XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +1 vs. Q4 2022
- Shares held
- 2.33M
- −37.9K (−1.6%) vs. Q4 2022
- Total value
- $15.0M
- +$371.5K (+2.5%) vs. Q4 2022
- New holders
- 7
- 17 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 332,474 | $2.14M | 0.00% | +21,253+6.8% | Added |
| UBS Group AG | 218,233 | $1.40M | 0.00% | −9,085−4.0% | Reduced |
| Claybrook Capital, LLC | 204,118 | $1.31M | 0.73% | +6,350+3.2% | Added |
| Belpointe Asset Management LLC | 191,054 | $1.23M | 0.07% | −31,892−14.3% | Reduced |
| Bard Associates Inc | 177,462 | $1.15M | 0.48% | −2,150−1.2% | Reduced |
| Chicago Partners Investment Group LLC | 141,449 | $891.1K | 0.05% | +62,115+78.3% | Added |
| Independent Financial Group, LLC | 126,800 | $814.7K | 0.07% | +1,750+1.4% | Added |
| Baird Financial Group, Inc. | 103,983 | $668.1K | 0.00% | −160.0% | Reduced |
| CastleKnight Management LP | 93,000 | $597.5K | 0.15% | +78,173+527.2% | Added |
| Virtus ETF Advisers LLC | 77,045 | $495.0K | 0.27% | −8,440−9.9% | Reduced |
| Royal Bank of Canada | 68,849 | $443.0K | 0.00% | −4,590−6.3% | Reduced |
| National Asset Management, Inc. | 66,015 | $429.0K | 0.01% | −2,705−3.9% | Reduced |
| Kestra Advisory Services, LLC | 65,810 | $422.8K | 0.00% | +5,347+8.8% | Added |
| Private Advisor Group, LLC | 48,045 | $308.7K | 0.00% | +4,203+9.6% | Added |
| All Season Financial Advisors, Inc. | 47,939 | $308.0K | 0.28% | +419+0.9% | Added |
| Wedbush Securities Inc | 46,853 | $301.0K | 0.02% | −714−1.5% | Reduced |
| Advisory Services Network, LLC | 36,736 | $236.0K | 0.01% | −150.0% | Reduced |
| Raymond James & Associates | 35,628 | $228.9K | 0.00% | −7,670−17.7% | Reduced |
| Morgan Stanley | 34,529 | $221.8K | 0.00% | −16,629−32.5% | Reduced |
| Commonwealth Equity Services, LLC | 30,937 | $198.0K | 0.00% | +2,527+8.9% | Added |
| Advisor Group Holdings, Inc. | 28,751 | $184.7K | 0.00% | +2,512+9.6% | Added |
| Savant Capital, LLC | 21,606 | $138.8K | 0.00% | +160+0.7% | Added |
| Naviter Wealth, LLC | 20,564 | $133.6K | 0.05% | +5,973+40.9% | Added |
| Samalin Investment Counsel, LLC | 17,400 | $111.8K | 0.07% | +17,400 | New |
| Modera Wealth Management, LLC | 17,000 | $109.2K | 0.00% | +3,700+27.8% | Added |
| Kestra Private Wealth Services, LLC | 12,450 | $80.0K | 0.00% | +12,450 | New |
| GWM Advisors LLC | 11,697 | $78.6K | 0.00% | −503−4.1% | Reduced |
| Beacon Financial Advisory LLC | 10,662 | $68.5K | 0.04% | +540+5.3% | Added |
| Summitry LLC | 10,000 | $64.3K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 10,000 | $64.3K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 8,414 | $54.1K | 0.01% | +267+3.3% | Added |
| Wells Fargo & Company | 4,700 | $30.2K | 0.00% | −51,500−91.6% | Reduced |
| Tradition Wealth Management, LLC | 3,921 | $25.0K | 0.00% | +37+1.0% | Added |
| Huntington National Bank | – | $14.1K | 0.00% | – | – |
| Old Second National Bank of Aurora | 1,500 | $9.64K | 0.00% | +1,500 | New |
| Focused Wealth Management, Inc | 1,373 | $8.82K | 0.00% | +45+3.4% | Added |
| PSI Advisors, LLC | 1,141 | $7.33K | 0.00% | +1,141 | New |
| Tompkins Financial Corp | 1,000 | $6.42K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 1,000 | $6.42K | 0.00% | +1,000 | New |
| Byrne Asset Management LLC | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 500 | $3.21K | 0.00% | +500 | New |
| AlphaMark Advisors, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Hexagon Capital Partners LLC | 20 | $129 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $6 | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −58,453−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −10,192−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |