ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- 0 vs. Q1 2022
- Shares held
- 4.60M
- +241.3K (+5.5%) vs. Q1 2022
- Total value
- $125.2M
- −$21.7M (−14.8%) vs. Q1 2022
- New holders
- 9
- 20 more added
- Sold out
- 9
- 23 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 48 | $1.38K | 0.00% | +48 | New |
| Spire Wealth Management | 70 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 105 | $3.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 88 | $3.00K | 0.00% | +88 | New |
| Capital Analysts, LLC | 152 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 137 | $4.00K | 0.00% | +3+2.2% | Added |
| SOA Wealth Advisors, LLC. | 155 | $4.00K | 0.00% | +2+1.3% | Added |
| Bessemer Group Inc | 186 | $5.00K | 0.00% | −93−33.3% | Reduced |
| Caldwell Trust Co | 200 | $5.75K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 200 | $6.00K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 193 | $6.00K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 200 | $6.00K | 0.00% | +200 | New |
| Avion Wealth | 500 | $14.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 544 | $16.0K | 0.00% | +544 | New |
| Northwestern Mutual Wealth Management Co | 672 | $19.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 778 | $22.0K | 0.00% | +13+1.7% | Added |
| The PNC Financial Services Group, Inc. | 1,600 | $46.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 1,655 | $48.0K | 0.01% | −432−20.7% | Reduced |
| GPS Wealth Strategies Group, LLC | 1,734 | $50.0K | 0.01% | +97+5.9% | Added |
| Ellis Investment Partners, LLC | 1,903 | $54.0K | 0.01% | +7+0.4% | Added |
| Harbor Investment Advisory, LLC | 2,052 | $59.0K | 0.01% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 2,500 | $71.8K | 0.04% | +2,500 | New |
| US Bancorp | 2,700 | $78.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 4,060 | $117.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 4,800 | $137.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 13,142 | $184.0K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 7,147 | $205.0K | 0.00% | −183−2.5% | Reduced |
| Icon Wealth Partners, LLC | 7,439 | $214.0K | 0.03% | 00.0% | Unchanged |
| Stephens Inc | 7,660 | $220.0K | 0.00% | +7,660 | New |
| Oxbow Advisors, LLC | 8,530 | $245.0K | 0.03% | −1,395−14.1% | Reduced |
| Laidlaw Wealth Management LLC | 9,529 | $274.0K | 0.06% | −69−0.7% | Reduced |
| Laurel Wealth Advisors, Inc. | 9,728 | $279.0K | 0.03% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 10,190 | $293.0K | 0.00% | +20.0% | Added |
| Hightower 6M Holding, LLC | 10,522 | $302.0K | 0.03% | −7,371−41.2% | Reduced |
| Advisor Group Holdings, Inc. | 10,689 | $307.0K | 0.00% | +3,388+46.4% | Added |
| Truist Financial Corp | 11,742 | $337.0K | 0.00% | +11+0.1% | Added |
| Verus Capital Partners, LLC | 3,639 | $391.0K | 0.08% | −10,241−73.8% | Reduced |
| Envestnet Asset Management Inc | 14,021 | $403.0K | 0.00% | −326−2.3% | Reduced |
| LPL Financial LLC | 14,450 | $415.0K | 0.00% | −208−1.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 16,077 | $462.0K | 0.00% | −3,672−18.6% | Reduced |
| M&T Bank Corp | 17,165 | $488.0K | 0.00% | +165+1.0% | Added |
| OTA Financial Group L.P. | 22,122 | $635.0K | 0.30% | +22,122 | New |
| Invesco Ltd. | 23,148 | $665.0K | 0.00% | −633−2.7% | Reduced |
| Transcend Wealth Collective, LLC | 23,848 | $685.0K | 0.07% | −5,500−18.7% | Reduced |
| Raymond James & Associates | 25,037 | $719.0K | 0.00% | −2,091−7.7% | Reduced |
| Proficio Capital Partners LLC | 271,890 | $730.0K | 0.14% | +271,890 | Added |
| Steward Partners Investment Advisory, LLC | 29,164 | $838.0K | 0.02% | +13,228+83.0% | Added |
| Edgemoor Investment Advisors, Inc. | 31,513 | $905.0K | 0.11% | +1,098+3.6% | Added |
| Ameriprise Financial Inc | 47,286 | $1.36M | 0.00% | −4,494−8.7% | Reduced |
| Guggenheim Capital LLC | 48,570 | $1.40M | 0.01% | −17,846−26.9% | Reduced |
| Wolverine Asset Management LLC | 54,117 | $1.55M | 0.02% | −84,002−60.8% | Reduced |
| Matisse Capital | 58,000 | $1.67M | 1.58% | 00.0% | Unchanged |
| Clearbridge Investments, LLC | 61,560 | $1.77M | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 64,369 | $1.85M | 0.00% | +3,777+6.2% | Added |
| Royal Bank of Canada | 68,497 | $1.97M | 0.00% | −6,705−8.9% | Reduced |
| Kayne Anderson Capital Advisors LP | 77,440 | $2.23M | 0.06% | −4,100−5.0% | Reduced |
| Advisors Asset Management, Inc. | 80,913 | $2.33M | 0.04% | +80,913 | New |
| UBS Group AG | 108,669 | $3.12M | 0.00% | +4,734+4.6% | Added |
| Quantedge Capital Pte Ltd | 118,261 | $3.40M | 0.68% | −23,000−16.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 125,163 | $3.60M | 0.01% | +366+0.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 132,040 | $3.79M | 1.57% | +49,375+59.7% | Added |
| Wells Fargo & Company | 143,932 | $4.13M | 0.00% | +13,768+10.6% | Added |
| Terril Brothers, Inc. | 162,952 | $4.68M | 1.93% | +210+0.1% | Added |
| 1832 Asset Management L.P. | 165,359 | $4.75M | 0.01% | +90,700+121.5% | Added |
| Saba Capital Management, L.P. | 179,901 | $5.17M | 0.07% | +179,901 | New |
| Aristides Capital LLC | 216,852 | $6.23M | 4.86% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 227,745 | $6.54M | 0.34% | −52,800−18.8% | Reduced |
| Sit Investment Associates Inc | 283,348 | $8.14M | 0.25% | −237,944−45.6% | Reduced |
| McGowan Group Asset Management, Inc. | 379,649 | $10.9M | 1.83% | −2,587−0.7% | Reduced |
| Bank of America Corp | 413,972 | $11.9M | 0.00% | −43,389−9.5% | Reduced |
| Morgan Stanley | 757,585 | $21.8M | 0.00% | +66,562+9.6% | Added |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −16,072−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −12,800−100.0% | Sold out |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −10,432−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −7,282−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −6,959−100.0% | Sold out |
| Glassy Mountain Advisors, Inc. | 0 | $0 | 0.00% | −6,375−100.0% | Sold out |
| TCWP LLC | 0 | $0 | 0.00% | −3,040−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −15−100.0% | Sold out |