ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2024 年第 2 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2024/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
CEM 已不再掛牌，所以這裡顯示 2024 年第 2 季；之後各季在 13F 申報持有的機構少得多。
- 持有機構
- 51
- 較 2024 年第 1 季 −23 家
- 持有股數
- 201.9 萬
- 較 2024 年第 1 季 −351.7 萬 (−63.5%)
- 總市值
- $9,565 萬
- 較 2024 年第 1 季 −$1.58 億 (−62.2%)
- 新進機構
- 10
- 另有 13 家加碼
- 清倉機構
- 33
- 另有 20 家減碼
另有 2 家機構在 2024 年第 1 季持有、還沒有申報 2024 年第 2 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2024 年第 2 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2024 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 562,973 | $2,669 萬 | 0.00% | −24,174−4.1% | 減碼 |
| Penserra Capital Management LLC | 273,893 | $1,299 萬 | 0.16% | +6,089+2.3% | 加碼 |
| Bank of America Corp | 204,248 | $968.3 萬 | 0.00% | −42,959−17.4% | 減碼 |
| Advisors Asset Management, Inc. | 166,228 | $788.1 萬 | 0.15% | −42,784−20.5% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 126,068 | $597.7 萬 | 0.01% | −333−0.3% | 減碼 |
| Wells Fargo & Company | 100,788 | $477.8 萬 | 0.00% | −38,779−27.8% | 減碼 |
| UBS Group AG | 76,032 | $360.5 萬 | 0.00% | −3,235−4.1% | 減碼 |
| Steward Partners Investment Advisory, LLC | 60,329 | $286.0 萬 | 0.03% | +3,770+6.7% | 加碼 |
| Tradewinds, LLC. | 44,762 | $212.2 萬 | 0.65% | +44,762 | 新進 |
| Ameriprise Financial Inc | 43,088 | $205.2 萬 | 0.00% | −3,428−7.4% | 減碼 |
| Royal Bank of Canada | 41,004 | $194.4 萬 | 0.00% | −21,303−34.2% | 減碼 |
| Advisor Group Holdings, Inc. | 36,909 | $175.0 萬 | 0.00% | +12,193+49.3% | 加碼 |
| Guggenheim Capital LLC | 34,765 | $164.8 萬 | 0.01% | −2,084−5.7% | 減碼 |
| Delphi Financial Group, Inc. | 33,150 | $157.2 萬 | 0.88% | 00.0% | 不變 |
| IFP Advisors, Inc | 31,572 | $149.7 萬 | 0.06% | +13,196+71.8% | 加碼 |
| Sanctuary Advisors, LLC | 19,525 | $89.5 萬 | 0.01% | +19,525 | 新進 |
| Invesco Ltd. | 17,595 | $83.4 萬 | 0.00% | −6,127−25.8% | 減碼 |
| LPL Financial LLC | 17,379 | $82.4 萬 | 0.00% | −285−1.6% | 減碼 |
| M&T Bank Corp | 17,000 | $80.6 萬 | 0.00% | 00.0% | 不變 |
| Raymond James & Associates | 15,475 | $73.4 萬 | 0.00% | +163+1.1% | 加碼 |
| Transcend Wealth Collective, LLC | 11,228 | $53.2 萬 | 0.04% | −12,320−52.3% | 減碼 |
| Commonwealth Equity Services, LLC | 8,905 | $42.2 萬 | 0.00% | −51,848−85.3% | 減碼 |
| Oxbow Advisors, LLC | 8,530 | $40.4 萬 | 0.05% | 00.0% | 不變 |
| Colony Group, LLC | 8,000 | $37.9 萬 | 0.00% | +8,000 | 新進 |
| D.A. Davidson & Co. | 7,664 | $36.3 萬 | 0.00% | −398−4.9% | 減碼 |
| Landscape Capital Management, L.L.C. | 7,336 | $34.8 萬 | 0.03% | +7,336 | 新進 |
| JPMorgan Chase & Co | 6,646 | $31.5 萬 | 0.00% | +6,212+1,431.3% | 加碼 |
| Icon Wealth Advisors, LLC | 6,637 | $29.4 萬 | 0.03% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 4,873 | $23.1 萬 | 0.00% | +9+0.2% | 加碼 |
| Sunbelt Securities, Inc. | 4,642 | $22.0 萬 | 0.02% | +42+0.9% | 加碼 |
| Eagle Bay Advisors LLC | 2,900 | $13.7 萬 | 0.08% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 2,801 | $13.3 萬 | 0.02% | −306−9.8% | 減碼 |
| Hobbs Group Advisors, LLC | 2,679 | $12.7 萬 | 0.05% | +2,679 | 新進 |
| Mather Group, LLC. | 2,130 | $9.75 萬 | 0.00% | +2,130 | 新進 |
| Activest Wealth Management | 2,000 | $9.48 萬 | 0.03% | +2,000 | 新進 |
| Harbor Investment Advisory, LLC | 1,893 | $8.97 萬 | 0.01% | −66−3.4% | 減碼 |
| Comerica Bank | 1,670 | $7.92 萬 | 0.00% | +110+7.1% | 加碼 |
