Brombach Theodore J's Form 4 filing
XAI Floating Rate & Alternative Income Trust (XFLT) · filed Dec 6, 2023
- Accession no.
- 0001209191-23-057633
- Filed
- Dec 6, 2023
- Trade date
- Dec 5, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $41.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brombach Theodore JCIK 0001718218 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2023 | Common Shares of Beneficial Ownership | PPurchaseAcquired | +6,000 | $6.89 | +$41,340 | 23,683.85 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.