XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +4 vs. Q1 2022
- Shares held
- 3.57M
- +1.14M (+46.7%) vs. Q1 2022
- Total value
- $17.8M
- −$2.78M (−13.5%) vs. Q1 2022
- New holders
- 7
- 21 more added
- Sold out
- 3
- 9 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 351,836 | $2.46M | 0.00% | +30,345+9.4% | Added |
| Belpointe Asset Management LLC | 257,620 | $1.80M | 0.12% | +50,746+24.5% | Added |
| UBS Group AG | 209,312 | $1.46M | 0.00% | +40,377+23.9% | Added |
| Claybrook Capital, LLC | 197,768 | $1.38M | 0.82% | +56,635+40.1% | Added |
| Bard Associates Inc | 192,112 | $1.35M | 0.58% | +6,717+3.6% | Added |
| Independent Financial Group, LLC | 123,742 | $863.7K | 0.09% | +2,000+1.6% | Added |
| Morgan Stanley | 121,195 | $846.0K | 0.00% | −10,046−7.7% | Reduced |
| Royal Bank of Canada | 109,778 | $766.0K | 0.00% | +70,144+177.0% | Added |
| The PNC Financial Services Group, Inc. | 90,768 | $634.0K | 0.00% | +2,372+2.7% | Added |
| Virtus ETF Advisers LLC | 90,820 | $634.0K | 0.23% | +15,004+19.8% | Added |
| Baird Financial Group, Inc. | 70,090 | $489.0K | 0.00% | +70,090 | New |
| Advisor Group Holdings, Inc. | 66,346 | $463.0K | 0.00% | −2,213−3.2% | Reduced |
| Raymond James & Associates | 59,793 | $417.0K | 0.00% | −6,917−10.4% | Reduced |
| Wells Fargo & Company | 57,700 | $403.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 55,870 | $390.0K | 0.02% | +439+0.8% | Added |
| Wedbush Securities Inc | 53,312 | $372.0K | 0.02% | −1,403−2.6% | Reduced |
| US Bancorp | 50,000 | $349.0K | 0.00% | 00.0% | Unchanged |
| McDonald Partners LLC | 47,473 | $331.0K | 0.08% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 44,996 | $314.0K | 0.00% | +9,307+26.1% | Added |
| All Season Financial Advisors, Inc. | 44,154 | $308.0K | 0.26% | +442+1.0% | Added |
| Advisory Services Network, LLC | 36,615 | $256.0K | 0.01% | +122+0.3% | Added |
| Private Advisor Group, LLC | 30,282 | $211.0K | 0.00% | +10,395+52.3% | Added |
| B. Riley Wealth Management, Inc. | 24,832 | $173.0K | 0.02% | −10,400−29.5% | Reduced |
| Chicago Partners Investment Group LLC | 21,744 | $158.0K | 0.01% | +946+4.5% | Added |
| Cetera Advisor Networks LLC | 19,353 | $135.0K | 0.00% | −22,200−53.4% | Reduced |
| Commonwealth Equity Services, LLC | 19,148 | $133.0K | 0.00% | +3,073+19.1% | Added |
| Two Sigma Securities, LLC | 19,081 | $133.0K | 0.02% | +19,081 | New |
| Cambridge Investment Research Advisors, Inc. | 17,440 | $122.0K | 0.00% | +3,542+25.5% | Added |
| CoreCap Advisors, LLC | 15,400 | $107.0K | 0.01% | −2,100−12.0% | Reduced |
| Virtu Financial LLC | 14,093 | $98.0K | 0.01% | +14,093 | New |
| Visionary Wealth Advisors | 10,750 | $75.0K | 0.01% | +10,750 | New |
| Plante Moran Financial Advisors, LLC | 7,638 | $53.0K | 0.01% | +200+2.7% | Added |
| Bank of America Corp | 5,600 | $39.0K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 3,000 | $21.0K | 0.01% | −8,300−73.5% | Reduced |
| Tradition Wealth Management, LLC | 2,550 | $18.0K | 0.00% | +27+1.1% | Added |
| Huntington National Bank | 2,201 | $15.0K | 0.00% | −5,500−71.4% | Reduced |
| Allworth Financial LP | 1,500 | $10.0K | 0.00% | +1,500 | New |
| Focused Wealth Management, Inc | 1,243 | $9.00K | 0.00% | +34+2.8% | Added |
| Byrne Asset Management LLC | 1,000 | $7.00K | 0.01% | 00.0% | Unchanged |
| Tompkins Financial Corp | 1,000 | $7.00K | 0.00% | +1,000 | New |
| Northwestern Mutual Wealth Management Co | 700 | $5.00K | 0.00% | 00.0% | Unchanged |
| Castleview Partners, LLC | 1,021,260 | $2.76K | 0.00% | +1,021,260 | New |
| AlphaMark Advisors, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −155,511−100.0% | Sold out |
| Camden Capital, LLC | 0 | $0 | 0.00% | −76,228−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,500−100.0% | Sold out |