| Northwestern Mutual Wealth Management Co | 907 | $4.30 萬 | 0.00% | −1,010−52.7% | 減碼 |
| Blue Bell Private Wealth Management, LLC | 822 | $3.90 萬 | 0.01% | −38,675−97.9% | 減碼 |
| Gilliland Jeter Wealth Management LLC | 650 | $3.08 萬 | 0.01% | +9+1.4% | 加碼 |
| Bogart Wealth, LLC | 625 | $2.96 萬 | 0.00% | −142−18.5% | 減碼 |
| Asset Dedication, LLC | 500 | $2.37 萬 | 0.00% | +500 | 新進 |
| LRI Investments, LLC | 409 | $1.94 萬 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 300 | $1.40 萬 | 0.00% | +300 | 新進 |
| Piscataqua Savings Bank | 214 | $1.01 萬 | 0.01% | 00.0% | 不變 |
| NBC Securities, Inc. | 201 | $9,000 | 0.00% | −429−68.1% | 減碼 |
| Avion Wealth | 200 | $9,000 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 181 | $8,562 | 0.00% | +3+1.7% | 加碼 |
| Clear Point Advisors Inc. | 150 | $7,116 | 0.01% | +2+1.4% | 加碼 |
| Geneos Wealth Management Inc. | 57 | $2,703 | 0.00% | +1+1.8% | 加碼 |
| FMR LLC | 1 | $47 | 0.00% | +1 | 新進 |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −2,189,802−100.0% | 清倉 |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −226,198−100.0% | 清倉 |
| Aristides Capital LLC | 0 | $0 | 0.00% | −193,475−100.0% | 清倉 |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −97,213−100.0% | 清倉 |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −90,000−100.0% | 清倉 |
| CSS LLC | 0 | $0 | 0.00% | −72,603−100.0% | 清倉 |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −70,197−100.0% | 清倉 |
| Almitas Capital LLC | 0 | $0 | 0.00% | −62,472−100.0% | 清倉 |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −48,048−100.0% | 清倉 |
| Edgemoor Investment Advisors, Inc. | 0 | $0 | 0.00% | −45,147−100.0% | 清倉 |
| Icon Advisers Inc | 0 | $0 | 0.00% | −38,537−100.0% | 清倉 |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −34,128−100.0% | 清倉 |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −25,604−100.0% | 清倉 |
| De Lisle Partners LLP | 0 | $0 | 0.00% | −22,869−100.0% | 清倉 |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −22,833−100.0% | 清倉 |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −16,858−100.0% | 清倉 |
| Stifel Financial Corp | 0 | $0 | 0.00% | −13,269−100.0% | 清倉 |
| Terril Brothers, Inc. | 0 | $0 | 0.00% | −12,000−100.0% | 清倉 |
| Verus Capital Partners, LLC | 0 | $0 | 0.00% | −11,250−100.0% | 清倉 |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −9,728−100.0% | 清倉 |
| Stephens Inc | 0 | $0 | 0.00% | −8,624−100.0% | 清倉 |
| Quarry LP | 0 | $0 | 0.00% | −8,397−100.0% | 清倉 |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −6,544−100.0% | 清倉 |
| Lincoln National Corp | 0 | $0 | 0.00% | −6,450−100.0% | 清倉 |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −5,877−100.0% | 清倉 |
| Commonwealth Financial Services, LLC | 0 | $0 | 0.00% | −5,580−100.0% | 清倉 |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −4,425−100.0% | 清倉 |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −4,060−100.0% | 清倉 |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −1,587−100.0% | 清倉 |
| Covestor Ltd | 0 | $0 | 0.00% | −1,174−100.0% | 清倉 |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −250−100.0% | 清倉 |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −20−100.0% | 清倉 |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −2−100.0% | 清倉 |
| InterOcean Capital Group, LLC | – | – | – | – | 本季未申報 |
| Highlander Capital Management, LLC | – | – | – | – | 本季未申報 |