XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −6 vs. Q1 2025
- Shares held
- 7.16M
- −566.4K (−7.3%) vs. Q1 2025
- Total value
- $40.5M
- −$5.21M (−11.4%) vs. Q1 2025
- New holders
- 11
- 28 more added
- Sold out
- 17
- 16 more reduced
2 institutions that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cresset Asset Management, LLC | 587,582 | $3.36M | 0.02% | +270,981+85.6% | Added |
| Landscape Capital Management, L.L.C. | 564,259 | $3.19M | 0.25% | +327,401+138.2% | Added |
| Sit Investment Associates Inc | 561,306 | $3.17M | 0.07% | +561,306 | New |
| Belpointe Asset Management LLC | 485,051 | $2.74M | 0.11% | +36,989+8.3% | Added |
| J.W. Cole Advisors, Inc. | 457,224 | $2.58M | 0.05% | −40,238−8.1% | Reduced |
| LPL Financial LLC | 382,808 | $2.16M | 0.00% | +25,705+7.2% | Added |
| Consolidated Portfolio Review Corp | 283,048 | $1.60M | 0.22% | −8,416−2.9% | Reduced |
| Guggenheim Capital LLC | 252,119 | $1.42M | 0.01% | +236,698+1,534.9% | Added |
| Lido Advisors, LLC | 247,782 | $1.42M | 0.01% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 224,346 | $1.27M | 0.43% | −22,610−9.2% | Reduced |
| Balyasny Asset Management LLC | 212,587 | $1.20M | 0.00% | +212,587 | New |
| Shaker Financial Services, LLC | 194,429 | $1.11M | 0.40% | +194,429 | New |
| Kestra Advisory Services, LLC | 193,575 | $1.09M | 0.01% | +20,274+11.7% | Added |
| UBS Group AG | 182,480 | $1.03M | 0.00% | −36,700−16.7% | Reduced |
| Invesco Ltd. | 161,492 | $912.4K | 0.00% | +46,824+40.8% | Added |
| Chicago Partners Investment Group LLC | 164,544 | $906.6K | 0.03% | −25,526−13.4% | Reduced |
| Baird Financial Group, Inc. | 124,087 | $701.1K | 0.00% | +823+0.7% | Added |
| Morgan Stanley | 123,707 | $698.9K | 0.00% | −11,787−8.7% | Reduced |
| Mariner, LLC | 110,479 | $624.2K | 0.00% | −50,770−31.5% | Reduced |
| Private Advisor Group, LLC | 107,429 | $607.0K | 0.00% | +3,570+3.4% | Added |
| Samalin Investment Counsel, LLC | 106,098 | $599.5K | 0.23% | +9,522+9.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 104,562 | $591.0K | 0.00% | −91,514−46.7% | Reduced |
| Triumph Capital Management | 102,493 | $579.1K | 0.17% | +14,291+16.2% | Added |
| Independent Financial Group, LLC | 83,995 | $474.6K | 0.01% | +83,995 | New |
| Advisor Group Holdings, Inc. | 76,132 | $430.1K | 0.00% | +31,760+71.6% | Added |
| Susquehanna International Group, LLP | 71,611 | $404.6K | 0.00% | +13,508+23.2% | Added |
| Royal Bank of Canada | 67,711 | $383.0K | 0.00% | +19,880+41.6% | Added |
| Alexander Labrunerie & Co., Inc. | 60,000 | $339.0K | 0.14% | 00.0% | Unchanged |
| Brookwood Investment Group LLC | 54,756 | $309.4K | 0.05% | +17,895+48.5% | Added |
| Great Valley Advisor Group, Inc. | 51,309 | $289.9K | 0.01% | −2,108−3.9% | Reduced |
| Wedbush Securities Inc | 49,314 | $279.0K | 0.01% | −1,646−3.2% | Reduced |
| Apollon Wealth Management, LLC | 46,312 | $261.7K | 0.01% | +21,205+84.5% | Added |
| Commonwealth Equity Services, LLC | 46,114 | $261.0K | 0.00% | −3,930−7.9% | Reduced |
| M&T Bank Corp | 42,933 | $242.6K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 39,456 | $222.9K | 0.01% | 00.0% | Unchanged |
| CFO4Life Group, LLC | 38,800 | $219.2K | 0.03% | 00.0% | Unchanged |
| Raymond James Financial Inc | 35,318 | $199.5K | 0.00% | −4,472−11.2% | Reduced |
| Walkner Condon Financial Advisors LLC | 34,471 | $194.8K | 0.04% | +1,338+4.0% | Added |
| Kestra Private Wealth Services, LLC | 33,339 | $188.4K | 0.00% | +10,389+45.3% | Added |
