XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
Holders of 5% or more of XFLT
Holders whose latest Schedule 13D or 13G filing reports 5% or more of XAI Floating Rate & Alternative Income Trust, largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Sun Life Financial INC | 13G | 65.00%5.00M shares | New | Nov 5, 20251 filing | Nov 5, 2025 | SEC |
| Sun Life Assurance Co of Canada | 13G | 65.00%5.00M shares | New | Nov 5, 20251 filing | Nov 5, 2025 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
5 Schedule 13D and 13G filings on XAI Floating Rate & Alternative Income Trust, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| May 5, 20264:45 PM ET | Sit Investment Associates Incand 1 other | 13G/A | 4.20%638.0K shares | −3.00 ppfrom 7.20%Below 5% | Apr 30, 2026 | SEC |
| Jan 6, 20262:49 PM ET | Sit Investment Associates Incand 1 other | 13G | 7.20%5.47M shares | New | Dec 31, 2025 | SEC |
| Nov 7, 20254:05 PM ET | Karpus Management, Inc. | 13G/A | 0.00%0 shares | –Below 5% | Oct 31, 2025 | SEC |
| Nov 5, 20254:29 PM ET | Sun Life Financial INCand 1 other | 13G | 65.00%5.00M shares | New | Oct 31, 2025 | SEC |
| Nov 5, 20254:24 PM ET | Sun Life Assurance Co of Canadaand 1 other | 13G | 65.00%5.00M shares | New | Oct 31, 2025 | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell XAI Floating Rate & Alternative Income Trust shares.
No Form 144 notices for XAI Floating Rate & Alternative Income Trust are on file.