ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- +8 vs. Q3 2023
- Shares held
- 5.39M
- +451.4K (+9.1%) vs. Q3 2023
- Total value
- $216.2M
- +$42.1M (+24.2%) vs. Q3 2023
- New holders
- 15
- 22 more added
- Sold out
- 7
- 23 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,189,802 | $87.8M | 2.16% | +509,745+30.3% | Added |
| Morgan Stanley | 624,829 | $25.0M | 0.00% | −32,219−4.9% | Reduced |
| Bank of America Corp | 250,161 | $10.0M | 0.00% | −9,266−3.6% | Reduced |
| Sit Investment Associates Inc | 227,787 | $9.13M | 0.22% | +148,687+188.0% | Added |
| Advisors Asset Management, Inc. | 209,896 | $8.41M | 0.17% | +12,061+6.1% | Added |
| Aristides Capital LLC | 193,475 | $7.76M | 3.90% | 00.0% | Unchanged |
| Wells Fargo & Company | 141,809 | $5.69M | 0.00% | −3,964−2.7% | Reduced |
| Terril Brothers, Inc. | 139,670 | $5.60M | 1.98% | −13,150−8.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 127,013 | $5.09M | 0.01% | −610−0.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 103,293 | $4.14M | 1.52% | −6,751−6.1% | Reduced |
| Commonwealth Equity Services, LLC | 84,655 | $3.39M | 0.01% | −4,790−5.4% | Reduced |
| UBS Group AG | 82,558 | $3.31M | 0.00% | +5,136+6.6% | Added |
| CSS LLC | 81,774 | $3.28M | 0.26% | +70,673+636.6% | Added |
| Alpine Global Management, LLC | 67,400 | $2.70M | 0.74% | +34,200+103.0% | Added |
| Royal Bank of Canada | 61,907 | $2.48M | 0.00% | −2,222−3.5% | Reduced |
| Goldman Sachs Group Inc | 57,008 | $2.29M | 0.00% | +9,608+20.3% | Added |
| Steward Partners Investment Advisory, LLC | 50,338 | $2.02M | 0.03% | +14,600+40.9% | Added |
| Ameriprise Financial Inc | 48,524 | $1.97M | 0.00% | −564−1.1% | Reduced |
| Woodline Partners LP | 48,233 | $1.93M | 0.02% | −177,512−78.6% | Reduced |
| Guggenheim Capital LLC | 39,070 | $1.57M | 0.01% | −5,017−11.4% | Reduced |
| Kayne Anderson Capital Advisors LP | 34,840 | $1.40M | 0.04% | 00.0% | Unchanged |
| Delphi Financial Group, Inc. | 33,150 | $1.33M | 0.78% | +33,150 | New |
| Edgemoor Investment Advisors, Inc. | 31,922 | $1.28M | 0.13% | −6,277−16.4% | Reduced |
| Sea Otter Advisors LLC | 30,300 | $1.21M | 1.16% | +20,000+194.2% | Added |
| JPMorgan Chase & Co | 29,335 | $1.18M | 0.00% | +29,028+9,455.4% | Added |
| Transcend Wealth Collective, LLC | 23,548 | $944.0K | 0.08% | 00.0% | Unchanged |
| Invesco Ltd. | 22,363 | $896.5K | 0.00% | +13,061+140.4% | Added |
| Clough Capital Partners L P | 20,850 | $835.9K | 0.09% | +13,300+176.2% | Added |
| Quarry LP | 20,850 | $835.9K | 0.42% | +13,300+176.2% | Added |
| Advisor Group Holdings, Inc. | 19,617 | $786.4K | 0.00% | +1,490+8.2% | Added |
| Raymond James & Associates | 17,448 | $699.5K | 0.00% | −329−1.9% | Reduced |
| M&T Bank Corp | 17,165 | $688.1K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 16,935 | $678.9K | 0.00% | −275−1.6% | Reduced |
| IFP Advisors, Inc | 16,226 | $650.5K | 0.03% | +2,332+16.8% | Added |
| Yakira Capital Management, Inc. | 15,535 | $622.8K | 0.20% | +15,535 | New |
| Blackstone Group Inc. | 14,754 | $591.5K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 14,478 | $580.4K | 0.28% | −9,200−38.9% | Reduced |
| Stifel Financial Corp | 12,672 | $508.0K | 0.00% | +12,672 | New |
| Susquehanna International Group, LLP | 11,888 | $476.6K | 0.00% | +11,888 | New |
| Verus Capital Partners, LLC | 11,450 | $459.0K | 0.06% | −1,130−9.0% | Reduced |
