ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
Q4 2023 vs. Q3 2023
How the institutions holding ClearBridge MLP & Midstream Fund Inc. changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 72 | 2 | 78 | +8 |
| Shares | 4.96M | 14.2K | 5.39M | +451.4K (+9.1%) |
| Value | $174.6M | $499.9K | $216.2M | +$42.1M (+24.2%) |
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (15)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Delphi Financial Group, Inc. | 33,150 | $1.33M | 0.78% |
| Yakira Capital Management, Inc. | 15,535 | $622.8K | 0.20% |
| Stifel Financial Corp | 12,672 | $508.0K | 0.00% |
| Susquehanna International Group, LLP | 11,888 | $476.6K | 0.00% |
| Blue Bell Private Wealth Management, LLC | 9,346 | $374.7K | 0.09% |
| Bulldog Investors, LLP | 8,213 | $329.3K | 0.11% |
| Icon Wealth Advisors, LLC | 6,788 | $272.1K | 0.03% |
| Commonwealth Financial Services, LLC | 5,580 | $223.7K | 0.05% |
| Laidlaw Wealth Management LLC | 5,086 | $203.9K | 0.07% |
| Marathon Trading Investment Management LLC | 5,000 | $200.4K | 0.04% |
| Richardson Capital Management LLC | 2,000 | $80.2K | 0.08% |
| Robinson Capital Management, LLC | 1,587 | $63.5K | 0.02% |
| Hobbs Group Advisors, LLC | 1,392 | $55.8K | 0.02% |
| Clear Point Advisors Inc. | 145 | $5.82K | 0.01% |
| Global Retirement Partners, LLC | 2 | $81 | 0.00% |
Sold out (7)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| McGowan Group Asset Management, Inc. | 121,791 | $4.29M |
| Wolverine Asset Management LLC | 86,354 | $3.04M |
| Matisse Capital | 58,000 | $2.04M |
| Coastal Investment Advisors, Inc. | 6,341 | $219.9K |
| Private Trust Co NA | 544 | $19.2K |
| Cambridge Trust Co | 193 | $6.80K |
| Wolff Wiese Magana LLC | 105 | $3.70K |
Not filed for Q4 2023 yet (2)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| First Republic Investment Management, Inc. | 7,402 | $260.8K |
| Icon Wealth Partners, LLC | 6,788 | $239.1K |