ClearBridge MLP & Midstream Fund Inc.

CEMDelisted Sep 9, 2024

SEC CIK: 0001488775

SEC filings (opens in a new tab)

ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.

Q2 2024 vs. Q1 2024

How the institutions holding ClearBridge MLP & Midstream Fund Inc. changed between Q1 2024 and Q2 2024.

All holders in Q2 2024 All holders in Q1 2024

13F holders of CEM: Q1 2024 compared with Q2 2024
Measure	Q1 2024	Of which not filed for Q2 2024	Q2 2024	Change
Holders	76	2	51	−23
Shares	5.54M	8.21K	2.02M	−3.52M (−63.5%)
Value	$253.8M	$376.1K	$95.7M	−$157.7M (−62.2%)

2 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (10)

Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q2 2024 but not at the end of Q1 2024.

Institutions new to CEM in Q2 2024
Institution	Shares	Value	% of portfolio
Tradewinds, LLC.	44,762	$2.12M	0.65%
Sanctuary Advisors, LLC	19,525	$894.8K	0.01%
Colony Group, LLC	8,000	$379.0K	0.00%
Landscape Capital Management, L.L.C.	7,336	$347.8K	0.03%
Hobbs Group Advisors, LLC	2,679	$127.0K	0.05%
Mather Group, LLC.	2,130	$97.5K	0.00%
Activest Wealth Management	2,000	$94.8K	0.03%
Asset Dedication, LLC	500	$23.7K	0.00%
CWM, LLC	300	$14.0K	0.00%
FMR LLC	1	$47	0.00%

Sold out (33)

Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q1 2024 and filed for Q2 2024 without it.

Institutions that sold out of CEM in Q2 2024
Institution	Shares, Q1 2024	Value, Q1 2024
Saba Capital Management, L.P.	2,189,802	$100.2M
Sit Investment Associates Inc	226,198	$10.4M
Aristides Capital LLC	193,475	$8.86M
Bulldog Investors, LLP	97,213	$4.45M
Alpine Global Management, LLC	90,000	$4.12M
CSS LLC	72,603	$3.32M
Thomas J. Herzfeld Advisors, Inc.	70,197	$3.21M
Almitas Capital LLC	62,472	$2.86M
Kayne Anderson Capital Advisors LP	48,048	$2.20M
Edgemoor Investment Advisors, Inc.	45,147	$2.07M
Icon Advisers Inc	38,537	$1.76M
Wolverine Asset Management LLC	34,128	$1.56M
Rivernorth Capital Management, LLC	25,604	$1.17M
De Lisle Partners LLP	22,869	$1.05M
Absolute Investment Advisers LLC	22,833	$1.05M
Yakira Capital Management, Inc.	16,858	$771.8K
Stifel Financial Corp	13,269	$607.4K
Terril Brothers, Inc.	12,000	$549.4K
Verus Capital Partners, LLC	11,250	$515.0K
Integrated Wealth Concepts LLC	9,728	$445.3K
Stephens Inc	8,624	$394.8K
Quarry LP	8,397	$384.4K
Goldman Sachs Group Inc	6,544	$299.6K
Lincoln National Corp	6,450	$295.3K
Janney Montgomery Scott LLC	5,877	$269.0K
Commonwealth Financial Services, LLC	5,580	$223.7K
Snowden Capital Advisors LLC	4,425	$202.6K
Cullen/Frost Bankers, Inc.	4,060	$185.9K
Robinson Capital Management, LLC	1,587	$72.4K
Covestor Ltd	1,174	$54.0K
The PNC Financial Services Group, Inc.	250	$11.4K
CoreCap Advisors, LLC	20	$916
Global Retirement Partners, LLC	2	$92

Not filed for Q2 2024 yet (2)

Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q1 2024 and haven't filed a 13F for Q2 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CEM in Q1 2024 that haven't filed for Q2 2024
Institution	Shares, Q1 2024	Value, Q1 2024
InterOcean Capital Group, LLC	8,000	$366.2K
Highlander Capital Management, LLC	215	$9.84K