Spence John Yogi's Form 4 filing
XAI Floating Rate & Alternative Income Trust (XFLT) · filed Aug 22, 2022
- Accession no.
- 0001718133-22-000002
- Filed
- Aug 22, 2022
- Trade date
- Aug 19, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market purchases total $21.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spence John YogiCIK 0001718133 | Other: Adviser Personnel |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2022 | Common Shares of Beneficial Ownership | PPurchaseAcquired | +1,000 | $7.15 | +$7,150 | 506,718.56 | Direct | |
| Aug 19, 2022 | Common Shares of Beneficial Ownership | PPurchaseAcquired | +1,000 | $7.16 | +$7,160 | 507,718.56 | Direct | |
| Aug 19, 2022 | Common Shares of Beneficial Ownership | PPurchaseAcquired | +1,000 | $7.16 | +$7,160 | 508,718.56 | Direct | |
| Aug 19, 2022 | Common Shares of Beneficial Ownership | PPurchaseAcquired | 0 | $0.00 | $0 | 557.51 | Indirect | |
| Aug 19, 2022 | Common Shares of Beneficial Ownership | PPurchaseAcquired | 0 | $0.00 | $0 | 10,205 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.