ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- 0 vs. Q2 2021
- Shares held
- 3.81M
- +198.2K (+5.5%) vs. Q2 2021
- Total value
- $103.4M
- −$2.05M (−1.9%) vs. Q2 2021
- New holders
- 4
- 27 more added
- Sold out
- 4
- 20 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eaton Vance Management | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 50 | $1.00K | 0.00% | +50 | New |
| Spire Wealth Management | 70 | $2.00K | 0.00% | +70 | New |
| Harbour Investments, Inc. | 109 | $3.00K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 114 | $3.00K | 0.00% | +2+1.8% | Added |
| Wolff Wiese Magana LLC | 105 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 100 | $3.00K | 0.00% | +100 | New |
| Eukles Asset Management | 135 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 130 | $4.00K | 0.00% | +2+1.6% | Added |
| SOA Wealth Advisors, LLC. | 148 | $4.00K | 0.00% | +3+2.1% | Added |
| Caldwell Trust Co | 200 | $5.43K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 268 | $7.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 300 | $8.00K | 0.00% | −924−75.5% | Reduced |
| JPMorgan Chase & Co | 440 | $12.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 481 | $13.0K | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 540 | $15.0K | 0.00% | +10+1.9% | Added |
| Tradition Wealth Management, LLC | 740 | $20.0K | 0.00% | +13+1.8% | Added |
| The PNC Financial Services Group, Inc. | 1,600 | $43.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,637 | $44.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,774 | $48.0K | 0.02% | −226−11.3% | Reduced |
| Ellis Investment Partners, LLC | 1,873 | $50.0K | 0.01% | +7+0.4% | Added |
| Arkadios Wealth Advisors | 2,055 | $55.0K | 0.01% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,203 | $60.0K | 0.01% | +241+12.3% | Added |
| Cullen/Frost Bankers, Inc. | 3,300 | $90.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,932 | $107.0K | 0.00% | −10,218−72.2% | Reduced |
| Rockefeller Capital Management L.P. | 4,800 | $130.0K | 0.00% | +2,000+71.4% | Added |
| Eagle Bay Advisors LLC | 4,800 | $130.0K | 0.08% | +2,700+128.6% | Added |
| FourThought Financial, LLC | 5,977 | $162.0K | 0.02% | −632−9.6% | Reduced |
| Cetera Advisor Networks LLC | 7,854 | $213.0K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 9,844 | $267.0K | 0.00% | +122+1.3% | Added |
| Oxbow Advisors, LLC | 9,925 | $269.0K | 0.03% | +1,395+16.4% | Added |
| Laurel Wealth Advisors, Inc. | 10,048 | $273.0K | 0.05% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 10,181 | $276.0K | 0.00% | +2,289+29.0% | Added |
| Truist Financial Corp | 11,098 | $302.0K | 0.00% | +505+4.8% | Added |
| Black Maple Capital Management LP | 11,297 | $307.0K | 0.46% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 12,089 | $328.0K | 0.04% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 12,468 | $339.0K | 0.00% | +966+8.4% | Added |
| LPL Financial LLC | 12,723 | $345.0K | 0.00% | +12,723 | New |
| Stifel Financial Corp | 13,648 | $371.0K | 0.00% | −50−0.4% | Reduced |
| US Bancorp | 14,700 | $399.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 15,818 | $429.0K | 0.00% | +704+4.7% | Added |
| Advisor Group Holdings, Inc. | 16,140 | $440.0K | 0.00% | +2,656+19.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 17,277 | $469.0K | 0.00% | +7,725+80.9% | Added |
| J.W. Cole Advisors, Inc. | 19,656 | $534.0K | 0.04% | −344−1.7% | Reduced |
| Raymond James & Associates | 31,300 | $850.0K | 0.00% | +4,243+15.7% | Added |
| Transcend Wealth Collective, LLC | 29,348 | $905.0K | 0.08% | −3,160−9.7% | Reduced |
| HighTower Advisors, LLC | 38,203 | $1.05M | 0.00% | −733−1.9% | Reduced |
| Edgemoor Investment Advisors, Inc. | 40,045 | $1.09M | 0.12% | −1,395−3.4% | Reduced |
| 6 Meridian | 49,184 | $1.33M | 0.11% | −12,094−19.7% | Reduced |
| Commonwealth Equity Services, LLC | 54,511 | $1.48M | 0.00% | +3,954+7.8% | Added |
| Ameriprise Financial Inc | 56,494 | $1.53M | 0.00% | −255−0.4% | Reduced |
| Clearbridge Investments, LLC | 61,760 | $1.68M | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 62,945 | $1.71M | 0.03% | −16,122−20.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 64,191 | $1.74M | 0.77% | −4,190−6.1% | Reduced |
| Landscape Capital Management, L.L.C. | 71,093 | $1.93M | 0.27% | −23,975−25.2% | Reduced |
| Guggenheim Capital LLC | 76,897 | $2.09M | 0.01% | −6,426−7.7% | Reduced |
| Royal Bank of Canada | 78,055 | $2.12M | 0.00% | +3,113+4.2% | Added |
| Kayne Anderson Capital Advisors LP | 84,840 | $2.30M | 0.07% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 93,427 | $2.54M | 0.01% | +833+0.9% | Added |
| UBS Group AG | 93,519 | $2.54M | 0.00% | −998−1.1% | Reduced |
| Wolverine Asset Management LLC | 95,749 | $2.60M | 0.03% | +66,170+223.7% | Added |
| Terril Brothers, Inc. | 106,759 | $2.90M | 0.72% | −2,010−1.8% | Reduced |
| Quantedge Capital Pte Ltd | 124,717 | $3.39M | 1.64% | +21,411+20.7% | Added |
| Wells Fargo & Company | 130,620 | $3.55M | 0.00% | +13,677+11.7% | Added |
| Sit Investment Associates Inc | 207,990 | $5.65M | 0.15% | +10,000+5.1% | Added |
| Aristides Capital LLC | 216,852 | $5.89M | 4.38% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 266,982 | $7.25M | 0.42% | +130,062+95.0% | Added |
| Bank of America Corp | 326,165 | $8.86M | 0.00% | −3,572−1.1% | Reduced |
| McGowan Group Asset Management, Inc. | 396,885 | $10.8M | 1.83% | −9,743−2.4% | Reduced |
| Morgan Stanley | 704,121 | $19.1M | 0.00% | +23,375+3.4% | Added |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −7,597−100.0% | Sold out |
| Horizon Kinetics Asset Management LLC | 0 | $0 | 0.00% | −7,003−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −1,042−100.0% | Sold out |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −200−100.0% | Sold out |