ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2021 年第 4 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2021/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 73
- 較 2021 年第 3 季 +2 家
- 持有股數
- 420.4 萬
- 較 2021 年第 3 季 +41.0 萬 (+10.8%)
- 總市值
- $1.13 億
- 較 2021 年第 3 季 +$1,008 萬 (+9.8%)
- 新進機構
- 12
- 另有 25 家加碼
- 清倉機構
- 10
- 另有 23 家減碼
另有 1 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2021 年第 4 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2021 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 684,999 | $1,843 萬 | 0.00% | −19,122−2.7% | 減碼 |
| Sit Investment Associates Inc | 388,161 | $1,045 萬 | 0.25% | +180,171+86.6% | 加碼 |
| McGowan Group Asset Management, Inc. | 386,571 | $1,040 萬 | 1.83% | −10,314−2.6% | 減碼 |
| Bank of America Corp | 352,400 | $948.3 萬 | 0.00% | +26,235+8.0% | 加碼 |
| Cornerstone Advisors, LLC | 295,545 | $795.3 萬 | 0.43% | +28,563+10.7% | 加碼 |
| Aristides Capital LLC | 216,852 | $583.5 萬 | 3.37% | 00.0% | 不變 |
| Terril Brothers, Inc. | 164,402 | $442.4 萬 | 0.97% | +57,643+54.0% | 加碼 |
| Wolverine Asset Management LLC | 153,861 | $414.0 萬 | 0.05% | +58,112+60.7% | 加碼 |
| Quantedge Capital Pte Ltd | 130,261 | $350.5 萬 | 1.48% | +5,544+4.4% | 加碼 |
| Wells Fargo & Company | 126,630 | $340.7 萬 | 0.00% | −3,990−3.1% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 118,528 | $319.0 萬 | 0.01% | +25,101+26.9% | 加碼 |
| UBS Group AG | 102,814 | $276.6 萬 | 0.00% | +9,295+9.9% | 加碼 |
| Kayne Anderson Capital Advisors LP | 84,942 | $228.6 萬 | 0.07% | +102+0.1% | 加碼 |
| Royal Bank of Canada | 79,119 | $212.9 萬 | 0.00% | +1,064+1.4% | 加碼 |
| Guggenheim Capital LLC | 74,436 | $200.3 萬 | 0.01% | −2,461−3.2% | 減碼 |
| Segantii Capital Management Ltd | 61,625 | $165.8 萬 | 0.05% | +61,625 | 新進 |
| Clearbridge Investments, LLC | 61,560 | $165.7 萬 | 0.00% | −200−0.3% | 減碼 |
| Commonwealth Equity Services, LLC | 58,016 | $156.1 萬 | 0.00% | +3,505+6.4% | 加碼 |
| Matisse Capital | 56,526 | $152.1 萬 | 1.05% | +56,526 | 新進 |
| Thomas J. Herzfeld Advisors, Inc. | 54,596 | $146.9 萬 | 0.53% | −9,595−14.9% | 減碼 |
| Advisors Asset Management, Inc. | 54,363 | $146.3 萬 | 0.02% | −8,582−13.6% | 減碼 |
| Ameriprise Financial Inc | 54,549 | $145.5 萬 | 0.00% | −1,945−3.4% | 減碼 |
| Edgemoor Investment Advisors, Inc. | 41,175 | $110.8 萬 | 0.11% | +1,130+2.8% | 加碼 |
| 6 Meridian | 37,246 | $100.2 萬 | 0.07% | −11,938−24.3% | 減碼 |
| Walleye Capital LLC | 36,312 | $97.7 萬 | 0.03% | +36,312 | 新進 |
| Transcend Wealth Collective, LLC | 29,048 | $78.2 萬 | 0.07% | −300−1.0% | 減碼 |
| Raymond James & Associates | 28,978 | $78.0 萬 | 0.00% | −2,322−7.4% | 減碼 |
| Invesco Ltd. | 27,048 | $72.8 萬 | 0.00% | +11,230+71.0% | 加碼 |
| Landscape Capital Management, L.L.C. | 23,719 | $63.8 萬 | 0.09% | −47,374−66.6% | 減碼 |
| Bank of Montreal | 19,551 | $61.8 萬 | 0.00% | +19,551 | 新進 |
| J.W. Cole Advisors, Inc. | 20,517 | $55.2 萬 | 0.04% | +861+4.4% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 19,562 | $52.6 萬 | 0.00% | +2,285+13.2% | 加碼 |
| LPL Financial LLC | 14,938 | $40.2 萬 | 0.00% | +2,215+17.4% | 加碼 |
| Envestnet Asset Management Inc | 14,948 | $40.2 萬 | 0.00% | +2,480+19.9% | 加碼 |
| Stifel Financial Corp | 13,648 | $36.7 萬 | 0.00% | 00.0% | 不變 |
| Truist Financial Corp | 11,731 | $31.6 萬 | 0.00% | +633+5.7% | 加碼 |
