ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2023 年第 3 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2023/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 72
- 較 2023 年第 2 季 +4 家
- 持有股數
- 495.6 萬
- 較 2023 年第 2 季 +6.12 萬 (+1.2%)
- 總市值
- $1.75 億
- 較 2023 年第 2 季 +$517.9 萬 (+3.1%)
- 新進機構
- 11
- 另有 22 家加碼
- 清倉機構
- 7
- 另有 17 家減碼
另有 1 家機構在 2023 年第 2 季持有、還沒有申報 2023 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2023 年第 3 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2023 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,680,057 | $5,919 萬 | 1.88% | +248,594+17.4% | 加碼 |
| Morgan Stanley | 657,048 | $2,315 萬 | 0.00% | −11,505−1.7% | 減碼 |
| Bank of America Corp | 259,427 | $914.0 萬 | 0.00% | −11,405−4.2% | 減碼 |
| Woodline Partners LP | 225,745 | $795.3 萬 | 0.09% | 00.0% | 不變 |
| Advisors Asset Management, Inc. | 197,835 | $697.0 萬 | 0.15% | +78,667+66.0% | 加碼 |
| Aristides Capital LLC | 193,475 | $681.6 萬 | 4.54% | 00.0% | 不變 |
| Terril Brothers, Inc. | 152,820 | $538.4 萬 | 2.61% | −16,434−9.7% | 減碼 |
| Wells Fargo & Company | 145,773 | $513.6 萬 | 0.00% | −4,717−3.1% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 127,623 | $449.6 萬 | 0.01% | −479−0.4% | 減碼 |
| McGowan Group Asset Management, Inc. | 121,791 | $429.1 萬 | 0.68% | −98,609−44.7% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 110,044 | $387.7 萬 | 1.50% | +29,074+35.9% | 加碼 |
| Commonwealth Equity Services, LLC | 89,445 | $315.1 萬 | 0.01% | +4,844+5.7% | 加碼 |
| Wolverine Asset Management LLC | 86,354 | $304.2 萬 | 0.06% | +52,181+152.7% | 加碼 |
| Sit Investment Associates Inc | 79,100 | $278.7 萬 | 0.08% | +61,035+337.9% | 加碼 |
| UBS Group AG | 77,422 | $272.8 萬 | 0.00% | −4,052−5.0% | 減碼 |
| Royal Bank of Canada | 64,129 | $225.9 萬 | 0.00% | +4,909+8.3% | 加碼 |
| Matisse Capital | 58,000 | $204.3 萬 | 1.44% | 00.0% | 不變 |
| Ameriprise Financial Inc | 49,088 | $172.9 萬 | 0.00% | +1,167+2.4% | 加碼 |
| Goldman Sachs Group Inc | 47,400 | $167.0 萬 | 0.00% | +12,693+36.6% | 加碼 |
| Guggenheim Capital LLC | 44,087 | $155.3 萬 | 0.01% | −3,741−7.8% | 減碼 |
| Edgemoor Investment Advisors, Inc. | 38,199 | $134.6 萬 | 0.16% | +6,132+19.1% | 加碼 |
| Steward Partners Investment Advisory, LLC | 35,738 | $125.9 萬 | 0.02% | +2,690+8.1% | 加碼 |
| Kayne Anderson Capital Advisors LP | 34,840 | $122.7 萬 | 0.04% | −2,100−5.7% | 減碼 |
| Alpine Global Management, LLC | 33,200 | $117.0 萬 | 0.27% | +33,200 | 新進 |
| Millennium Management LLC | 23,755 | $83.7 萬 | 0.00% | +23,755 | 新進 |
| Quantedge Capital Pte Ltd | 23,678 | $83.4 萬 | 0.45% | −23,050−49.3% | 減碼 |
| Transcend Wealth Collective, LLC | 23,548 | $83.0 萬 | 0.08% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 18,127 | $63.9 萬 | 0.00% | +8,593+90.1% | 加碼 |
| Raymond James & Associates | 17,777 | $62.6 萬 | 0.00% | −390−2.1% | 減碼 |
| LPL Financial LLC | 17,210 | $60.6 萬 | 0.00% | +1,966+12.9% | 加碼 |
| M&T Bank Corp | 17,165 | $60.5 萬 | 0.00% | 00.0% | 不變 |
| Blackstone Group Inc. | 14,754 | $52.0 萬 | 0.00% | +14,754 | 新進 |
| IFP Advisors, Inc | 13,894 | $48.9 萬 | 0.02% | +401+3.0% | 加碼 |
