XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +2 vs. Q4 2021
- Shares held
- 2.44M
- +123.9K (+5.4%) vs. Q4 2021
- Total value
- $20.6M
- −$14.2K (−0.1%) vs. Q4 2021
- New holders
- 7
- 22 more added
- Sold out
- 5
- 4 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 321,491 | $2.72M | 0.00% | +25,975+8.8% | Added |
| Belpointe Asset Management LLC | 206,874 | $1.75M | 0.11% | +10,533+5.4% | Added |
| Bard Associates Inc | 185,395 | $1.57M | 0.55% | −100−0.1% | Reduced |
| UBS Group AG | 168,935 | $1.43M | 0.00% | −16,563−8.9% | Reduced |
| Lido Advisors, LLC | 155,511 | $1.32M | 0.03% | +155,511 | New |
| Claybrook Capital, LLC | 141,133 | $1.20M | 0.59% | +11,200+8.6% | Added |
| Morgan Stanley | 131,241 | $1.11M | 0.00% | +50,824+63.2% | Added |
| Independent Financial Group, LLC | 121,742 | $1.03M | 0.08% | +5,442+4.7% | Added |
| The PNC Financial Services Group, Inc. | 88,396 | $748.0K | 0.00% | +84,726+2,308.6% | Added |
| Camden Capital, LLC | 76,228 | $646.0K | 0.14% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 75,816 | $642.0K | 0.29% | +4,433+6.2% | Added |
| Advisor Group Holdings, Inc. | 68,559 | $581.0K | 0.00% | +52,669+331.5% | Added |
| Raymond James & Associates | 66,710 | $565.0K | 0.00% | +4,886+7.9% | Added |
| Wells Fargo & Company | 57,700 | $489.0K | 0.00% | −1,000−1.7% | Reduced |
| National Asset Management, Inc. | 55,431 | $470.0K | 0.02% | +1,002+1.8% | Added |
| Wedbush Securities Inc | 54,715 | $463.0K | 0.02% | +322+0.6% | Added |
| US Bancorp | 50,000 | $424.0K | 0.00% | 00.0% | Unchanged |
| McDonald Partners LLC | 47,473 | $402.0K | 0.09% | +47,473 | New |
| All Season Financial Advisors, Inc. | 43,712 | $370.0K | 0.26% | −154,212−77.9% | Reduced |
| Cetera Advisor Networks LLC | 41,553 | $352.0K | 0.00% | +943+2.3% | Added |
| Royal Bank of Canada | 39,634 | $335.0K | 0.00% | +3,056+8.4% | Added |
| Advisory Services Network, LLC | 36,493 | $309.0K | 0.01% | +204+0.6% | Added |
| Kestra Advisory Services, LLC | 35,689 | $302.0K | 0.00% | +3,763+11.8% | Added |
| B. Riley Wealth Management, Inc. | 35,232 | $298.0K | 0.02% | +3,515+11.1% | Added |
| Private Advisor Group, LLC | 19,887 | $168.0K | 0.00% | +5,114+34.6% | Added |
| Chicago Partners Investment Group LLC | 20,798 | $158.0K | 0.01% | +4,142+24.9% | Added |
| CoreCap Advisors, LLC | 17,500 | $148.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,075 | $136.0K | 0.00% | +2,515+18.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 13,898 | $118.0K | 0.00% | +13,898 | New |
| Ahrens Investment Partners LLC | 11,300 | $96.0K | 0.03% | 00.0% | Unchanged |
| Huntington National Bank | 7,701 | $65.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 7,438 | $63.0K | 0.01% | +176+2.4% | Added |
| Bank of America Corp | 5,600 | $47.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,500 | $30.0K | 0.00% | +3,500 | New |
| Tradition Wealth Management, LLC | 2,523 | $21.0K | 0.00% | +24+1.0% | Added |
| Focused Wealth Management, Inc | 1,209 | $10.0K | 0.00% | +30+2.5% | Added |
| Byrne Asset Management LLC | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 700 | $6.00K | 0.00% | +700 | New |
| AlphaMark Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Marks Group Wealth Management, Inc | 0 | $0 | 0.00% | −154,000−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −13,064−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −12,900−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| DCM Advisors, LLC | 0 | $0 | 0.00% | −10,050−100.0% | Sold out |
| PVG Asset Management Corp | – | – | – | – | Not filed |