Spence John Yogi's Form 4 filing
XAI Floating Rate & Alternative Income Trust (XFLT) · filed Jul 21, 2021
- Accession no.
- 0001718133-21-000001
- Filed
- Jul 21, 2021
- Trade date
- Jul 21, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $85.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spence John YogiCIK 0001718133 | Other: Adviser Personnel |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2021 | Common Shares of Beneficial Interest | PPurchaseAcquired | +127 | $8.49 | +$1,078.23 | 457,597.49 | Direct | |
| Jul 21, 2021 | Common Shares of Beneficial Interest | PPurchaseAcquired | +600 | $8.50 | +$5,100 | 458,197.49 | Direct | |
| Jul 21, 2021 | Common Shares of Beneficial Interest | PPurchaseAcquired | +1,500 | $8.50 | +$12,750 | 459,697.49 | Direct | |
| Jul 21, 2021 | Common Shares of Beneficial Interest | PPurchaseAcquired | +2,873 | $8.50 | +$24,420.5 | 462,570.49 | Direct | |
| Jul 21, 2021 | Common Shares of Beneficial Interest | PPurchaseAcquired | +4,400 | $8.50 | +$37,400 | 466,970.49 | Direct | |
| Jul 21, 2021 | Common Shares of Beneficial Interest | PPurchaseAcquired | +500 | $8.50 | +$4,250 | 500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Includes 7,252.042 shares acquired under the XFLT dividend reinvestment plan