102.0K | 0.02% |
| Avion Wealth | 500 | $17.0K | 0.00% |
| Cambridge Trust Co | 193 | $7.00K | 0.00% |
| Herold Advisors, Inc. | 50 | $1.69K | 0.00% |
| Tower Research Capital LLC (TRC) | 15 | $1.00K | 0.00% |
Sold out (11)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Advisors Asset Management, Inc. | 54,363 | $1.46M |
| Walleye Capital LLC | 36,312 | $977.0K |
| Landscape Capital Management, L.L.C. | 23,719 | $638.0K |
| Bank of Montreal | 19,551 | $618.0K |
| Eagle Bay Advisors LLC | 2,400 | $65.0K |
| Assetmark, Inc | 1,634 | $44.0K |
| Paragon Capital Management Ltd | 902 | $24.0K |
| Proequities, Inc. | 481 | $13.0K |
| Amplius Wealth Advisors, LLC | 167 | $4.00K |
| Eaton Vance Management | 18 | $0 |
| Snowden Capital Advisors LLC | 20 | $0 |
Not filed for Q1 2022 yet (2)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| 6 Meridian | 37,246 | $1.00M |
| Harbour Investments, Inc. | 88 | $2.00K |