ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- +5 vs. Q1 2021
- Shares held
- 3.61M
- +21.2K (+0.6%) vs. Q1 2021
- Total value
- $105.5M
- +$21.8M (+26.0%) vs. Q1 2021
- New holders
- 9
- 18 more added
- Sold out
- 4
- 27 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 680,746 | $19.9M | 0.00% | +76,619+12.7% | Added |
| McGowan Group Asset Management, Inc. | 406,628 | $11.9M | 1.87% | −54,651−11.8% | Reduced |
| Bank of America Corp | 329,737 | $9.64M | 0.00% | +5,677+1.8% | Added |
| Aristides Capital LLC | 216,852 | $6.34M | 4.86% | −41,823−16.2% | Reduced |
| Sit Investment Associates Inc | 197,990 | $5.79M | 0.14% | +17,600+9.8% | Added |
| Cornerstone Advisors, LLC | 136,920 | $4.00M | 0.24% | +123,920+953.2% | Added |
| Wells Fargo & Company | 116,943 | $3.42M | 0.00% | −3,493−2.9% | Reduced |
| Terril Brothers, Inc. | 108,769 | $3.18M | 0.74% | −360−0.3% | Reduced |
| Quantedge Capital Pte Ltd | 103,306 | $3.02M | 1.44% | −72,418−41.2% | Reduced |
| Landscape Capital Management, L.L.C. | 95,068 | $2.78M | 0.34% | −57,629−37.7% | Reduced |
| UBS Group AG | 94,517 | $2.76M | 0.00% | −2,237−2.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 92,594 | $2.71M | 0.01% | +7,413+8.7% | Added |
| Kayne Anderson Capital Advisors LP | 84,840 | $2.48M | 0.07% | −27,400−24.4% | Reduced |
| Guggenheim Capital LLC | 83,323 | $2.44M | 0.01% | +5,502+7.1% | Added |
| Advisors Asset Management, Inc. | 79,067 | $2.31M | 0.03% | −16,907−17.6% | Reduced |
| Royal Bank of Canada | 74,942 | $2.19M | 0.00% | +3,883+5.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 68,381 | $2.00M | 0.83% | +43,664+176.7% | Added |
| Clearbridge Investments, LLC | 61,760 | $1.81M | 0.00% | 00.0% | Unchanged |
| 6 Meridian | 61,278 | $1.79M | 0.14% | +4,860+8.6% | Added |
| Ameriprise Financial Inc | 56,749 | $1.66M | 0.00% | −47,079−45.3% | Reduced |
| Commonwealth Equity Services, LLC | 50,557 | $1.48M | 0.00% | +27,678+121.0% | Added |
| Edgemoor Investment Advisors, Inc. | 41,440 | $1.21M | 0.11% | +11,375+37.8% | Added |
| HighTower Advisors, LLC | 38,936 | $1.15M | 0.00% | −16,118−29.3% | Reduced |
| Transcend Wealth Collective, LLC | 32,508 | $951.0K | 0.14% | −1,550−4.6% | Reduced |
| Wolverine Asset Management LLC | 29,579 | $864.0K | 0.01% | +29,579 | New |
| Raymond James & Associates | 27,057 | $791.0K | 0.00% | −1,012−3.6% | Reduced |
| J.W. Cole Advisors, Inc. | 20,000 | $585.0K | 0.05% | +3,123+18.5% | Added |
| Invesco Ltd. | 15,114 | $442.0K | 0.00% | −8,858−37.0% | Reduced |
| US Bancorp | 14,700 | $430.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 14,150 | $413.0K | 0.00% | −407−2.8% | Reduced |
| Stifel Financial Corp | 13,698 | $401.0K | 0.00% | −200−1.4% | Reduced |
| Advisor Group Holdings, Inc. | 13,484 | $395.0K | 0.00% | −3,844−22.2% | Reduced |
| Icon Wealth Partners, LLC | 12,089 | $353.0K | 0.04% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 11,502 | $336.0K | 0.00% | −160−1.4% | Reduced |
| Black Maple Capital Management LP | 11,297 | $330.0K | 0.52% | 00.0% | Unchanged |
| Truist Financial Corp | 10,593 | $309.0K | 0.00% | +250+2.4% | Added |
| Laurel Wealth Advisors, Inc. | 10,048 | $294.0K | 0.04% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 9,722 | $284.0K | 0.00% | +9,722 | New |
| Cambridge Investment Research Advisors, Inc. | 9,552 | $279.0K | 0.00% | −402−4.0% | Reduced |
| Oxbow Advisors, LLC | 8,530 | $249.0K | 0.03% | +8,530 | New |
| Steward Partners Investment Advisory, LLC | 7,892 | $231.0K | 0.00% | −3,259−29.2% | Reduced |
| Cetera Advisor Networks LLC | 7,854 | $230.0K | 0.00% | +7,854 | New |
| Stratos Wealth Partners, LTD. | 7,597 | $222.0K | 0.01% | −1,379−15.4% | Reduced |
| Horizon Kinetics Asset Management LLC | 7,003 | $205.0K | 0.00% | +7,003 | New |
| FourThought Financial, LLC | 6,609 | $193.0K | 0.03% | −1,090−14.2% | Reduced |
| Cullen/Frost Bankers, Inc. | 3,300 | $96.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,800 | $81.0K | 0.00% | +2,800 | New |
| Eagle Bay Advisors LLC | 2,100 | $62.0K | 0.05% | +2,100 | New |
| Arkadios Wealth Advisors | 2,055 | $60.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,000 | $58.0K | 0.02% | −1,176−37.0% | Reduced |
| Harbor Investment Advisory, LLC | 1,962 | $57.0K | 0.01% | −340−14.8% | Reduced |
| Ellis Investment Partners, LLC | 1,866 | $54.0K | 0.01% | +6+0.3% | Added |
| GPS Wealth Strategies Group, LLC | 1,637 | $48.0K | 0.01% | −415−20.2% | Reduced |
| The PNC Financial Services Group, Inc. | 1,600 | $47.0K | 0.00% | −190−10.6% | Reduced |
| Citigroup Inc | 1,224 | $36.0K | 0.00% | +10+0.8% | Added |
| Carolinas Wealth Consulting LLC | 1,042 | $30.0K | 0.01% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 727 | $21.0K | 0.00% | +12+1.7% | Added |
| Jacobi Capital Management LLC | 530 | $15.0K | 0.00% | +9+1.7% | Added |
| Proequities, Inc. | 481 | $14.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 440 | $13.0K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 268 | $8.00K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 200 | $6.00K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 200 | $5.85K | 0.00% | 00.0% | Unchanged |
| Eukles Asset Management | 135 | $4.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 145 | $4.00K | 0.00% | +2+1.4% | Added |
| Bogart Wealth, LLC | 128 | $4.00K | 0.00% | +128 | New |
| Harbour Investments, Inc. | 109 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 105 | $3.00K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 112 | $3.00K | 0.00% | +112 | New |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | −1−2.0% | Reduced |
| Eaton Vance Management | 18 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,577−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −1,983−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −192−100.0% | Sold out |
| Anchor Investment Management, LLC | 0 | $0 | 0.00% | −120−100.0% | Sold out |