ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- 0 vs. Q2 2021
- Shares held
- 3.81M
- +198.2K (+5.5%) vs. Q2 2021
- Total value
- $103.4M
- −$2.05M (−1.9%) vs. Q2 2021
- New holders
- 4
- 27 more added
- Sold out
- 4
- 20 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 704,121 | $19.1M | 0.00% | +23,375+3.4% | Added |
| McGowan Group Asset Management, Inc. | 396,885 | $10.8M | 1.83% | −9,743−2.4% | Reduced |
| Bank of America Corp | 326,165 | $8.86M | 0.00% | −3,572−1.1% | Reduced |
| Cornerstone Advisors, LLC | 266,982 | $7.25M | 0.42% | +130,062+95.0% | Added |
| Aristides Capital LLC | 216,852 | $5.89M | 4.38% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 207,990 | $5.65M | 0.15% | +10,000+5.1% | Added |
| Wells Fargo & Company | 130,620 | $3.55M | 0.00% | +13,677+11.7% | Added |
| Quantedge Capital Pte Ltd | 124,717 | $3.39M | 1.64% | +21,411+20.7% | Added |
| Terril Brothers, Inc. | 106,759 | $2.90M | 0.72% | −2,010−1.8% | Reduced |
| Wolverine Asset Management LLC | 95,749 | $2.60M | 0.03% | +66,170+223.7% | Added |
| UBS Group AG | 93,519 | $2.54M | 0.00% | −998−1.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 93,427 | $2.54M | 0.01% | +833+0.9% | Added |
| Kayne Anderson Capital Advisors LP | 84,840 | $2.30M | 0.07% | 00.0% | Unchanged |
| Royal Bank of Canada | 78,055 | $2.12M | 0.00% | +3,113+4.2% | Added |
| Guggenheim Capital LLC | 76,897 | $2.09M | 0.01% | −6,426−7.7% | Reduced |
| Landscape Capital Management, L.L.C. | 71,093 | $1.93M | 0.27% | −23,975−25.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 64,191 | $1.74M | 0.77% | −4,190−6.1% | Reduced |
| Advisors Asset Management, Inc. | 62,945 | $1.71M | 0.03% | −16,122−20.4% | Reduced |
| Clearbridge Investments, LLC | 61,760 | $1.68M | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 56,494 | $1.53M | 0.00% | −255−0.4% | Reduced |
| Commonwealth Equity Services, LLC | 54,511 | $1.48M | 0.00% | +3,954+7.8% | Added |
| 6 Meridian | 49,184 | $1.33M | 0.11% | −12,094−19.7% | Reduced |
| Edgemoor Investment Advisors, Inc. | 40,045 | $1.09M | 0.12% | −1,395−3.4% | Reduced |
| HighTower Advisors, LLC | 38,203 | $1.05M | 0.00% | −733−1.9% | Reduced |
| Transcend Wealth Collective, LLC | 29,348 | $905.0K | 0.08% | −3,160−9.7% | Reduced |
| Raymond James & Associates | 31,300 | $850.0K | 0.00% | +4,243+15.7% | Added |
| J.W. Cole Advisors, Inc. | 19,656 | $534.0K | 0.04% | −344−1.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 17,277 | $469.0K | 0.00% | +7,725+80.9% | Added |
| Advisor Group Holdings, Inc. | 16,140 | $440.0K | 0.00% | +2,656+19.7% | Added |
| Invesco Ltd. | 15,818 | $429.0K | 0.00% | +704+4.7% | Added |
| US Bancorp | 14,700 | $399.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 13,648 | $371.0K | 0.00% | −50−0.4% | Reduced |
| LPL Financial LLC | 12,723 | $345.0K | 0.00% | +12,723 | New |
| Envestnet Asset Management Inc | 12,468 | $339.0K | 0.00% | +966+8.4% | Added |
| Icon Wealth Partners, LLC | 12,089 | $328.0K | 0.04% | 00.0% | Unchanged |
| Black Maple Capital Management LP | 11,297 | $307.0K | 0.46% | 00.0% | Unchanged |
| Truist Financial Corp | 11,098 | $302.0K | 0.00% | +505+4.8% | Added |
| Steward Partners Investment Advisory, LLC | 10,181 | $276.0K | 0.00% | +2,289+29.0% | Added |
| Laurel Wealth Advisors, Inc. | 10,048 | $273.0K | 0.05% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 9,925 | $269.0K | 0.03% | +1,395+16.4% | Added |
| D.A. Davidson & Co. | 9,844 | $267.0K | 0.00% | +122+1.3% | Added |
| Cetera Advisor Networks LLC | 7,854 | $213.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 5,977 | $162.0K | 0.02% | −632−9.6% | Reduced |
| Rockefeller Capital Management L.P. | 4,800 | $130.0K | 0.00% | +2,000+71.4% | Added |
| Eagle Bay Advisors LLC | 4,800 | $130.0K | 0.08% | +2,700+128.6% | Added |
| Northwestern Mutual Wealth Management Co | 3,932 | $107.0K | 0.00% | −10,218−72.2% | Reduced |
| Cullen/Frost Bankers, Inc. | 3,300 | $90.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,203 | $60.0K | 0.01% | +241+12.3% | Added |
| Arkadios Wealth Advisors | 2,055 | $55.0K | 0.01% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 1,873 | $50.0K | 0.01% | +7+0.4% | Added |
| FNY Investment Advisers, LLC | 1,774 | $48.0K | 0.02% | −226−11.3% | Reduced |
| GPS Wealth Strategies Group, LLC | 1,637 | $44.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,600 | $43.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 740 | $20.0K | 0.00% | +13+1.8% | Added |
| Jacobi Capital Management LLC | 540 | $15.0K | 0.00% | +10+1.9% | Added |
| Proequities, Inc. | 481 | $13.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 440 | $12.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 300 | $8.00K | 0.00% | −924−75.5% | Reduced |
| Ellevest, Inc. | 268 | $7.00K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 200 | $5.43K | 0.00% | 00.0% | Unchanged |
| Eukles Asset Management | 135 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 130 | $4.00K | 0.00% | +2+1.6% | Added |
| SOA Wealth Advisors, LLC. | 148 | $4.00K | 0.00% | +3+2.1% | Added |
| Harbour Investments, Inc. | 109 | $3.00K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 114 | $3.00K | 0.00% | +2+1.8% | Added |
| Wolff Wiese Magana LLC | 105 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 100 | $3.00K | 0.00% | +100 | New |
| Spire Wealth Management | 70 | $2.00K | 0.00% | +70 | New |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 50 | $1.00K | 0.00% | +50 | New |
| Eaton Vance Management | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −7,597−100.0% | Sold out |
| Horizon Kinetics Asset Management LLC | 0 | $0 | 0.00% | −7,003−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −1,042−100.0% | Sold out |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −200−100.0% | Sold out |