Brombach Theodore J
- SEC CIK
- 0001718218
In the past year, 1 open-market purchase filing worth $0 and no sales.
Current role at each company
- XAI CLO & Income Opportunities FundPresident and CEOas of Jun 10, 2026
- XFLT XAI Floating Rate & Alternative Income TrustPresident & CEOas of Dec 30, 2025
- AIRJ AirJoule Technologies Corp.10% Owneras of Oct 21, 2024
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- $0
- 1 filing
- Sold
- –
- 0 filings
- Net
- $0
- Bought minus sold
- Companies
- 1
- With open-market trades
Trades
Every Form 4 that lists Brombach Theodore J as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
XAI CLO & Income Opportunities Fund
President and CEO2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jun 10, 2026 (view filing) | Jun 1 | 9 daysLate | Brombach Theodore JPresident and CEO | PPurchase5.75% Series 2027 Term Preferred Shares | +100.0K | $0.00 | $0 | +11.1%1.00M after | |
| Jun 10, 2026 (view filing) | Jun 1 | 9 daysLate | Brombach Theodore JPresident and CEO | PPurchase5.75% Series 2027 Term Preferred Shares | +200.0K | $0.00 | $0 | +11.1%2.00M after | Duplicate filing |
XFLT XAI Floating Rate & Alternative Income Trust
President & CEO10 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| May 10, 2024 (view filing) | May 9-10 | 1 day | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Ownership | +6.87K | $7.13 | +$49.0K | +33.4%27.4K after | 2 lotsDuplicate filing |
| Dec 13, 2023 (view filing) | Dec 12 | 1 day | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Ownership | +825 | $7.05 | +$5.82K | +4.5%19.3K after | |
| Dec 6, 2023 (view filing) | Dec 5 | 1 day | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Ownership | +6.00K | $6.89 | +$41.3K | +33.9%23.7K after | |
| Nov 16, 2023 (view filing) | Nov 13 | 3 daysLate | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Ownership | +289 | $7.08 | +$2.05K | +1.7%17.7K after | |
| Nov 15, 2022 (view filing) | Nov 11 | 4 days | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Ownership | +3.05K | $6.67 | +$20.3K | +25.4%15.1K after | Duplicate filing |
| Nov 14, 2022 (view filing) | Nov 10 | 4 days | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Ownership | +2.00K | $6.64 | +$13.3K | +20.0%12.0K after | 3 lotsDuplicate filing |
| Nov 9, 2022 (view filing) | Nov 8-9 | 1 day | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Ownership | +6.00K | $6.51 | +$39.1K | +150.0%10.0K after | Amended5 lotsDuplicate filing |
| Nov 9, 2022 (view filing) | Nov 8-9 | 1 day | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Ownership | +6.00K | $6.51 | +$39.1K | +150.0%10.0K after | 5 lotsDuplicate filing |
| Nov 9, 2022 (view filing) | Nov 3-4 | 6 days | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Ownership | +4.00K | $6.39 | +$25.5K | New position4.00K after | Amended2 lotsDuplicate filing |
| Jul 22, 2021 (view filing) | Jul 21 | 1 day | Brombach Theodore JPresident & CEO | PPurchaseCommon Shares of Beneficial Interest | +29.5K | $8.50 | +$250.8K | +7.0%450.9K after |