Brombach Theodore J's Form 4 filing
XAI Floating Rate & Alternative Income Trust (XFLT) · filed Nov 16, 2023
- Accession no.
- 0001209191-23-055460
- Filed
- Nov 16, 2023
- Trade date
- Nov 13, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $2.05K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brombach Theodore JCIK 0001718218 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2023 | Common Shares of Beneficial Ownership | PPurchaseAcquired | +289 | $7.08 | +$2,046.12 | 17,683.85 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.