| Proficio Capital Partners LLC | 10,615 | $425.6K | 0.05% | −730−6.4% | Reduced |
| US Bancorp | 10,029 | $402.1K | 0.00% | −57−0.6% | Reduced |
| D.A. Davidson & Co. | 9,809 | $393.3K | 0.00% | −734−7.0% | Reduced |
| Integrated Wealth Concepts LLC | 9,728 | $390.0K | 0.01% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 9,346 | $374.7K | 0.09% | +9,346 | New |
| Stephens Inc | 8,563 | $343.3K | 0.01% | +915+12.0% | Added |
| Oxbow Advisors, LLC | 8,530 | $342.0K | 0.05% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 8,213 | $329.3K | 0.11% | +8,213 | New |
| InterOcean Capital Group, LLC | 8,000 | $320.7K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 7,345 | $293.0K | 0.00% | −635−8.0% | Reduced |
| Icon Wealth Advisors, LLC | 6,788 | $272.1K | 0.03% | +6,788 | New |
| Millennium Management LLC | 6,348 | $254.5K | 0.00% | −17,407−73.3% | Reduced |
| Commonwealth Financial Services, LLC | 5,580 | $223.7K | 0.05% | +5,580 | New |
| Laidlaw Wealth Management LLC | 5,086 | $203.9K | 0.07% | +5,086 | New |
| Marathon Trading Investment Management LLC | 5,000 | $200.4K | 0.04% | +5,000 | New |
| Sunbelt Securities, Inc. | 4,600 | $184.4K | 0.02% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 4,060 | $162.8K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,576 | $143.4K | 0.03% | −186−4.9% | Reduced |
| Eagle Bay Advisors LLC | 2,900 | $116.3K | 0.07% | 00.0% | Unchanged |
| Richardson Capital Management LLC | 2,000 | $80.2K | 0.08% | +2,000 | New |
| Harbor Investment Advisory, LLC | 1,950 | $78.2K | 0.01% | −105−5.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,907 | $76.5K | 0.00% | +1,000+110.3% | Added |
| Robinson Capital Management, LLC | 1,587 | $63.5K | 0.02% | +1,587 | New |
| Comerica Bank | 1,556 | $62.4K | 0.00% | +144+10.2% | Added |
| Hobbs Group Advisors, LLC | 1,392 | $55.8K | 0.02% | +1,392 | New |
| Covestor Ltd | 1,174 | $47.0K | 0.03% | +195+19.9% | Added |
| Bogart Wealth, LLC | 767 | $30.7K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 630 | $25.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 579 | $23.0K | 0.00% | +11+1.9% | Added |
| Highlander Capital Management, LLC | 290 | $11.6K | 0.00% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 214 | $8.58K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 200 | $8.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 175 | $7.00K | 0.00% | +4+2.3% | Added |
| Clear Point Advisors Inc. | 145 | $5.82K | 0.01% | +145 | New |
| Creative Financial Designs Inc | 104 | $4.17K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 99 | $3.97K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 55 | $2.21K | 0.00% | +1+1.9% | Added |
| Global Retirement Partners, LLC | 2 | $81 | 0.00% | +2 | New |
| McGowan Group Asset Management, Inc. | 0 | $0 | 0.00% | −121,791−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −86,354−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −58,000−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −6,341−100.0% | Sold out |
| Private Trust Co NA | 0 | $0 | 0.00% | −544−100.0% | Sold out |
| Cambridge Trust Co | 0 | $0 | 0.00% | −193−100.0% | Sold out |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −105−100.0% | Sold out |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Icon Wealth Partners, LLC | – | – | – | – | Not filed |