| Steward Partners Investment Advisory, LLC | 11,676 | $31.4 萬 | 0.00% | +1,495+14.7% | 加碼 |
| D.A. Davidson & Co. | 9,946 | $26.8 萬 | 0.00% | +102+1.0% | 加碼 |
| Oxbow Advisors, LLC | 9,925 | $26.7 萬 | 0.03% | 00.0% | 不變 |
| Laurel Wealth Advisors, Inc. | 9,728 | $26.2 萬 | 0.02% | −320−3.2% | 減碼 |
| Laidlaw Wealth Management LLC | 9,598 | $25.8 萬 | 0.04% | +9,598 | 新進 |
| Cetera Advisor Networks LLC | 7,489 | $20.2 萬 | 0.00% | −365−4.6% | 減碼 |
| Icon Wealth Partners, LLC | 7,439 | $20.0 萬 | 0.02% | −4,650−38.5% | 減碼 |
| Advisor Group Holdings, Inc. | 6,170 | $16.7 萬 | 0.00% | −9,970−61.8% | 減碼 |
| Rockefeller Capital Management L.P. | 4,800 | $12.9 萬 | 0.00% | 00.0% | 不變 |
| FourThought Financial, LLC | 3,485 | $9.40 萬 | 0.01% | −2,492−41.7% | 減碼 |
| Cullen/Frost Bankers, Inc. | 3,300 | $8.90 萬 | 0.00% | 00.0% | 不變 |
| US Bancorp | 2,700 | $7.30 萬 | 0.00% | −12,000−81.6% | 減碼 |
| Eagle Bay Advisors LLC | 2,400 | $6.50 萬 | 0.04% | −2,400−50.0% | 減碼 |
| Harbor Investment Advisory, LLC | 2,114 | $5.70 萬 | 0.01% | −89−4.0% | 減碼 |
| Ellis Investment Partners, LLC | 1,889 | $5.00 萬 | 0.01% | +16+0.9% | 加碼 |
| GPS Wealth Strategies Group, LLC | 1,637 | $4.40 萬 | 0.01% | 00.0% | 不變 |
| Assetmark, Inc | 1,634 | $4.40 萬 | 0.00% | +1,634 | 新進 |
| The PNC Financial Services Group, Inc. | 1,600 | $4.30 萬 | 0.00% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 1,490 | $4.00 萬 | 0.00% | −2,442−62.1% | 減碼 |
| Spire Wealth Management | 1,334 | $3.60 萬 | 0.00% | +1,264+1,805.7% | 加碼 |
| Bessemer Group Inc | 1,013 | $2.70 萬 | 0.00% | +1,013 | 新進 |
| Paragon Capital Management Ltd | 902 | $2.40 萬 | 0.00% | +902 | 新進 |
| Tradition Wealth Management, LLC | 753 | $2.00 萬 | 0.00% | +13+1.8% | 加碼 |
| Proequities, Inc. | 481 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Caldwell Trust Co | 200 | $5,382 | 0.00% | 00.0% | 不變 |
| JPMorgan Chase & Co | 200 | $5,000 | 0.00% | −240−54.5% | 減碼 |
| Bogart Wealth, LLC | 133 | $4,000 | 0.00% | +3+2.3% | 加碼 |
| Capital Analysts, LLC | 152 | $4,000 | 0.00% | +152 | 新進 |
| Amplius Wealth Advisors, LLC | 167 | $4,000 | 0.00% | +167 | 新進 |
| SOA Wealth Advisors, LLC. | 150 | $3,000 | 0.00% | +2+1.4% | 加碼 |
| Wolff Wiese Magana LLC | 105 | $3,000 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 88 | $2,000 | 0.00% | −21−19.3% | 減碼 |
| Geneos Wealth Management Inc. | 50 | $1,000 | 0.00% | 00.0% | 不變 |
| Strategic Asset Management, LLC | 20 | $1,000 | 0.00% | +20 | 新進 |
| Eaton Vance Management | 18 | $0 | 0.00% | 00.0% | 不變 |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | 不變 |
| Snowden Capital Advisors LLC | 20 | $0 | 0.00% | +20 | 新進 |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −38,203−100.0% | 清倉 |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −2,055−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,774−100.0% | 清倉 |
| Jacobi Capital Management LLC | 0 | $0 | 0.00% | −540−100.0% | 清倉 |
| Citigroup Inc | 0 | $0 | 0.00% | −300−100.0% | 清倉 |
| Ellevest, Inc. | 0 | $0 | 0.00% | −268−100.0% | 清倉 |
| Eukles Asset Management | 0 | $0 | 0.00% | −135−100.0% | 清倉 |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −100−100.0% | 清倉 |
| West Branch Capital LLC | 0 | $0 | 0.00% | −114−100.0% | 清倉 |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −50−100.0% | 清倉 |
| Black Maple Capital Management LP | – | – | – | – | 本季未申報 |