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XAI Floating Rate & Alternative Income Trust

XFLT
Exchange
NYSE
SEC CIK
0001703079

No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by XAI Floating Rate & Alternative Income Trust insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
0 filings
Insiders trading
0
Net value
$0
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for XAI Floating Rate & Alternative Income Trust, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for XAI Floating Rate & Alternative Income Trust
NameTitleLast reported holdingLast filingFilings, past year
Spence John YogiVice President561,792Feb 19, 20262
Brombach Theodore JPresident & CEO16,104IndirectDec 30, 20251
Flynn Kimberly AnnVice President46,708Dec 30, 20251
McCulloch BenjaminSecretary & CLO11,491Dec 30, 20251
Law Lauren KristenOther: Sub-Adviser Inv Comm Member20,000Oct 27, 20251
Jones Scott COther: Trustee0Sep 12, 20250
McGarrity John POther: Officer of XAI42,851Dec 9, 20210

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Feb 19, 2026 (view filing)Feb 19Same daySpence John YogiVice PresidentPPurchaseCommon Shares of Beneficial Ownership+5.00K$3.90+$19.5K+0.9%561.8K after
Oct 27, 2025 (view filing)Oct 243 daysLaw Lauren KristenOther: Sub-Adviser Inv Comm MemberPPurchase+20.0K$5.01+$100.2KNew position20.0K after
Sep 12, 2025 (view filing)Sep 111 dayJones Scott COther: TrusteeSSaleCommon shares of beneficial ownership−13.0K$5.62−$73.1K−100.0%0 after
Feb 21, 2025 (view filing)Feb 21Same daySpence John YogiVice PresidentPPurchaseCommon Shares of Beneficial Ownership+2.00K$6.38+$12.8K+0.4%551.8K after
Feb 19, 2025 (view filing)Feb 19Same daySpence John YogiVice PresidentPPurchaseCommon Shares of Beneficial Ownership+3.00K$6.41+$19.2K+0.5%549.8K after
Dec 20, 2024 (view filing)Dec 191 daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+2.00K$6.50+$13.0K+0.4%546.8K after
May 10, 2024 (view filing)May 9-101 dayBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Ownership+6.87K$7.13+$49.0K+33.4%27.4K after2 lotsDuplicate filing
May 10, 2024 (view filing)May 9-101 daySpence John YogiOther: Advisor PersonnelPPurchaseCommon Shares of Beneficial Ownership+6.87K$7.13+$49.0K+33.4%27.4K after2 lots
Dec 13, 2023 (view filing)Dec 121 daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+825$7.05+$5.82K+4.5%19.3K afterDuplicate filing
Dec 13, 2023 (view filing)Dec 121 dayBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Ownership+825$7.05+$5.82K+4.5%19.3K after
Dec 6, 2023 (view filing)Dec 51 daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+6.00K$6.89+$41.3K+33.9%23.7K afterDuplicate filing
Dec 6, 2023 (view filing)Dec 51 dayBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Ownership+6.00K$6.89+$41.3K+33.9%23.7K after
Nov 16, 2023 (view filing)Nov 133 daysLateSpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+289$7.08+$2.05K+1.7%17.7K afterDuplicate filing
Nov 16, 2023 (view filing)Nov 133 daysLateBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Ownership+289$7.08+$2.05K+1.7%17.7K after
Dec 23, 2022 (view filing)Dec 221 daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+500$6.33+$3.17K+0.1%516.0K after
Nov 15, 2022 (view filing)Nov 114 daysBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Ownership+3.05K$6.67+$20.3K+25.4%15.1K afterDuplicate filing
Nov 15, 2022 (view filing)Nov 114 daysSpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+3.05K$6.67+$20.3K+25.4%15.1K after
Nov 14, 2022 (view filing)Nov 104 daysBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Ownership+2.00K$6.64+$13.3K+20.0%12.0K after3 lotsDuplicate filing
Nov 14, 2022 (view filing)Nov 104 daysSpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+2.00K$6.64+$13.3K+20.0%12.0K after3 lots
Nov 9, 2022 (view filing)Nov 8-91 dayBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Ownership+6.00K$6.51+$39.1K+150.0%10.0K afterAmended5 lotsDuplicate filing
Nov 9, 2022 (view filing)Nov 8-91 dayBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Ownership+6.00K$6.51+$39.1K+150.0%10.0K after5 lotsDuplicate filing
Nov 9, 2022 (view filing)Nov 3-46 daysBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Ownership+4.00K$6.39+$25.5KNew position4.00K afterAmended2 lotsDuplicate filing
Nov 9, 2022 (view filing)Nov 8-91 daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+6.00K$6.51+$39.1K+150.0%10.0K afterAmended5 lotsDuplicate filing
Nov 9, 2022 (view filing)Nov 8-91 daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+6.00K$6.51+$39.1K+150.0%10.0K after5 lots
Nov 9, 2022 (view filing)Nov 3-46 daysSpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+4.00K$6.39+$25.5KNew position4.00K afterAmended2 lots
Sep 23, 2022 (view filing)Sep 23Same daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+3.00K$6.23+$18.7K+0.6%514.3K after2 lots
Sep 2, 2022 (view filing)Sep 2Same daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+2.00K$6.99+$14.0K+0.4%510.7K after2 lots
Sep 2, 2022 (view filing)Sep 2Same daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership0–$00.0%10.2K after2 lots
Aug 22, 2022 (view filing)Aug 193 daysSpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+3.00K$7.16+$21.5K+0.6%508.7K after3 lots
Aug 22, 2022 (view filing)Aug 193 daysSpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership0–$00.0%10.2K after2 lots
Apr 11, 2022 (view filing)Apr 83 daysMcCulloch BenjaminSecretary & CLOPPurchaseCommon Shares of Beneficial Ownership+472$8.47+$4.00K+68.4%1.16K after
Dec 20, 2021 (view filing)Dec 20Same daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Ownership+4.00K$8.53+$34.1K+0.8%490.7K after2 lots
Dec 9, 2021 (view filing)Dec 81 dayMcGarrity John POther: Officer of XAISSaleCommon Shares of Beneficial Ownership−11.1K$9.10−$101.0K−20.6%42.9K after
Jul 27, 2021 (view filing)Jul 27Same dayMcCulloch BenjaminSecretary & CLOPPurchaseCommon Shares of Beneficial Interest+288$8.67+$2.50K+96.0%588 after2 lots
Jul 22, 2021 (view filing)Jul 211 dayBrombach Theodore JPresident & CEOPPurchaseCommon Shares of Beneficial Interest+29.5K$8.50+$250.8K+7.0%450.9K after
Jul 21, 2021 (view filing)Jul 21Same daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Interest+9.50K$8.50+$80.7K+2.1%467.0K after5 lots
Jul 21, 2021 (view filing)Jul 21Same daySpence John YogiOther: Adviser PersonnelPPurchaseCommon Shares of Beneficial Interest+500$8.50+$4.25KNew position500 after