XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +5 vs. Q3 2023
- Shares held
- 2.90M
- +458.7K (+18.8%) vs. Q3 2023
- Total value
- $20.7M
- +$3.75M (+22.1%) vs. Q3 2023
- New holders
- 9
- 21 more added
- Sold out
- 4
- 14 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 320,265 | $2.29M | 0.00% | −9,635−2.9% | Reduced |
| Lido Advisors, LLC | 218,894 | $1.56M | 0.02% | +218,894 | New |
| UBS Group AG | 208,067 | $1.49M | 0.00% | +16,533+8.6% | Added |
| Bard Associates Inc | 167,162 | $1.19M | 0.45% | −6,600−3.8% | Reduced |
| Independent Financial Group, LLC | 159,675 | $1.14M | 0.06% | +43,725+37.7% | Added |
| Chicago Partners Investment Group LLC | 145,608 | $1.04M | 0.05% | +13,633+10.3% | Added |
| Roumell Asset Management, LLC | 141,432 | $1.01M | 2.17% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 125,091 | $893.2K | 0.00% | −2,440−1.9% | Reduced |
| Belpointe Asset Management LLC | 106,425 | $759.9K | 0.07% | +32,530+44.0% | Added |
| Kestra Advisory Services, LLC | 102,342 | $730.7K | 0.01% | +12,234+13.6% | Added |
| Virtus ETF Advisers LLC | 94,782 | $676.7K | 0.43% | −33,018−25.8% | Reduced |
| CastleKnight Management LP | 93,000 | $664.0K | 0.11% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 79,102 | $564.8K | 0.48% | −995−1.2% | Reduced |
| Private Advisor Group, LLC | 71,466 | $510.3K | 0.00% | +10,356+16.9% | Added |
| National Asset Management, Inc. | 66,216 | $472.8K | 0.01% | −2,644−3.8% | Reduced |
| Morgan Stanley | 61,764 | $441.0K | 0.00% | −7,206−10.4% | Reduced |
| Samalin Investment Counsel, LLC | 61,710 | $440.6K | 0.22% | +21,967+55.3% | Added |
| Wedbush Securities Inc | 52,493 | $375.0K | 0.02% | −45−0.1% | Reduced |
| Commonwealth Equity Services, LLC | 47,572 | $340.0K | 0.00% | +9,228+24.1% | Added |
| Great Valley Advisor Group, Inc. | 46,242 | $330.2K | 0.01% | +46,242 | New |
| Cambridge Investment Research Advisors, Inc. | 46,142 | $329.0K | 0.00% | +30,365+192.5% | Added |
| Royal Bank of Canada | 40,090 | $286.0K | 0.00% | −10,334−20.5% | Reduced |
| Advisor Group Holdings, Inc. | 38,961 | $278.2K | 0.00% | +6,730+20.9% | Added |
| Catalina Capital Group, LLC | 37,880 | $270.5K | 0.21% | +37,880 | New |
| Walleye Capital LLC | 33,859 | $241.8K | 0.00% | +33,859 | New |
| Bank of Montreal | 30,000 | $217.2K | 0.00% | +30,000 | New |
| Raymond James & Associates | 29,302 | $209.2K | 0.00% | −5,327−15.4% | Reduced |
| Advisory Services Network, LLC | 28,787 | $205.5K | 0.01% | −6,955−19.5% | Reduced |
| CFO4Life Group, LLC | 25,800 | $184.2K | 0.04% | +10,800+72.0% | Added |
| J.W. Cole Advisors, Inc. | 23,123 | $165.1K | 0.01% | +7,487+47.9% | Added |
| Atomi Financial Group, Inc. | 21,812 | $155.7K | 0.02% | +8,086+58.9% | Added |
| Naviter Wealth, LLC | 20,564 | $146.8K | 0.03% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 20,200 | $144.2K | 0.01% | +3,700+22.4% | Added |
| Modera Wealth Management, LLC | 20,000 | $142.8K | 0.00% | +1,300+7.0% | Added |
| Kestra Private Wealth Services, LLC | 19,350 | $138.2K | 0.00% | +500+2.7% | Added |
| Astoria Portfolio Advisors LLC. | 15,839 | $120.5K | 0.05% | +1,651+11.6% | Added |
| GWM Advisors LLC | 14,885 | $107.0K | 0.00% | −6,815−31.4% | Reduced |
| IFG Advisory, LLC | 14,579 | $104.1K | 0.01% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 12,526 | $89.4K | 0.04% | +1,220+10.8% | Added |
| Summitry LLC | 10,000 | $71.4K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 8,508 | $60.7K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 5,500 | $39.3K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 2,757 | $20.0K | 0.00% | −1,251−31.2% | Reduced |
| Wells Fargo & Company | 2,000 | $14.3K | 0.00% | −700−25.9% | Reduced |
| Comerica Bank | 2,000 | $14.3K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 2,010 | $14.0K | 0.01% | +406+25.3% | Added |
| Creekmur Asset Management LLC | 1,910 | $13.6K | 0.00% | +1,910 | New |
| Focused Wealth Management, Inc | 1,533 | $10.9K | 0.00% | +72+4.9% | Added |
| Old Second National Bank of Aurora | 1,500 | $10.7K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $7.23K | 0.01% | 00.0% | Unchanged |
| Tompkins Financial Corp | 1,000 | $7.14K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 303 | $2.16K | 0.00% | +303 | New |
| Signaturefd, LLC | 47 | $336 | 0.00% | +47 | New |
| Hexagon Capital Partners LLC | 20 | $143 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 18 | $121 | 0.00% | +2+12.5% | Added |
| Huntington National Bank | – | $7 | 0.00% | – | – |
| FMR LLC | 1 | $7 | 0.00% | +1 | New |
| Savant Capital, LLC | 0 | $0 | 0.00% | −18,823−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Claybrook Capital, LLC | – | – | – | – | Not filed |