ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2023 年第 1 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2023/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 69
- 較 2022 年第 4 季 −3 家
- 持有股數
- 463.5 萬
- 較 2022 年第 4 季 +7.07 萬 (+1.5%)
- 總市值
- $1.50 億
- 較 2022 年第 4 季 +$53.2 萬 (+0.4%)
- 新進機構
- 12
- 另有 16 家加碼
- 清倉機構
- 15
- 另有 23 家減碼
另有 3 家機構在 2022 年第 4 季持有、還沒有申報 2023 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2023 年第 1 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,199,377 | $3,882 萬 | 0.94% | +276,493+30.0% | 加碼 |
| Morgan Stanley | 675,144 | $2,185 萬 | 0.00% | −11,166−1.6% | 減碼 |
| Penserra Capital Management LLC | 294,325 | $952.7 萬 | 0.20% | +294,325 | 新進 |
| Bank of America Corp | 286,054 | $926.0 萬 | 0.00% | −46,359−13.9% | 減碼 |
| McGowan Group Asset Management, Inc. | 225,275 | $729.2 萬 | 1.16% | −51,558−18.6% | 減碼 |
| Aristides Capital LLC | 193,475 | $626.3 萬 | 3.95% | −23,377−10.8% | 減碼 |
| Terril Brothers, Inc. | 171,244 | $554.3 萬 | 2.60% | −3,915−2.2% | 減碼 |
| Woodline Partners LP | 169,106 | $547.4 萬 | 0.08% | 00.0% | 不變 |
| Wells Fargo & Company | 151,164 | $489.3 萬 | 0.00% | −20,808−12.1% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 126,044 | $408.0 萬 | 0.01% | +974+0.8% | 加碼 |
| Advisors Asset Management, Inc. | 103,516 | $335.1 萬 | 0.07% | −993−1.0% | 減碼 |
| UBS Group AG | 88,873 | $287.7 萬 | 0.00% | −63,474−41.7% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 84,038 | $272.0 萬 | 1.10% | −46,001−35.4% | 減碼 |
| Commonwealth Equity Services, LLC | 81,623 | $264.2 萬 | 0.01% | +6,791+9.1% | 加碼 |
| Kayne Anderson Capital Advisors LP | 74,440 | $241.0 萬 | 0.07% | 00.0% | 不變 |
| Royal Bank of Canada | 61,186 | $198.1 萬 | 0.00% | −480−0.8% | 減碼 |
| Matisse Capital | 58,000 | $187.7 萬 | 1.21% | 00.0% | 不變 |
| Clearbridge Investments, LLC | 56,360 | $182.4 萬 | 0.00% | 00.0% | 不變 |
| Quantedge Capital Pte Ltd | 53,346 | $172.7 萬 | 0.67% | −18,200−25.4% | 減碼 |
| Ameriprise Financial Inc | 47,319 | $153.2 萬 | 0.00% | −199−0.4% | 減碼 |
| Guggenheim Capital LLC | 44,638 | $144.5 萬 | 0.01% | +9,589+27.4% | 加碼 |
| Steward Partners Investment Advisory, LLC | 37,345 | $120.9 萬 | 0.02% | +3,524+10.4% | 加碼 |
| Goldman Sachs Group Inc | 35,468 | $114.8 萬 | 0.00% | +35,468 | 新進 |
| Edgemoor Investment Advisors, Inc. | 30,684 | $99.3 萬 | 0.12% | −1,841−5.7% | 減碼 |
| Transcend Wealth Collective, LLC | 23,548 | $76.2 萬 | 0.08% | −500−2.1% | 減碼 |
| Wolverine Asset Management LLC | 18,393 | $59.5 萬 | 0.01% | +18,393 | 新進 |
| Sit Investment Associates Inc | 18,065 | $58.5 萬 | 0.02% | −23,671−56.7% | 減碼 |
| Raymond James & Associates | 17,947 | $58.1 萬 | 0.00% | −1,098−5.8% | 減碼 |
| M&T Bank Corp | 17,165 | $55.6 萬 | 0.00% | 00.0% | 不變 |
| LPL Financial LLC | 15,019 | $48.6 萬 | 0.00% | +1,091+7.8% | 加碼 |
| Advisor Group Holdings, Inc. | 14,198 | $46.0 萬 | 0.00% | +1,078+8.2% | 加碼 |
| Verus Capital Partners, LLC | 13,780 | $44.6 萬 | 0.07% | −100−0.7% | 減碼 |
| Proficio Capital Partners LLC | 12,530 | $40.6 萬 | 0.06% | +12,530 | 新進 |
| US Bancorp | 12,500 | $40.5 萬 | 0.00% | 00.0% | 不變 |
| Integrated Wealth Concepts LLC | 10,108 | $32.7 萬 | 0.01% | +10,108 | 新進 |
| D.A. Davidson & Co. | 9,977 | $32.3 萬 | 0.00% | −93−0.9% | 減碼 |
| Oxbow Advisors, LLC | 8,530 | $27.6 萬 | 0.05% | 00.0% | 不變 |
| Stephens Inc | 8,136 | $26.3 萬 | 0.01% | +74+0.9% | 加碼 |
