Spence John Yogi's Form 4 filing
XAI Floating Rate & Alternative Income Trust (XFLT) · filed Dec 20, 2021
- Accession no.
- 0001718133-21-000004
- Filed
- Dec 20, 2021
- Trade date
- Dec 20, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $34.1K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spence John YogiCIK 0001718133 | Other: Adviser Personnel |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Shares of Beneficial Ownership | PPurchaseAcquired | +135 | $8.54 | +$1,152.9 | 486,845.31 | Direct | |
| Dec 20, 2021 | Common Shares of Beneficial Ownership | PPurchaseAcquired | +3,865 | $8.53 | +$32,968.45 | 490,710.31 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.