XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +5 vs. Q1 2026
- Shares held
- 4.38M
- +482.5K (+12.4%) vs. Q1 2026
- Total value
- $76.8M
- +$10.3M (+15.6%) vs. Q1 2026
- New holders
- 12
- 17 more added
- Sold out
- 7
- 16 more reduced
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.9M |
| Q1 2025 | 82 | $45.8M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $28.0M |
| Q4 2023 | 57 | $21.2M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 632,994 | $11.1M | 0.21% | −30,000−4.5% | Reduced |
| Morgan Stanley | 619,502 | $10.9M | 0.00% | +17,308+2.9% | Added |
| Eagle Point Credit Management LLC | 439,852 | $7.72M | 11.66% | 00.0% | Unchanged |
| Matisse Capital | 346,096 | $6.07M | 2.43% | +2,000+0.6% | Added |
| Bulldog Investors, LLP | 316,500 | $5.55M | 1.22% | +129,570+69.3% | Added |
| Citadel Advisors LLC | 286,821 | $5.03M | 0.00% | +286,821 | New |
| Guggenheim Capital LLC | 222,180 | $3.90M | 0.03% | +69,642+45.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 198,688 | $3.49M | 1.07% | +139,143+233.7% | Added |
| Envestnet Asset Management Inc | 163,288 | $2.87M | 0.00% | +163,288 | New |
| Cresset Asset Management, LLC | 143,955 | $2.53M | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 142,707 | $2.50M | 0.16% | −1,520−1.1% | Reduced |
| Rivernorth Capital Management, LLC | 91,734 | $1.61M | 0.08% | −293,023−76.2% | Reduced |
| Invesco Ltd. | 88,990 | $1.56M | 0.00% | +29,106+48.6% | Added |
| J.W. Cole Advisors, Inc. | 88,417 | $1.55M | 0.03% | +88,417 | New |
| Arlington Capital Management, Inc. | 58,636 | $1.03M | 0.64% | +58,636 | New |
| Closed-End Fund Advisors, Inc. | 56,777 | $996.4K | 0.97% | +4,946+9.5% | Added |
| Susquehanna International Group, LLP | 54,102 | $949.5K | 0.00% | +32,467+150.1% | Added |
| Virtus Investment Advisers, Inc. | 45,722 | $802.4K | 0.19% | −10,036−18.0% | Reduced |
| LPL Financial LLC | 36,459 | $639.9K | 0.00% | −2,338−6.0% | Reduced |
| UBS Group AG | 34,248 | $601.1K | 0.00% | −5,280−13.4% | Reduced |
| Robinson Capital Management, LLC | 28,500 | $500.2K | 0.22% | +28,500 | New |
| Jane Street Group, LLC | 25,857 | $453.8K | 0.00% | −29,387−53.2% | Reduced |
| Private Advisor Group, LLC | 25,415 | $446.0K | 0.00% | +2,164+9.3% | Added |
| Belpointe Asset Management LLC | 24,020 | $421.6K | 0.01% | −4,938−17.1% | Reduced |
| Kestra Advisory Services, LLC | 23,149 | $406.3K | 0.00% | −6,500−21.9% | Reduced |
| HRT Financial LP | 23,025 | $404.0K | 0.00% | +23,025 | New |
| RSM US Wealth Management LLC | 22,249 | $392.9K | 0.00% | +22,249 | New |
| XTX Topco Ltd | 22,027 | $386.6K | 0.01% | +4,277+24.1% | Added |
| Toronto Dominion Bank | 21,501 | $377.3K | 0.00% | −78,499−78.5% | Reduced |
| Samalin Investment Counsel, LLC | 19,525 | $342.7K | 0.11% | −8,440−30.2% | Reduced |
| Advisor Group Holdings, Inc. | 16,532 | $290.2K | 0.00% | +7,282+78.7% | Added |
| Cetera Investment Advisers | 15,503 | $272.1K | 0.00% | −1,111−6.7% | Reduced |
| Apollon Wealth Management, LLC | 12,631 | $221.7K | 0.00% | +28+0.2% | Added |
| Royal Bank of Canada | 6,157 | $108.0K | 0.00% | −594−8.8% | Reduced |
| EverSource Wealth Advisors, LLC | 5,000 | $87.8K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,916 | $51.2K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,881 | $50.6K | 0.00% | +2,881 | New |
| Halbert Hargrove Global Advisors, LLC | 2,000 | $35.1K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 1,699 | $29.8K | 0.00% | −16−0.9% | Reduced |
| Triumph Capital Management | 1,647 | $28.9K | 0.01% | +278+20.3% | Added |
| Pinnacle Wealth Planning Services, Inc. | 1,000 | $17.6K | 0.00% | +119+13.5% | Added |
| BNP Paribas Arbitrage, SA | 768 | $13.5K | 0.00% | −147−16.1% | Reduced |
| Rockefeller Capital Management L.P. | 721 | $12.7K | 0.00% | +704+4,141.2% | Added |
| Fifth Third Bancorp | 641 | $11.3K | 0.00% | −417−39.4% | Reduced |
| Compass Financial Management LLC | 517 | $9.07K | 0.00% | +517 | New |
| WPG Advisers, LLC | 435 | $7.63K | 0.00% | +56+14.8% | Added |
| Quent Capital, LLC | 340 | $5.97K | 0.00% | +340 | New |
| Highline Wealth Partners LLC | 300 | $5.26K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 246 | $4.32K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 220 | $3.86K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 200 | $3.51K | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 180 | $3.16K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Allied Private Wealth LLC | 152 | $2.71K | 0.00% | +152 | New |
| Whittier Trust Co of Nevada Inc | 100 | $1.78K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 59 | $1.04K | 0.00% | 00.0% | Unchanged |
| Comprehensive Financial Planning, Inc. | 3 | $53 | 0.00% | +3 | New |
| Wells Fargo & Company | 2 | $31 | 0.00% | +1+100.0% | Added |
| Huntington National Bank | – | $22 | 0.00% | – | – |
| Danske Bank A/S | 1 | $18 | 0.00% | 00.0% | Unchanged |
| Rpo LLC | 0 | $0 | 0.00% | −89,904−100.0% | Sold out |
| Sculptor Capital LP | 0 | $0 | 0.00% | −15,686−100.0% | Sold out |
| Chicago Partners Investment Group LLC | 0 | $0 | 0.00% | −12,512−100.0% | Sold out |
| Sax Wealth Advisors, LLC | 0 | $0 | 0.00% | −35,405−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,496−100.0% | Sold out |
| Osbon Capital Management LLC | 0 | $0 | 0.00% | −989−100.0% | Sold out |
| BlackRock, Inc. | 0 | $0 | 0.00% | −145−100.0% | Sold out |