| Laidlaw Wealth Management LLC | 8,062 | $26.1 萬 | 0.05% | −117−1.4% | 減碼 |
| InterOcean Capital Group, LLC | 8,000 | $25.9 萬 | 0.01% | 00.0% | 不變 |
| First Republic Investment Management, Inc. | 7,200 | $23.3 萬 | 0.00% | +678+10.4% | 加碼 |
| CSS LLC | 7,174 | $23.2 萬 | 0.02% | +7,174 | 新進 |
| HighTower Advisors, LLC | 7,070 | $22.8 萬 | 0.00% | −8,085−53.3% | 減碼 |
| Icon Wealth Partners, LLC | 6,788 | $22.0 萬 | 0.02% | +6,788 | 新進 |
| Coastal Investment Advisors, Inc. | 6,321 | $20.5 萬 | 0.05% | −1,097−14.8% | 減碼 |
| IFP Advisors, Inc | 13,789 | $19.2 萬 | 0.01% | +1,073+8.4% | 加碼 |
| Sunbelt Securities, Inc. | 4,600 | $14.8 萬 | 0.02% | +4,600 | 新進 |
| Cullen/Frost Bankers, Inc. | 4,060 | $13.1 萬 | 0.00% | 00.0% | 不變 |
| Eagle Bay Advisors LLC | 2,900 | $9.39 萬 | 0.05% | 00.0% | 不變 |
| Harbor Investment Advisory, LLC | 2,070 | $6.70 萬 | 0.01% | +9+0.4% | 加碼 |
| GPS Wealth Strategies Group, LLC | 1,953 | $6.32 萬 | 0.01% | +1,953 | 新進 |
| The PNC Financial Services Group, Inc. | 1,600 | $5.18 萬 | 0.00% | 00.0% | 不變 |
| Elequin Capital LP | 983 | $3.18 萬 | 0.02% | +983 | 新進 |
| Bogart Wealth, LLC | 767 | $2.48 萬 | 0.00% | +625+440.1% | 加碼 |
| Northwestern Mutual Wealth Management Co | 744 | $2.41 萬 | 0.00% | +128+20.8% | 加碼 |
| Tradition Wealth Management, LLC | 545 | $1.80 萬 | 0.00% | +10+1.9% | 加碼 |
| Private Trust Co NA | 544 | $1.76 萬 | 0.00% | 00.0% | 不變 |
| JPMorgan Chase & Co | 444 | $1.40 萬 | 0.00% | −36−7.5% | 減碼 |
| Caldwell Trust Co | 200 | $6,474 | 0.00% | 00.0% | 不變 |
| Cambridge Trust Co | 193 | $6,247 | 0.00% | 00.0% | 不變 |
| Avion Wealth | 200 | $6,000 | 0.00% | −500−71.4% | 減碼 |
| SOA Wealth Advisors, LLC. | 164 | $5,317 | 0.00% | +3+1.9% | 加碼 |
| Lansing Street Advisors | 112 | $3,625 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 105 | $3,399 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 104 | $3,366 | 0.00% | 00.0% | 不變 |
| Creative Financial Designs Inc | 104 | $3,366 | 0.00% | +104 | 新進 |
| Larson Financial Group LLC | 99 | $3,205 | 0.00% | +99 | 新進 |
| Harbour Investments, Inc. | 28 | $906 | 0.00% | 00.0% | 不變 |
| Tower Research Capital LLC (TRC) | 6 | $0 | 0.00% | +5+500.0% | 加碼 |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −165,359−100.0% | 清倉 |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −52,518−100.0% | 清倉 |
| Almitas Capital LLC | 0 | $0 | 0.00% | −30,444−100.0% | 清倉 |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −15,270−100.0% | 清倉 |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −12,688−100.0% | 清倉 |
| Invesco Ltd. | 0 | $0 | 0.00% | −10,782−100.0% | 清倉 |
| Stifel Financial Corp | 0 | $0 | 0.00% | −6,047−100.0% | 清倉 |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −4,800−100.0% | 清倉 |
| GWM Advisors LLC | 0 | $0 | 0.00% | −1,164−100.0% | 清倉 |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −516−100.0% | 清倉 |
| Lakewood Asset Management LLC | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| Bessemer Group Inc | 0 | $0 | 0.00% | −175−100.0% | 清倉 |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −100−100.0% | 清倉 |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | 清倉 |
| Laurel Wealth Advisors, Inc. | – | – | – | – | 本季未申報 |
| Icon Wealth Advisors, LLC | – | – | – | – | 本季未申報 |
| Cribstone Capital Management, LLC | – | – | – | – | 本季未申報 |