| Integrated Wealth Concepts LLC | 29,664 | $167.6K | 0.00% | −6,722−18.5% | Reduced |
| Summitry LLC | 25,000 | $141.3K | 0.01% | 00.0% | Unchanged |
| AlphaCore Capital LLC | 24,621 | $140.8K | 0.01% | +956+4.0% | Added |
| Advisory Services Network, LLC | 24,982 | $139.4K | 0.00% | +24,982 | New |
| Atomi Financial Group, Inc. | 24,340 | $137.5K | 0.01% | −866−3.4% | Reduced |
| Catalina Capital Group, LLC | 23,628 | $133.5K | 0.09% | +7,969+50.9% | Added |
| CoreCap Advisors, LLC | 21,706 | $122.6K | 0.00% | +388+1.8% | Added |
| National Asset Management, Inc. | 21,515 | $121.6K | 0.01% | +143+0.7% | Added |
| Beacon Financial Advisory LLC | 17,793 | $100.5K | 0.03% | +445+2.6% | Added |
| HighTower Advisors, LLC | 17,582 | $99.3K | 0.00% | +17,582 | New |
| Merit Financial Group, LLC | 15,920 | $89.9K | 0.00% | +15,920 | New |
| Firethorn Wealth Partners, LLC | 15,778 | $89.1K | 0.04% | +612+4.0% | Added |
| Evoke Wealth, LLC | 15,089 | $86.3K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 12,456 | $70.4K | 0.00% | +12,456 | New |
| One Capital Management, LLC | 12,360 | $69.8K | 0.00% | +1,275+11.5% | Added |
| Freestate Advisors LLC | 12,283 | $69.4K | 0.06% | +477+4.0% | Added |
| Advyzon Investment Management, LLC | 11,615 | $65.6K | 0.01% | +450+4.0% | Added |
| Cetera Investment Advisers | 10,537 | $59.5K | 0.00% | −6,257−37.3% | Reduced |
| EverSource Wealth Advisors, LLC | 10,500 | $59.3K | 0.00% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 10,000 | $57.2K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 8,508 | $48.1K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,966 | $33.7K | 0.00% | +5,966 | New |
| Allworth Financial LP | 5,296 | $29.9K | 0.00% | +5,000+1,689.2% | Added |
| GWM Advisors LLC | 5,000 | $28.3K | 0.00% | −10,128−66.9% | Reduced |
| Red Tortoise LLC | 3,740 | $21.1K | 0.01% | +3,740 | New |
| Newbridge Financial Services Group, Inc. | 2,500 | $14.1K | 0.00% | +2,500 | New |
| Comerica Bank | 2,000 | $11.3K | 0.00% | 00.0% | Unchanged |
| Garde Capital, Inc. | 1,785 | $10.1K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 1,230 | $6.95K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $6.21K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $5.65K | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 900 | $5.08K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $6 | 0.00% | – | – |
| Wells Fargo & Company | 0 | $0 | 0.00% | −18,356−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −1,258,025−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −717,984−100.0% | Sold out |
| RSM US Wealth Management LLC | 0 | $0 | 0.00% | −185,014−100.0% | Sold out |
| Bard Associates Inc | 0 | $0 | 0.00% | −149,247−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −34,098−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −27,018−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −22,325−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −20,992−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −21,268−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −15,508−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,133−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −10,970−100.0% | Sold out |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −10,840−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −114−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Noble Wealth Management PBC | – | – | – | – | Not filed |
| Spectrum Wealth Counsel, LLC | – | – | – | – | Not filed |