ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- +3 vs. Q4 2021
- Shares held
- 4.36M
- +194.0K (+4.7%) vs. Q4 2021
- Total value
- $146.9M
- +$34.7M (+30.9%) vs. Q4 2021
- New holders
- 14
- 20 more added
- Sold out
- 11
- 22 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 15 | $1.00K | 0.00% | +15 | New |
| Herold Advisors, Inc. | 50 | $1.69K | 0.00% | +50 | New |
| Spire Wealth Management | 70 | $2.00K | 0.00% | −1,264−94.8% | Reduced |
| Wolff Wiese Magana LLC | 105 | $4.00K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 152 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 134 | $5.00K | 0.00% | +1+0.8% | Added |
| SOA Wealth Advisors, LLC. | 153 | $5.00K | 0.00% | +3+2.0% | Added |
| Caldwell Trust Co | 200 | $6.74K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 200 | $7.00K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 193 | $7.00K | 0.00% | +193 | New |
| Bessemer Group Inc | 279 | $9.00K | 0.00% | −734−72.5% | Reduced |
| Avion Wealth | 500 | $17.0K | 0.00% | +500 | New |
| Northwestern Mutual Wealth Management Co | 672 | $23.0K | 0.00% | −818−54.9% | Reduced |
| Tradition Wealth Management, LLC | 765 | $26.0K | 0.00% | +12+1.6% | Added |
| The PNC Financial Services Group, Inc. | 1,600 | $54.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,637 | $55.0K | 0.01% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 1,896 | $63.0K | 0.01% | +7+0.4% | Added |
| Harbor Investment Advisory, LLC | 2,052 | $69.0K | 0.01% | −62−2.9% | Reduced |
| FourThought Financial, LLC | 2,087 | $70.0K | 0.01% | −1,398−40.1% | Reduced |
| US Bancorp | 2,700 | $91.0K | 0.00% | 00.0% | Unchanged |
| TCWP LLC | 3,040 | $102.0K | 0.02% | +3,040 | New |
| Cullen/Frost Bankers, Inc. | 4,060 | $137.0K | 0.00% | +760+23.0% | Added |
| Rockefeller Capital Management L.P. | 4,800 | $161.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 13,142 | $184.0K | 0.00% | +13,142 | New |
| Glassy Mountain Advisors, Inc. | 6,375 | $215.0K | 0.11% | +6,375 | New |
| First Republic Investment Management, Inc. | 6,959 | $235.0K | 0.00% | +6,959 | New |
| Cetera Advisor Networks LLC | 7,282 | $246.0K | 0.00% | −207−2.8% | Reduced |
| Stifel Financial Corp | 7,330 | $247.0K | 0.00% | −6,318−46.3% | Reduced |
| Icon Wealth Partners, LLC | 7,439 | $251.0K | 0.03% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 9,598 | $324.0K | 0.05% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 9,728 | $328.0K | 0.03% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 9,925 | $335.0K | 0.03% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 10,188 | $344.0K | 0.00% | +242+2.4% | Added |
| Segantii Capital Management Ltd | 10,432 | $352.0K | 0.01% | −51,193−83.1% | Reduced |
| Proficio Capital Partners LLC | 0 | $376.0K | 0.06% | 0 | New |
| Truist Financial Corp | 11,731 | $395.0K | 0.00% | 00.0% | Unchanged |
| Clough Capital Partners L P | 12,800 | $432.0K | 0.03% | +12,800 | New |
| Envestnet Asset Management Inc | 14,347 | $484.0K | 0.00% | −601−4.0% | Reduced |
| Verus Capital Partners, LLC | 13,880 | $489.0K | 0.08% | +13,880 | New |
| LPL Financial LLC | 14,658 | $494.0K | 0.00% | −280−1.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 15,936 | $537.0K | 0.01% | +4,260+36.5% | Added |
| J.W. Cole Advisors, Inc. | 16,072 | $542.0K | 0.04% | −4,445−21.7% | Reduced |
| M&T Bank Corp | 17,000 | $573.0K | 0.00% | +17,000 | New |
| Hightower 6M Holding, LLC | 17,893 | $603.0K | 0.05% | +17,893 | New |
| Cambridge Investment Research Advisors, Inc. | 19,749 | $666.0K | 0.00% | +187+1.0% | Added |
| Invesco Ltd. | 23,781 | $802.0K | 0.00% | −3,267−12.1% | Reduced |
| Raymond James & Associates | 27,128 | $915.0K | 0.00% | −1,850−6.4% | Reduced |
| Transcend Wealth Collective, LLC | 29,348 | $990.0K | 0.09% | +300+1.0% | Added |
| Edgemoor Investment Advisors, Inc. | 30,415 | $1.03M | 0.11% | −10,760−26.1% | Reduced |
| Ameriprise Financial Inc | 51,780 | $1.75M | 0.00% | −2,769−5.1% | Reduced |
| Matisse Capital | 58,000 | $1.96M | 1.80% | +1,474+2.6% | Added |
| Commonwealth Equity Services, LLC | 60,592 | $2.04M | 0.00% | +2,576+4.4% | Added |
| Clearbridge Investments, LLC | 61,560 | $2.08M | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 66,416 | $2.24M | 0.01% | −8,020−10.8% | Reduced |
| 1832 Asset Management L.P. | 74,659 | $2.48M | 0.00% | +74,659 | New |
| Royal Bank of Canada | 75,202 | $2.54M | 0.00% | −3,917−5.0% | Reduced |
| Kayne Anderson Capital Advisors LP | 81,540 | $2.75M | 0.07% | −3,402−4.0% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 82,665 | $2.79M | 1.04% | +28,069+51.4% | Added |
| UBS Group AG | 103,935 | $3.50M | 0.00% | +1,121+1.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 124,797 | $4.21M | 0.01% | +6,269+5.3% | Added |
| Wells Fargo & Company | 130,164 | $4.39M | 0.00% | +3,534+2.8% | Added |
| Wolverine Asset Management LLC | 138,119 | $4.66M | 0.06% | −15,742−10.2% | Reduced |
| Quantedge Capital Pte Ltd | 141,261 | $4.76M | 1.41% | +11,000+8.4% | Added |
| Terril Brothers, Inc. | 162,742 | $5.49M | 1.29% | −1,660−1.0% | Reduced |
| Aristides Capital LLC | 216,852 | $7.31M | 4.96% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 280,545 | $9.46M | 0.56% | −15,000−5.1% | Reduced |
| McGowan Group Asset Management, Inc. | 382,236 | $12.9M | 1.98% | −4,335−1.1% | Reduced |
| Bank of America Corp | 457,361 | $15.4M | 0.00% | +104,961+29.8% | Added |
| Sit Investment Associates Inc | 521,292 | $17.6M | 0.47% | +133,131+34.3% | Added |
| Morgan Stanley | 691,023 | $23.3M | 0.00% | +6,024+0.9% | Added |
| Advisor Group Holdings, Inc. | 7,301 | – | – | +1,131+18.3% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −481−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −54,363−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −36,312−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,719−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −19,551−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −2,400−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −1,634−100.0% | Sold out |
| Paragon Capital Management Ltd | 0 | $0 | 0.00% | −902−100.0% | Sold out |
| Amplius Wealth Advisors, LLC | 0 | $0 | 0.00% | −167−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −18−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |