ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
CEM is no longer listed, and 13F filings after Q2 2024 list far fewer holders. See Q2 2024
- Institutional holders
- 1
- −50 vs. Q2 2024
- Shares held
- 54.9K
- −1.96M (−97.3%) vs. Q2 2024
- Total value
- $2.45M
- −$93.2M (−97.4%) vs. Q2 2024
- New holders
- 0
- 1 more added
- Sold out
- 50
- 0 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IFP Advisors, Inc | 54,886 | $2.45M | 0.09% | +23,314+73.8% | Added |
| Morgan Stanley | 0 | $0 | 0.00% | −562,973−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −273,893−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −204,248−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −166,228−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −126,068−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −100,788−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −76,032−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −60,329−100.0% | Sold out |
| Tradewinds, LLC. | 0 | $0 | 0.00% | −44,762−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −43,088−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −41,004−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −36,909−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −34,765−100.0% | Sold out |
| Delphi Financial Group, Inc. | 0 | $0 | 0.00% | −33,150−100.0% | Sold out |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −19,525−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −17,595−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −17,379−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −15,475−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −11,228−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −8,905−100.0% | Sold out |
| Oxbow Advisors, LLC | 0 | $0 | 0.00% | −8,530−100.0% | Sold out |
| Colony Group, LLC | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| D.A. Davidson & Co. | 0 | $0 | 0.00% | −7,664−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −7,336−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −6,646−100.0% | Sold out |
| Icon Wealth Advisors, LLC | 0 | $0 | 0.00% | −6,637−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −4,873−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −4,642−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −2,900−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −2,801−100.0% | Sold out |
| Hobbs Group Advisors, LLC | 0 | $0 | 0.00% | −2,679−100.0% | Sold out |
| Mather Group, LLC. | 0 | $0 | 0.00% | −2,130−100.0% | Sold out |
| Activest Wealth Management | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Harbor Investment Advisory, LLC | 0 | $0 | 0.00% | −1,893−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −1,670−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −907−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −822−100.0% | Sold out |
| Gilliland Jeter Wealth Management LLC | 0 | $0 | 0.00% | −650−100.0% | Sold out |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −625−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| LRI Investments, LLC | 0 | $0 | 0.00% | −409−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Piscataqua Savings Bank | 0 | $0 | 0.00% | −214−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −201−100.0% | Sold out |
| Avion Wealth | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| SOA Wealth Advisors, LLC. | 0 | $0 | 0.00% | −181−100.0% | Sold out |
| Clear Point Advisors Inc. | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −57−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |