ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- −23 vs. Q1 2024
- Shares held
- 2.02M
- −3.52M (−63.5%) vs. Q1 2024
- Total value
- $95.7M
- −$157.7M (−62.2%) vs. Q1 2024
- New holders
- 10
- 13 more added
- Sold out
- 33
- 20 more reduced
2 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 562,973 | $26.7M | 0.00% | −24,174−4.1% | Reduced |
| Penserra Capital Management LLC | 273,893 | $13.0M | 0.16% | +6,089+2.3% | Added |
| Bank of America Corp | 204,248 | $9.68M | 0.00% | −42,959−17.4% | Reduced |
| Advisors Asset Management, Inc. | 166,228 | $7.88M | 0.15% | −42,784−20.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 126,068 | $5.98M | 0.01% | −333−0.3% | Reduced |
| Wells Fargo & Company | 100,788 | $4.78M | 0.00% | −38,779−27.8% | Reduced |
| UBS Group AG | 76,032 | $3.60M | 0.00% | −3,235−4.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 60,329 | $2.86M | 0.03% | +3,770+6.7% | Added |
| Tradewinds, LLC. | 44,762 | $2.12M | 0.65% | +44,762 | New |
| Ameriprise Financial Inc | 43,088 | $2.05M | 0.00% | −3,428−7.4% | Reduced |
| Royal Bank of Canada | 41,004 | $1.94M | 0.00% | −21,303−34.2% | Reduced |
| Advisor Group Holdings, Inc. | 36,909 | $1.75M | 0.00% | +12,193+49.3% | Added |
| Guggenheim Capital LLC | 34,765 | $1.65M | 0.01% | −2,084−5.7% | Reduced |
| Delphi Financial Group, Inc. | 33,150 | $1.57M | 0.88% | 00.0% | Unchanged |
| IFP Advisors, Inc | 31,572 | $1.50M | 0.06% | +13,196+71.8% | Added |
| Sanctuary Advisors, LLC | 19,525 | $894.8K | 0.01% | +19,525 | New |
| Invesco Ltd. | 17,595 | $834.2K | 0.00% | −6,127−25.8% | Reduced |
| LPL Financial LLC | 17,379 | $823.9K | 0.00% | −285−1.6% | Reduced |
| M&T Bank Corp | 17,000 | $806.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 15,475 | $733.7K | 0.00% | +163+1.1% | Added |
| Transcend Wealth Collective, LLC | 11,228 | $532.3K | 0.04% | −12,320−52.3% | Reduced |
| Commonwealth Equity Services, LLC | 8,905 | $422.0K | 0.00% | −51,848−85.3% | Reduced |
| Oxbow Advisors, LLC | 8,530 | $404.4K | 0.05% | 00.0% | Unchanged |
| Colony Group, LLC | 8,000 | $379.0K | 0.00% | +8,000 | New |
| D.A. Davidson & Co. | 7,664 | $363.4K | 0.00% | −398−4.9% | Reduced |
| Landscape Capital Management, L.L.C. | 7,336 | $347.8K | 0.03% | +7,336 | New |
| JPMorgan Chase & Co | 6,646 | $315.1K | 0.00% | +6,212+1,431.3% | Added |
| Icon Wealth Advisors, LLC | 6,637 | $294.5K | 0.03% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 4,873 | $231.0K | 0.00% | +9+0.2% | Added |
| Sunbelt Securities, Inc. | 4,642 | $220.1K | 0.02% | +42+0.9% | Added |
| Eagle Bay Advisors LLC | 2,900 | $137.5K | 0.08% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 2,801 | $132.8K | 0.02% | −306−9.8% | Reduced |
| Hobbs Group Advisors, LLC | 2,679 | $127.0K | 0.05% | +2,679 | New |
| Mather Group, LLC. | 2,130 | $97.5K | 0.00% | +2,130 | New |
| Activest Wealth Management | 2,000 | $94.8K | 0.03% | +2,000 | New |
| Harbor Investment Advisory, LLC | 1,893 | $89.7K | 0.01% | −66−3.4% | Reduced |
| Comerica Bank | 1,670 | $79.2K | 0.00% | +110+7.1% | Added |
| Northwestern Mutual Wealth Management Co | 907 | $43.0K | 0.00% | −1,010−52.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 822 | $39.0K | 0.01% | −38,675−97.9% | Reduced |
| Gilliland Jeter Wealth Management LLC | 650 | $30.8K | 0.01% | +9+1.4% | Added |
| Bogart Wealth, LLC | 625 | $29.6K | 0.00% | −142−18.5% | Reduced |
| Asset Dedication, LLC | 500 | $23.7K | 0.00% | +500 | New |
| LRI Investments, LLC | 409 | $19.4K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 300 | $14.0K | 0.00% | +300 | New |
| Piscataqua Savings Bank | 214 | $10.1K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 201 | $9.00K | 0.00% | −429−68.1% | Reduced |
| Avion Wealth | 200 | $9.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 181 | $8.56K | 0.00% | +3+1.7% | Added |
| Clear Point Advisors Inc. | 150 | $7.12K | 0.01% | +2+1.4% | Added |
| Geneos Wealth Management Inc. | 57 | $2.70K | 0.00% | +1+1.8% | Added |
| FMR LLC | 1 | $47 | 0.00% | +1 | New |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −2,189,802−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −226,198−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −193,475−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −97,213−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −90,000−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −72,603−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −70,197−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −62,472−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −48,048−100.0% | Sold out |
| Edgemoor Investment Advisors, Inc. | 0 | $0 | 0.00% | −45,147−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −38,537−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −34,128−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −25,604−100.0% | Sold out |
| De Lisle Partners LLP | 0 | $0 | 0.00% | −22,869−100.0% | Sold out |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −22,833−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −16,858−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −13,269−100.0% | Sold out |
| Terril Brothers, Inc. | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Verus Capital Partners, LLC | 0 | $0 | 0.00% | −11,250−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −9,728−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −8,624−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −8,397−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −6,544−100.0% | Sold out |
| Lincoln National Corp | 0 | $0 | 0.00% | −6,450−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −5,877−100.0% | Sold out |
| Commonwealth Financial Services, LLC | 0 | $0 | 0.00% | −5,580−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −4,425−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −4,060−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −1,587−100.0% | Sold out |
| Covestor Ltd | 0 | $0 | 0.00% | −1,174−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| InterOcean Capital Group, LLC | – | – | – | – | Not filed |
| Highlander Capital Management, LLC | – | – | – | – | Not filed |