ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- 0 vs. Q1 2023
- Shares held
- 4.90M
- +260.3K (+5.6%) vs. Q1 2023
- Total value
- $169.4M
- +$19.7M (+13.1%) vs. Q1 2023
- New holders
- 3
- 24 more added
- Sold out
- 3
- 20 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 7 | $243 | 0.00% | +1+16.7% | Added |
| Larson Financial Group LLC | 99 | $3.43K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 104 | $3.61K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 104 | $3.61K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 105 | $3.64K | 0.00% | 00.0% | Unchanged |
| Lansing Street Advisors | 114 | $3.96K | 0.00% | +2+1.8% | Added |
| SOA Wealth Advisors, LLC. | 168 | $5.81K | 0.00% | +4+2.4% | Added |
| Avion Wealth | 200 | $6.00K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 193 | $6.69K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 200 | $6.93K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 335 | $12.0K | 0.00% | +335 | New |
| JPMorgan Chase & Co | 444 | $15.4K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 544 | $18.9K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 556 | $19.0K | 0.00% | +11+2.0% | Added |
| Bogart Wealth, LLC | 767 | $26.6K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 907 | $31.4K | 0.00% | +163+21.9% | Added |
| Covestor Ltd | 979 | $34.0K | 0.03% | +979 | New |
| Harbor Investment Advisory, LLC | 2,045 | $70.9K | 0.01% | −25−1.2% | Reduced |
| Eagle Bay Advisors LLC | 2,900 | $100.5K | 0.06% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,356 | $116.4K | 0.02% | +1,403+71.8% | Added |
| Cullen/Frost Bankers, Inc. | 4,060 | $140.8K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 4,600 | $159.5K | 0.02% | 00.0% | Unchanged |
| IFP Advisors, Inc | 13,493 | $187.4K | 0.01% | −296−2.1% | Reduced |
| Stifel Financial Corp | 5,997 | $207.9K | 0.00% | +5,997 | New |
| Coastal Investment Advisors, Inc. | 6,341 | $219.9K | 0.05% | +20+0.3% | Added |
| HighTower Advisors, LLC | 6,626 | $228.0K | 0.00% | −444−6.3% | Reduced |
| Icon Wealth Partners, LLC | 6,788 | $235.3K | 0.02% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 7,123 | $247.0K | 0.05% | −939−11.6% | Reduced |
| First Republic Investment Management, Inc. | 7,287 | $252.6K | 0.00% | +87+1.2% | Added |
| CSS LLC | 7,574 | $262.6K | 0.02% | +400+5.6% | Added |
| Stephens Inc | 7,651 | $265.3K | 0.00% | −485−6.0% | Reduced |
| InterOcean Capital Group, LLC | 8,000 | $277.4K | 0.01% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 8,530 | $295.7K | 0.05% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 9,534 | $330.6K | 0.00% | −4,664−32.8% | Reduced |
| Integrated Wealth Concepts LLC | 9,728 | $337.3K | 0.01% | −380−3.8% | Reduced |
| D.A. Davidson & Co. | 9,980 | $346.0K | 0.00% | +30.0% | Added |
| US Bancorp | 12,500 | $433.4K | 0.00% | 00.0% | Unchanged |
| Proficio Capital Partners LLC | 12,683 | $439.7K | 0.06% | +153+1.2% | Added |
| Verus Capital Partners, LLC | 13,580 | $470.8K | 0.07% | −200−1.5% | Reduced |
| LPL Financial LLC | 15,244 | $528.5K | 0.00% | +225+1.5% | Added |
| M&T Bank Corp | 17,165 | $595.1K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 18,065 | $626.0K | 0.02% | 00.0% | Unchanged |
| Raymond James & Associates | 18,167 | $629.9K | 0.00% | +220+1.2% | Added |
| Transcend Wealth Collective, LLC | 23,548 | $816.4K | 0.08% | 00.0% | Unchanged |
| Edgemoor Investment Advisors, Inc. | 32,067 | $1.11M | 0.13% | +1,383+4.5% | Added |
| Steward Partners Investment Advisory, LLC | 33,048 | $1.15M | 0.02% | −4,297−11.5% | Reduced |
| Wolverine Asset Management LLC | 34,173 | $1.18M | 0.02% | +15,780+85.8% | Added |
| Goldman Sachs Group Inc | 34,707 | $1.20M | 0.00% | −761−2.1% | Reduced |
| Kayne Anderson Capital Advisors LP | 36,940 | $1.28M | 0.04% | −37,500−50.4% | Reduced |
| Quantedge Capital Pte Ltd | 46,728 | $1.62M | 0.72% | −6,618−12.4% | Reduced |
| Guggenheim Capital LLC | 47,828 | $1.66M | 0.01% | +3,190+7.1% | Added |
| Ameriprise Financial Inc | 47,921 | $1.66M | 0.00% | +602+1.3% | Added |
| Clearbridge Investments, LLC | 57,760 | $2.00M | 0.00% | +1,400+2.5% | Added |
| Matisse Capital | 58,000 | $2.01M | 1.25% | 00.0% | Unchanged |
| Royal Bank of Canada | 59,220 | $2.05M | 0.00% | −1,966−3.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 80,970 | $2.81M | 1.12% | −3,068−3.7% | Reduced |
| UBS Group AG | 81,474 | $2.82M | 0.00% | −7,399−8.3% | Reduced |
| Commonwealth Equity Services, LLC | 84,601 | $2.93M | 0.01% | +2,978+3.6% | Added |
| Advisors Asset Management, Inc. | 119,168 | $4.13M | 0.08% | +15,652+15.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 128,102 | $4.44M | 0.01% | +2,058+1.6% | Added |
| Wells Fargo & Company | 150,490 | $5.22M | 0.00% | −674−0.4% | Reduced |
| Terril Brothers, Inc. | 169,254 | $5.87M | 2.59% | −1,990−1.2% | Reduced |
| Aristides Capital LLC | 193,475 | $6.71M | 3.97% | 00.0% | Unchanged |
| McGowan Group Asset Management, Inc. | 220,400 | $7.64M | 1.19% | −4,875−2.2% | Reduced |
| Woodline Partners LP | 225,745 | $7.83M | 0.09% | +56,639+33.5% | Added |
| Bank of America Corp | 270,832 | $9.39M | 0.00% | −15,222−5.3% | Reduced |
| Penserra Capital Management LLC | 313,894 | $10.9M | 0.22% | +19,569+6.6% | Added |
| Morgan Stanley | 668,553 | $23.2M | 0.00% | −6,591−1.0% | Reduced |
| Saba Capital Management, L.P. | 1,431,463 | $49.6M | 1.63% | +232,086+19.4% | Added |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −983−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −28−100.0% | Sold out |