ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2022 年第 3 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2022/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 72
- 較 2022 年第 2 季 −1 家
- 持有股數
- 466.5 萬
- 較 2022 年第 2 季 +7.03 萬 (+1.5%)
- 總市值
- $1.32 億
- 較 2022 年第 2 季 +$746.5 萬 (+6.0%)
- 新進機構
- 4
- 另有 24 家加碼
- 清倉機構
- 5
- 另有 24 家減碼
另有 1 家機構在 2022 年第 2 季持有、還沒有申報 2022 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2022 年第 3 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 668,330 | $1,992 萬 | 0.00% | −89,255−11.8% | 減碼 |
| Saba Capital Management, L.P. | 580,193 | $1,729 萬 | 0.23% | +400,292+222.5% | 加碼 |
| McGowan Group Asset Management, Inc. | 373,618 | $1,113 萬 | 1.93% | −6,031−1.6% | 減碼 |
| Bank of America Corp | 367,319 | $1,095 萬 | 0.00% | −46,653−11.3% | 減碼 |
| Cornerstone Advisors, LLC | 293,045 | $873.3 萬 | 0.43% | +65,300+28.7% | 加碼 |
| Aristides Capital LLC | 216,852 | $646.2 萬 | 5.53% | 00.0% | 不變 |
| Wells Fargo & Company | 179,869 | $536.0 萬 | 0.00% | +35,937+25.0% | 加碼 |
| 1832 Asset Management L.P. | 165,359 | $492.8 萬 | 0.01% | 00.0% | 不變 |
| Terril Brothers, Inc. | 161,047 | $479.9 萬 | 2.61% | −1,905−1.2% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 133,067 | $396.5 萬 | 1.69% | +1,027+0.8% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 126,533 | $377.1 萬 | 0.01% | +1,370+1.1% | 加碼 |
| Quantedge Capital Pte Ltd | 120,061 | $357.8 萬 | 1.10% | +1,800+1.5% | 加碼 |
| UBS Group AG | 108,223 | $322.5 萬 | 0.00% | −446−0.4% | 減碼 |
| Advisors Asset Management, Inc. | 93,438 | $278.4 萬 | 0.06% | +12,525+15.5% | 加碼 |
| Kayne Anderson Capital Advisors LP | 74,440 | $221.8 萬 | 0.07% | −3,000−3.9% | 減碼 |
| Commonwealth Equity Services, LLC | 69,529 | $207.1 萬 | 0.01% | +5,160+8.0% | 加碼 |
| Royal Bank of Canada | 67,265 | $200.4 萬 | 0.00% | −1,232−1.8% | 減碼 |
| Matisse Capital | 58,000 | $172.8 萬 | 2.19% | 00.0% | 不變 |
| Clearbridge Investments, LLC | 57,060 | $170.0 萬 | 0.00% | −4,500−7.3% | 減碼 |
| Ameriprise Financial Inc | 48,995 | $146.0 萬 | 0.00% | +1,709+3.6% | 加碼 |
| Sit Investment Associates Inc | 44,736 | $133.3 萬 | 0.04% | −238,612−84.2% | 減碼 |
| Wolverine Asset Management LLC | 39,434 | $117.5 萬 | 0.02% | −14,683−27.1% | 減碼 |
| Edgemoor Investment Advisors, Inc. | 34,125 | $101.7 萬 | 0.14% | +2,612+8.3% | 加碼 |
| OTA Financial Group L.P. | 33,999 | $101.3 萬 | 0.87% | +11,877+53.7% | 加碼 |
| Steward Partners Investment Advisory, LLC | 31,383 | $93.5 萬 | 0.02% | +2,219+7.6% | 加碼 |
| Guggenheim Capital LLC | 26,674 | $79.5 萬 | 0.01% | −21,896−45.1% | 減碼 |
| Raymond James & Associates | 25,026 | $74.6 萬 | 0.00% | −110.0% | 減碼 |
| Transcend Wealth Collective, LLC | 23,548 | $70.2 萬 | 0.08% | −300−1.3% | 減碼 |
| M&T Bank Corp | 17,165 | $51.2 萬 | 0.00% | 00.0% | 不變 |
| Invesco Ltd. | 15,687 | $46.7 萬 | 0.00% | −7,461−32.2% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 15,571 | $46.4 萬 | 0.00% | −506−3.1% | 減碼 |
| LPL Financial LLC | 13,758 | $41.0 萬 | 0.00% | −692−4.8% | 減碼 |
| Verus Capital Partners, LLC | 13,480 | $40.2 萬 | 0.08% | +9,841+270.4% | 加碼 |
| Proficio Capital Partners LLC | 15,401 | $37.0 萬 | 0.07% | −256,489−94.3% | 減碼 |
| Envestnet Asset Management Inc | 10,593 | $31.6 萬 | 0.00% | −3,428−24.4% | 減碼 |
| Advisor Group Holdings, Inc. | 10,077 | $30.0 萬 | 0.00% | −612−5.7% | 減碼 |
| D.A. Davidson & Co. | 10,053 | $30.0 萬 | 0.00% | −137−1.3% | 減碼 |
| Laurel Wealth Advisors, Inc. | 9,728 | $29.0 萬 | 0.03% | 00.0% | 不變 |
| Hightower 6M Holding, LLC | 9,693 | $28.9 萬 | 0.03% | −829−7.9% | 減碼 |
| Truist Financial Corp | 9,071 | $27.0 萬 | 0.00% | −2,671−22.7% | 減碼 |
| Oxbow Advisors, LLC | 8,530 | $25.4 萬 | 0.04% | 00.0% | 不變 |
| InterOcean Capital Group, LLC | 8,000 | $23.8 萬 | 0.01% | +8,000 | 新進 |
| Stephens Inc | 7,735 | $23.1 萬 | 0.00% | +75+1.0% | 加碼 |
| IFP Advisors, Inc | 16,377 | $22.9 萬 | 0.01% | +3,235+24.6% | 加碼 |
| Icon Wealth Advisors, LLC | 7,439 | $22.2 萬 | 0.03% | +7,439 | 新進 |
| HBK Sorce Advisory LLC | 215,000 | $21.5 萬 | 0.01% | +215,000 | 新進 |
| Rockefeller Capital Management L.P. | 4,800 | $14.3 萬 | 0.00% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 4,060 | $12.1 萬 | 0.00% | 00.0% | 不變 |
| FourThought Financial, LLC | 3,713 | $11.1 萬 | 0.02% | +2,058+124.4% | 加碼 |
| Eagle Bay Advisors LLC | 2,800 | $8.30 萬 | 0.05% | +300+12.0% | 加碼 |
| US Bancorp | 2,700 | $8.00 萬 | 0.00% | 00.0% | 不變 |
| Harbor Investment Advisory, LLC | 2,061 | $6.10 萬 | 0.01% | +9+0.4% | 加碼 |
| Ellis Investment Partners, LLC | 1,910 | $5.60 萬 | 0.02% | +7+0.4% | 加碼 |
| GPS Wealth Strategies Group, LLC | 1,703 | $5.10 萬 | 0.01% | −31−1.8% | 減碼 |
| The PNC Financial Services Group, Inc. | 1,600 | $4.80 萬 | 0.00% | 00.0% | 不變 |
| Tradition Wealth Management, LLC | 792 | $2.40 萬 | 0.00% | +14+1.8% | 加碼 |
| Northwestern Mutual Wealth Management Co | 796 | $2.30 萬 | 0.00% | +124+18.5% | 加碼 |
| Avion Wealth | 700 | $2.10 萬 | 0.01% | +200+40.0% | 加碼 |
| HM Payson & Co | 700 | $2.10 萬 | 0.00% | +700 | 新進 |
| Private Trust Co NA | 544 | $1.60 萬 | 0.00% | 00.0% | 不變 |
| Cambridge Trust Co | 193 | $6,000 | 0.00% | 00.0% | 不變 |
| Robinson Capital Management, LLC | 200 | $6,000 | 0.00% | 00.0% | 不變 |
| Caldwell Trust Co | 200 | $5,960 | 0.00% | 00.0% | 不變 |
| Bessemer Group Inc | 177 | $5,000 | 0.00% | −9−4.8% | 減碼 |
| Bogart Wealth, LLC | 139 | $4,000 | 0.00% | +2+1.5% | 加碼 |
| SOA Wealth Advisors, LLC. | 158 | $4,000 | 0.00% | +3+1.9% | 加碼 |
| Harbour Investments, Inc. | 88 | $3,000 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 105 | $3,000 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 48 | $1,430 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 50 | $1,000 | 0.00% | 00.0% | 不變 |
| Strategic Asset Management, LLC | 20 | $1,000 | 0.00% | 00.0% | 不變 |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | 不變 |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −9,529−100.0% | 清倉 |
| Stifel Financial Corp | 0 | $0 | 0.00% | −7,147−100.0% | 清倉 |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −152−100.0% | 清倉 |
| Spire Wealth Management | 0 | $0 | 0.00% | −70−100.0% | 清倉 |
| Icon Wealth Partners, LLC | – | – | – | – | 本季未申報 |