ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2021 年第 2 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2021/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 72
- 較 2021 年第 1 季 +5 家
- 持有股數
- 360.7 萬
- 較 2021 年第 1 季 +2.12 萬 (+0.6%)
- 總市值
- $1.05 億
- 較 2021 年第 1 季 +$2,175 萬 (+26.0%)
- 新進機構
- 9
- 另有 18 家加碼
- 清倉機構
- 4
- 另有 27 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2021 年第 2 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2021 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 680,746 | $1,991 萬 | 0.00% | +76,619+12.7% | 加碼 |
| McGowan Group Asset Management, Inc. | 406,628 | $1,189 萬 | 1.87% | −54,651−11.8% | 減碼 |
| Bank of America Corp | 329,737 | $964.2 萬 | 0.00% | +5,677+1.8% | 加碼 |
| Aristides Capital LLC | 216,852 | $634.1 萬 | 4.86% | −41,823−16.2% | 減碼 |
| Sit Investment Associates Inc | 197,990 | $578.9 萬 | 0.14% | +17,600+9.8% | 加碼 |
| Cornerstone Advisors, LLC | 136,920 | $400.4 萬 | 0.24% | +123,920+953.2% | 加碼 |
| Wells Fargo & Company | 116,943 | $342.0 萬 | 0.00% | −3,493−2.9% | 減碼 |
| Terril Brothers, Inc. | 108,769 | $318.0 萬 | 0.74% | −360−0.3% | 減碼 |
| Quantedge Capital Pte Ltd | 103,306 | $302.1 萬 | 1.44% | −72,418−41.2% | 減碼 |
| Landscape Capital Management, L.L.C. | 95,068 | $278.0 萬 | 0.34% | −57,629−37.7% | 減碼 |
| UBS Group AG | 94,517 | $276.4 萬 | 0.00% | −2,237−2.3% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 92,594 | $270.7 萬 | 0.01% | +7,413+8.7% | 加碼 |
| Kayne Anderson Capital Advisors LP | 84,840 | $248.1 萬 | 0.07% | −27,400−24.4% | 減碼 |
| Guggenheim Capital LLC | 83,323 | $243.6 萬 | 0.01% | +5,502+7.1% | 加碼 |
| Advisors Asset Management, Inc. | 79,067 | $231.2 萬 | 0.03% | −16,907−17.6% | 減碼 |
| Royal Bank of Canada | 74,942 | $219.2 萬 | 0.00% | +3,883+5.5% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 68,381 | $199.9 萬 | 0.83% | +43,664+176.7% | 加碼 |
| Clearbridge Investments, LLC | 61,760 | $180.6 萬 | 0.00% | 00.0% | 不變 |
| 6 Meridian | 61,278 | $179.2 萬 | 0.14% | +4,860+8.6% | 加碼 |
| Ameriprise Financial Inc | 56,749 | $165.9 萬 | 0.00% | −47,079−45.3% | 減碼 |
| Commonwealth Equity Services, LLC | 50,557 | $147.8 萬 | 0.00% | +27,678+121.0% | 加碼 |
| Edgemoor Investment Advisors, Inc. | 41,440 | $121.2 萬 | 0.11% | +11,375+37.8% | 加碼 |
| HighTower Advisors, LLC | 38,936 | $114.7 萬 | 0.00% | −16,118−29.3% | 減碼 |
| Transcend Wealth Collective, LLC | 32,508 | $95.1 萬 | 0.14% | −1,550−4.6% | 減碼 |
| Wolverine Asset Management LLC | 29,579 | $86.4 萬 | 0.01% | +29,579 | 新進 |
| Raymond James & Associates | 27,057 | $79.1 萬 | 0.00% | −1,012−3.6% | 減碼 |
| J.W. Cole Advisors, Inc. | 20,000 | $58.5 萬 | 0.05% | +3,123+18.5% | 加碼 |
| Invesco Ltd. | 15,114 | $44.2 萬 | 0.00% | −8,858−37.0% | 減碼 |
| US Bancorp | 14,700 | $43.0 萬 | 0.00% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 14,150 | $41.3 萬 | 0.00% | −407−2.8% | 減碼 |
| Stifel Financial Corp | 13,698 | $40.1 萬 | 0.00% | −200−1.4% | 減碼 |
| Advisor Group Holdings, Inc. | 13,484 | $39.5 萬 | 0.00% | −3,844−22.2% | 減碼 |
| Icon Wealth Partners, LLC | 12,089 | $35.3 萬 | 0.04% | 00.0% | 不變 |
| Envestnet Asset Management Inc | 11,502 | $33.6 萬 | 0.00% | −160−1.4% | 減碼 |
| Black Maple Capital Management LP | 11,297 | $33.0 萬 | 0.52% | 00.0% | 不變 |
| Truist Financial Corp | 10,593 | $30.9 萬 | 0.00% | +250+2.4% | 加碼 |
| Laurel Wealth Advisors, Inc. | 10,048 | $29.4 萬 | 0.04% | 00.0% | 不變 |
| D.A. Davidson & Co. | 9,722 | $28.4 萬 | 0.00% | +9,722 | 新進 |
| Cambridge Investment Research Advisors, Inc. | 9,552 | $27.9 萬 | 0.00% | −402−4.0% | 減碼 |
| Oxbow Advisors, LLC | 8,530 | $24.9 萬 | 0.03% | +8,530 | 新進 |
| Steward Partners Investment Advisory, LLC | 7,892 | $23.1 萬 | 0.00% | −3,259−29.2% | 減碼 |
| Cetera Advisor Networks LLC | 7,854 | $23.0 萬 | 0.00% | +7,854 | 新進 |
| Stratos Wealth Partners, LTD. | 7,597 | $22.2 萬 | 0.01% | −1,379−15.4% | 減碼 |
| Horizon Kinetics Asset Management LLC | 7,003 | $20.5 萬 | 0.00% | +7,003 | 新進 |
| FourThought Financial, LLC | 6,609 | $19.3 萬 | 0.03% | −1,090−14.2% | 減碼 |
| Cullen/Frost Bankers, Inc. | 3,300 | $9.60 萬 | 0.00% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 2,800 | $8.10 萬 | 0.00% | +2,800 | 新進 |
| Eagle Bay Advisors LLC | 2,100 | $6.20 萬 | 0.05% | +2,100 | 新進 |
| Arkadios Wealth Advisors | 2,055 | $6.00 萬 | 0.01% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 2,000 | $5.80 萬 | 0.02% | −1,176−37.0% | 減碼 |
| Harbor Investment Advisory, LLC | 1,962 | $5.70 萬 | 0.01% | −340−14.8% | 減碼 |
| Ellis Investment Partners, LLC | 1,866 | $5.40 萬 | 0.01% | +6+0.3% | 加碼 |
| GPS Wealth Strategies Group, LLC | 1,637 | $4.80 萬 | 0.01% | −415−20.2% | 減碼 |
| The PNC Financial Services Group, Inc. | 1,600 | $4.70 萬 | 0.00% | −190−10.6% | 減碼 |
| Citigroup Inc | 1,224 | $3.60 萬 | 0.00% | +10+0.8% | 加碼 |
| Carolinas Wealth Consulting LLC | 1,042 | $3.00 萬 | 0.01% | 00.0% | 不變 |
| Tradition Wealth Management, LLC | 727 | $2.10 萬 | 0.00% | +12+1.7% | 加碼 |
| Jacobi Capital Management LLC | 530 | $1.50 萬 | 0.00% | +9+1.7% | 加碼 |
| Proequities, Inc. | 481 | $1.40 萬 | 0.00% | 00.0% | 不變 |
| JPMorgan Chase & Co | 440 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Ellevest, Inc. | 268 | $8,000 | 0.00% | 00.0% | 不變 |
| Optimum Investment Advisors | 200 | $6,000 | 0.00% | 00.0% | 不變 |
| Caldwell Trust Co | 200 | $5,848 | 0.00% | 00.0% | 不變 |
| Eukles Asset Management | 135 | $4,000 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 145 | $4,000 | 0.00% | +2+1.4% | 加碼 |
| Bogart Wealth, LLC | 128 | $4,000 | 0.00% | +128 | 新進 |
| Harbour Investments, Inc. | 109 | $3,000 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 105 | $3,000 | 0.00% | 00.0% | 不變 |
| West Branch Capital LLC | 112 | $3,000 | 0.00% | +112 | 新進 |
| Geneos Wealth Management Inc. | 50 | $1,000 | 0.00% | −1−2.0% | 減碼 |
| Eaton Vance Management | 18 | $1,000 | 0.00% | 00.0% | 不變 |
| Cribstone Capital Management, LLC | 2 | $0 | 0.00% | 00.0% | 不變 |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,577−100.0% | 清倉 |
| Spire Wealth Management | 0 | $0 | 0.00% | −1,983−100.0% | 清倉 |
| Allworth Financial LP | 0 | $0 | 0.00% | −192−100.0% | 清倉 |
| Anchor Investment Management, LLC | 0 | $0 | 0.00% | −120−100.0% | 清倉 |