XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +2 vs. Q4 2021
- Shares held
- 2.44M
- +123.9K (+5.4%) vs. Q4 2021
- Total value
- $20.6M
- −$14.2K (−0.1%) vs. Q4 2021
- New holders
- 7
- 22 more added
- Sold out
- 5
- 4 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| AlphaMark Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 700 | $6.00K | 0.00% | +700 | New |
| Byrne Asset Management LLC | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,209 | $10.0K | 0.00% | +30+2.5% | Added |
| Tradition Wealth Management, LLC | 2,523 | $21.0K | 0.00% | +24+1.0% | Added |
| Spire Wealth Management | 3,500 | $30.0K | 0.00% | +3,500 | New |
| Bank of America Corp | 5,600 | $47.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 7,438 | $63.0K | 0.01% | +176+2.4% | Added |
| Huntington National Bank | 7,701 | $65.0K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 11,300 | $96.0K | 0.03% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 13,898 | $118.0K | 0.00% | +13,898 | New |
| Commonwealth Equity Services, LLC | 16,075 | $136.0K | 0.00% | +2,515+18.5% | Added |
| CoreCap Advisors, LLC | 17,500 | $148.0K | 0.01% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 20,798 | $158.0K | 0.01% | +4,142+24.9% | Added |
| Private Advisor Group, LLC | 19,887 | $168.0K | 0.00% | +5,114+34.6% | Added |
| B. Riley Wealth Management, Inc. | 35,232 | $298.0K | 0.02% | +3,515+11.1% | Added |
| Kestra Advisory Services, LLC | 35,689 | $302.0K | 0.00% | +3,763+11.8% | Added |
| Advisory Services Network, LLC | 36,493 | $309.0K | 0.01% | +204+0.6% | Added |
| Royal Bank of Canada | 39,634 | $335.0K | 0.00% | +3,056+8.4% | Added |
| Cetera Advisor Networks LLC | 41,553 | $352.0K | 0.00% | +943+2.3% | Added |
| All Season Financial Advisors, Inc. | 43,712 | $370.0K | 0.26% | −154,212−77.9% | Reduced |
| McDonald Partners LLC | 47,473 | $402.0K | 0.09% | +47,473 | New |
| US Bancorp | 50,000 | $424.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 54,715 | $463.0K | 0.02% | +322+0.6% | Added |
| National Asset Management, Inc. | 55,431 | $470.0K | 0.02% | +1,002+1.8% | Added |
| Wells Fargo & Company | 57,700 | $489.0K | 0.00% | −1,000−1.7% | Reduced |
| Raymond James & Associates | 66,710 | $565.0K | 0.00% | +4,886+7.9% | Added |
| Advisor Group Holdings, Inc. | 68,559 | $581.0K | 0.00% | +52,669+331.5% | Added |
| Virtus ETF Advisers LLC | 75,816 | $642.0K | 0.29% | +4,433+6.2% | Added |
| Camden Capital, LLC | 76,228 | $646.0K | 0.14% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 88,396 | $748.0K | 0.00% | +84,726+2,308.6% | Added |
| Independent Financial Group, LLC | 121,742 | $1.03M | 0.08% | +5,442+4.7% | Added |
| Morgan Stanley | 131,241 | $1.11M | 0.00% | +50,824+63.2% | Added |
| Claybrook Capital, LLC | 141,133 | $1.20M | 0.59% | +11,200+8.6% | Added |
| Lido Advisors, LLC | 155,511 | $1.32M | 0.03% | +155,511 | New |
| UBS Group AG | 168,935 | $1.43M | 0.00% | −16,563−8.9% | Reduced |
| Bard Associates Inc | 185,395 | $1.57M | 0.55% | −100−0.1% | Reduced |
| Belpointe Asset Management LLC | 206,874 | $1.75M | 0.11% | +10,533+5.4% | Added |
| LPL Financial LLC | 321,491 | $2.72M | 0.00% | +25,975+8.8% | Added |
| Marks Group Wealth Management, Inc | 0 | $0 | 0.00% | −154,000−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −13,064−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −12,900−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| DCM Advisors, LLC | 0 | $0 | 0.00% | −10,050−100.0% | Sold out |
| PVG Asset Management Corp | – | – | – | – | Not filed |