ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- −1 vs. Q2 2022
- Shares held
- 4.66M
- +70.3K (+1.5%) vs. Q2 2022
- Total value
- $132.5M
- +$7.47M (+6.0%) vs. Q2 2022
- New holders
- 4
- 24 more added
- Sold out
- 5
- 24 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 48 | $1.43K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 88 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 105 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 139 | $4.00K | 0.00% | +2+1.5% | Added |
| SOA Wealth Advisors, LLC. | 158 | $4.00K | 0.00% | +3+1.9% | Added |
| Bessemer Group Inc | 177 | $5.00K | 0.00% | −9−4.8% | Reduced |
| Caldwell Trust Co | 200 | $5.96K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 193 | $6.00K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 200 | $6.00K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 544 | $16.0K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 700 | $21.0K | 0.01% | +200+40.0% | Added |
| HM Payson & Co | 700 | $21.0K | 0.00% | +700 | New |
| Northwestern Mutual Wealth Management Co | 796 | $23.0K | 0.00% | +124+18.5% | Added |
| Tradition Wealth Management, LLC | 792 | $24.0K | 0.00% | +14+1.8% | Added |
| The PNC Financial Services Group, Inc. | 1,600 | $48.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,703 | $51.0K | 0.01% | −31−1.8% | Reduced |
| Ellis Investment Partners, LLC | 1,910 | $56.0K | 0.02% | +7+0.4% | Added |
| Harbor Investment Advisory, LLC | 2,061 | $61.0K | 0.01% | +9+0.4% | Added |
| US Bancorp | 2,700 | $80.0K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 2,800 | $83.0K | 0.05% | +300+12.0% | Added |
| FourThought Financial, LLC | 3,713 | $111.0K | 0.02% | +2,058+124.4% | Added |
| Cullen/Frost Bankers, Inc. | 4,060 | $121.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 4,800 | $143.0K | 0.00% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 215,000 | $215.0K | 0.01% | +215,000 | New |
| Icon Wealth Advisors, LLC | 7,439 | $222.0K | 0.03% | +7,439 | New |
| IFP Advisors, Inc | 16,377 | $229.0K | 0.01% | +3,235+24.6% | Added |
| Stephens Inc | 7,735 | $231.0K | 0.00% | +75+1.0% | Added |
| InterOcean Capital Group, LLC | 8,000 | $238.0K | 0.01% | +8,000 | New |
| Oxbow Advisors, LLC | 8,530 | $254.0K | 0.04% | 00.0% | Unchanged |
| Truist Financial Corp | 9,071 | $270.0K | 0.00% | −2,671−22.7% | Reduced |
| Hightower 6M Holding, LLC | 9,693 | $289.0K | 0.03% | −829−7.9% | Reduced |
| Laurel Wealth Advisors, Inc. | 9,728 | $290.0K | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 10,077 | $300.0K | 0.00% | −612−5.7% | Reduced |
| D.A. Davidson & Co. | 10,053 | $300.0K | 0.00% | −137−1.3% | Reduced |
| Envestnet Asset Management Inc | 10,593 | $316.0K | 0.00% | −3,428−24.4% | Reduced |
| Proficio Capital Partners LLC | 15,401 | $370.0K | 0.07% | −256,489−94.3% | Reduced |
| Verus Capital Partners, LLC | 13,480 | $402.0K | 0.08% | +9,841+270.4% | Added |
| LPL Financial LLC | 13,758 | $410.0K | 0.00% | −692−4.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 15,571 | $464.0K | 0.00% | −506−3.1% | Reduced |
| Invesco Ltd. | 15,687 | $467.0K | 0.00% | −7,461−32.2% | Reduced |
| M&T Bank Corp | 17,165 | $512.0K | 0.00% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 23,548 | $702.0K | 0.08% | −300−1.3% | Reduced |
| Raymond James & Associates | 25,026 | $746.0K | 0.00% | −110.0% | Reduced |
| Guggenheim Capital LLC | 26,674 | $795.0K | 0.01% | −21,896−45.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 31,383 | $935.0K | 0.02% | +2,219+7.6% | Added |
| OTA Financial Group L.P. | 33,999 | $1.01M | 0.87% | +11,877+53.7% | Added |
| Edgemoor Investment Advisors, Inc. | 34,125 | $1.02M | 0.14% | +2,612+8.3% | Added |
| Wolverine Asset Management LLC | 39,434 | $1.18M | 0.02% | −14,683−27.1% | Reduced |
| Sit Investment Associates Inc | 44,736 | $1.33M | 0.04% | −238,612−84.2% | Reduced |
| Ameriprise Financial Inc | 48,995 | $1.46M | 0.00% | +1,709+3.6% | Added |
| Clearbridge Investments, LLC | 57,060 | $1.70M | 0.00% | −4,500−7.3% | Reduced |
| Matisse Capital | 58,000 | $1.73M | 2.19% | 00.0% | Unchanged |
| Royal Bank of Canada | 67,265 | $2.00M | 0.00% | −1,232−1.8% | Reduced |
| Commonwealth Equity Services, LLC | 69,529 | $2.07M | 0.01% | +5,160+8.0% | Added |
| Kayne Anderson Capital Advisors LP | 74,440 | $2.22M | 0.07% | −3,000−3.9% | Reduced |
| Advisors Asset Management, Inc. | 93,438 | $2.78M | 0.06% | +12,525+15.5% | Added |
| UBS Group AG | 108,223 | $3.23M | 0.00% | −446−0.4% | Reduced |
| Quantedge Capital Pte Ltd | 120,061 | $3.58M | 1.10% | +1,800+1.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 126,533 | $3.77M | 0.01% | +1,370+1.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 133,067 | $3.96M | 1.69% | +1,027+0.8% | Added |
| Terril Brothers, Inc. | 161,047 | $4.80M | 2.61% | −1,905−1.2% | Reduced |
| 1832 Asset Management L.P. | 165,359 | $4.93M | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 179,869 | $5.36M | 0.00% | +35,937+25.0% | Added |
| Aristides Capital LLC | 216,852 | $6.46M | 5.53% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 293,045 | $8.73M | 0.43% | +65,300+28.7% | Added |
| Bank of America Corp | 367,319 | $10.9M | 0.00% | −46,653−11.3% | Reduced |
| McGowan Group Asset Management, Inc. | 373,618 | $11.1M | 1.93% | −6,031−1.6% | Reduced |
| Saba Capital Management, L.P. | 580,193 | $17.3M | 0.23% | +400,292+222.5% | Added |
| Morgan Stanley | 668,330 | $19.9M | 0.00% | −89,255−11.8% | Reduced |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −9,529−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −7,147−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −152−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −70−100.0% | Sold out |
| Icon Wealth Partners, LLC | – | – | – | – | Not filed |