| Verus Capital Partners, LLC | 12,580 | $44.3 萬 | 0.06% | −1,000−7.4% | 減碼 |
| Proficio Capital Partners LLC | 11,345 | $40.0 萬 | 0.05% | −1,338−10.5% | 減碼 |
| CSS LLC | 11,101 | $39.1 萬 | 0.03% | +3,527+46.6% | 加碼 |
| D.A. Davidson & Co. | 10,543 | $37.1 萬 | 0.00% | +563+5.6% | 加碼 |
| Sea Otter Advisors LLC | 10,300 | $36.3 萬 | 0.26% | +10,300 | 新進 |
| US Bancorp | 10,086 | $35.5 萬 | 0.00% | −2,414−19.3% | 減碼 |
| Integrated Wealth Concepts LLC | 9,728 | $34.3 萬 | 0.01% | 00.0% | 不變 |
| Invesco Ltd. | 9,302 | $32.8 萬 | 0.00% | +9,302 | 新進 |
| Oxbow Advisors, LLC | 8,530 | $30.1 萬 | 0.05% | 00.0% | 不變 |
| HighTower Advisors, LLC | 7,980 | $28.2 萬 | 0.00% | +1,354+20.4% | 加碼 |
| InterOcean Capital Group, LLC | 8,000 | $28.2 萬 | 0.01% | 00.0% | 不變 |
| Stephens Inc | 7,648 | $26.9 萬 | 0.01% | −30.0% | 減碼 |
| Clough Capital Partners L P | 7,550 | $26.6 萬 | 0.03% | +7,550 | 新進 |
| Quarry LP | 7,550 | $26.6 萬 | 0.17% | +7,550 | 新進 |
| First Republic Investment Management, Inc. | 7,402 | $26.1 萬 | 0.00% | +115+1.6% | 加碼 |
| Icon Wealth Partners, LLC | 6,788 | $23.9 萬 | 0.03% | 00.0% | 不變 |
| Coastal Investment Advisors, Inc. | 6,341 | $22.0 萬 | 0.05% | 00.0% | 不變 |
| Sunbelt Securities, Inc. | 4,600 | $16.2 萬 | 0.02% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 4,060 | $14.3 萬 | 0.00% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 3,762 | $13.3 萬 | 0.03% | +406+12.1% | 加碼 |
| Eagle Bay Advisors LLC | 2,900 | $10.2 萬 | 0.05% | 00.0% | 不變 |
| Harbor Investment Advisory, LLC | 2,055 | $7.24 萬 | 0.01% | +10+0.5% | 加碼 |
| Comerica Bank | 1,412 | $4.97 萬 | 0.00% | +1,412 | 新進 |
| Covestor Ltd | 979 | $3.40 萬 | 0.03% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 907 | $3.20 萬 | 0.00% | 00.0% | 不變 |
| Bogart Wealth, LLC | 767 | $2.70 萬 | 0.00% | 00.0% | 不變 |
| NBC Securities, Inc. | 630 | $2.20 萬 | 0.00% | +630 | 新進 |
| Tradition Wealth Management, LLC | 568 | $2.00 萬 | 0.00% | +12+2.2% | 加碼 |
| Private Trust Co NA | 544 | $1.92 萬 | 0.00% | 00.0% | 不變 |
| JPMorgan Chase & Co | 307 | $1.08 萬 | 0.00% | −137−30.9% | 減碼 |
| Highlander Capital Management, LLC | 290 | $1.00 萬 | 0.00% | +290 | 新進 |
| Piscataqua Savings Bank | 214 | $7,537 | 0.01% | +214 | 新進 |
| Avion Wealth | 200 | $7,000 | 0.00% | 00.0% | 不變 |
| Cambridge Trust Co | 193 | $6,799 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 171 | $6,029 | 0.00% | +3+1.8% | 加碼 |
| Wolff Wiese Magana LLC | 105 | $3,700 | 0.00% | 00.0% | 不變 |
| Creative Financial Designs Inc | 104 | $3,664 | 0.00% | 00.0% | 不變 |
| Larson Financial Group LLC | 99 | $3,488 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 54 | $1,902 | 0.00% | −50−48.1% | 減碼 |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −313,894−100.0% | 清倉 |
| Clearbridge Investments, LLC | 0 | $0 | 0.00% | −57,760−100.0% | 清倉 |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −7,123−100.0% | 清倉 |
| Stifel Financial Corp | 0 | $0 | 0.00% | −5,997−100.0% | 清倉 |
| Bessemer Group Inc | 0 | $0 | 0.00% | −335−100.0% | 清倉 |
| Caldwell Trust Co | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −7−100.0% | 清倉 |
| Lansing Street Advisors | – | – | – | – | 本季未申報 |