ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- +5 vs. Q1 2021
- Shares held
- 3.61M
- +21.2K (+0.6%) vs. Q1 2021
- Total value
- $105.5M
- +$21.8M (+26.0%) vs. Q1 2021
- New holders
- 9
- 18 more added
- Sold out
- 4
- 27 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cribstone Capital Management, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | −1−2.0% | Reduced |
| Eaton Vance Management | 18 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 109 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 105 | $3.00K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 112 | $3.00K | 0.00% | +112 | New |
| Eukles Asset Management | 135 | $4.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 145 | $4.00K | 0.00% | +2+1.4% | Added |
| Bogart Wealth, LLC | 128 | $4.00K | 0.00% | +128 | New |
| Caldwell Trust Co | 200 | $5.85K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 200 | $6.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 268 | $8.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 440 | $13.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 481 | $14.0K | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 530 | $15.0K | 0.00% | +9+1.7% | Added |
| Tradition Wealth Management, LLC | 727 | $21.0K | 0.00% | +12+1.7% | Added |
| Carolinas Wealth Consulting LLC | 1,042 | $30.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 1,224 | $36.0K | 0.00% | +10+0.8% | Added |
| The PNC Financial Services Group, Inc. | 1,600 | $47.0K | 0.00% | −190−10.6% | Reduced |
| GPS Wealth Strategies Group, LLC | 1,637 | $48.0K | 0.01% | −415−20.2% | Reduced |
| Ellis Investment Partners, LLC | 1,866 | $54.0K | 0.01% | +6+0.3% | Added |
| Harbor Investment Advisory, LLC | 1,962 | $57.0K | 0.01% | −340−14.8% | Reduced |
| FNY Investment Advisers, LLC | 2,000 | $58.0K | 0.02% | −1,176−37.0% | Reduced |
| Arkadios Wealth Advisors | 2,055 | $60.0K | 0.01% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 2,100 | $62.0K | 0.05% | +2,100 | New |
| Rockefeller Capital Management L.P. | 2,800 | $81.0K | 0.00% | +2,800 | New |
| Cullen/Frost Bankers, Inc. | 3,300 | $96.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 6,609 | $193.0K | 0.03% | −1,090−14.2% | Reduced |
| Horizon Kinetics Asset Management LLC | 7,003 | $205.0K | 0.00% | +7,003 | New |
| Stratos Wealth Partners, LTD. | 7,597 | $222.0K | 0.01% | −1,379−15.4% | Reduced |
| Cetera Advisor Networks LLC | 7,854 | $230.0K | 0.00% | +7,854 | New |
| Steward Partners Investment Advisory, LLC | 7,892 | $231.0K | 0.00% | −3,259−29.2% | Reduced |
| Oxbow Advisors, LLC | 8,530 | $249.0K | 0.03% | +8,530 | New |
| Cambridge Investment Research Advisors, Inc. | 9,552 | $279.0K | 0.00% | −402−4.0% | Reduced |
| D.A. Davidson & Co. | 9,722 | $284.0K | 0.00% | +9,722 | New |
| Laurel Wealth Advisors, Inc. | 10,048 | $294.0K | 0.04% | 00.0% | Unchanged |
| Truist Financial Corp | 10,593 | $309.0K | 0.00% | +250+2.4% | Added |
| Black Maple Capital Management LP | 11,297 | $330.0K | 0.52% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 11,502 | $336.0K | 0.00% | −160−1.4% | Reduced |
| Icon Wealth Partners, LLC | 12,089 | $353.0K | 0.04% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 13,484 | $395.0K | 0.00% | −3,844−22.2% | Reduced |
| Stifel Financial Corp | 13,698 | $401.0K | 0.00% | −200−1.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 14,150 | $413.0K | 0.00% | −407−2.8% | Reduced |
| US Bancorp | 14,700 | $430.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 15,114 | $442.0K | 0.00% | −8,858−37.0% | Reduced |
| J.W. Cole Advisors, Inc. | 20,000 | $585.0K | 0.05% | +3,123+18.5% | Added |
| Raymond James & Associates | 27,057 | $791.0K | 0.00% | −1,012−3.6% | Reduced |
| Wolverine Asset Management LLC | 29,579 | $864.0K | 0.01% | +29,579 | New |
| Transcend Wealth Collective, LLC | 32,508 | $951.0K | 0.14% | −1,550−4.6% | Reduced |
| HighTower Advisors, LLC | 38,936 | $1.15M | 0.00% | −16,118−29.3% | Reduced |
| Edgemoor Investment Advisors, Inc. | 41,440 | $1.21M | 0.11% | +11,375+37.8% | Added |
| Commonwealth Equity Services, LLC | 50,557 | $1.48M | 0.00% | +27,678+121.0% | Added |
| Ameriprise Financial Inc | 56,749 | $1.66M | 0.00% | −47,079−45.3% | Reduced |
| 6 Meridian | 61,278 | $1.79M | 0.14% | +4,860+8.6% | Added |
| Clearbridge Investments, LLC | 61,760 | $1.81M | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 68,381 | $2.00M | 0.83% | +43,664+176.7% | Added |
| Royal Bank of Canada | 74,942 | $2.19M | 0.00% | +3,883+5.5% | Added |
| Advisors Asset Management, Inc. | 79,067 | $2.31M | 0.03% | −16,907−17.6% | Reduced |
| Guggenheim Capital LLC | 83,323 | $2.44M | 0.01% | +5,502+7.1% | Added |
| Kayne Anderson Capital Advisors LP | 84,840 | $2.48M | 0.07% | −27,400−24.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 92,594 | $2.71M | 0.01% | +7,413+8.7% | Added |
| UBS Group AG | 94,517 | $2.76M | 0.00% | −2,237−2.3% | Reduced |
| Landscape Capital Management, L.L.C. | 95,068 | $2.78M | 0.34% | −57,629−37.7% | Reduced |
| Quantedge Capital Pte Ltd | 103,306 | $3.02M | 1.44% | −72,418−41.2% | Reduced |
| Terril Brothers, Inc. | 108,769 | $3.18M | 0.74% | −360−0.3% | Reduced |
| Wells Fargo & Company | 116,943 | $3.42M | 0.00% | −3,493−2.9% | Reduced |
| Cornerstone Advisors, LLC | 136,920 | $4.00M | 0.24% | +123,920+953.2% | Added |
| Sit Investment Associates Inc | 197,990 | $5.79M | 0.14% | +17,600+9.8% | Added |
| Aristides Capital LLC | 216,852 | $6.34M | 4.86% | −41,823−16.2% | Reduced |
| Bank of America Corp | 329,737 | $9.64M | 0.00% | +5,677+1.8% | Added |
| McGowan Group Asset Management, Inc. | 406,628 | $11.9M | 1.87% | −54,651−11.8% | Reduced |
| Morgan Stanley | 680,746 | $19.9M | 0.00% | +76,619+12.7% | Added |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,577−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −1,983−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −192−100.0% | Sold out |
| Anchor Investment Management, LLC | 0 | $0 | 0.00% | −120−100.0% | Sold out |