XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +4 vs. Q4 2023
- Shares held
- 3.78M
- +876.3K (+30.2%) vs. Q4 2023
- Total value
- $26.8M
- +$6.06M (+29.2%) vs. Q4 2023
- New holders
- 9
- 24 more added
- Sold out
- 5
- 17 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Belpointe Asset Management LLC | 463,827 | $3.29M | 0.25% | +357,402+335.8% | Added |
| LPL Financial LLC | 327,964 | $2.33M | 0.00% | +7,699+2.4% | Added |
| Lido Advisors, LLC | 214,394 | $1.54M | 0.01% | −4,500−2.1% | Reduced |
| UBS Group AG | 213,953 | $1.52M | 0.00% | +5,886+2.8% | Added |
| Chicago Partners Investment Group LLC | 195,542 | $1.37M | 0.06% | +49,934+34.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 168,215 | $1.19M | 0.00% | +122,073+264.6% | Added |
| Bard Associates Inc | 159,647 | $1.15M | 0.41% | −7,515−4.5% | Reduced |
| Independent Financial Group, LLC | 160,925 | $1.14M | 0.05% | +1,250+0.8% | Added |
| Roumell Asset Management, LLC | 141,432 | $1.00M | 1.89% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 132,324 | $938.2K | 0.01% | +29,982+29.3% | Added |
| Baird Financial Group, Inc. | 125,062 | $886.7K | 0.00% | −290.0% | Reduced |
| Virtus ETF Advisers LLC | 119,229 | $845.3K | 0.45% | +24,447+25.8% | Added |
| Walleye Capital LLC | 86,536 | $613.5K | 0.01% | +52,677+155.6% | Added |
| All Season Financial Advisors, Inc. | 84,477 | $598.9K | 0.50% | +5,375+6.8% | Added |
| Morgan Stanley | 81,249 | $576.1K | 0.00% | +19,485+31.5% | Added |
| Private Advisor Group, LLC | 74,916 | $531.2K | 0.00% | +3,450+4.8% | Added |
| National Asset Management, Inc. | 68,860 | $484.4K | 0.01% | +2,644+4.0% | Added |
| Samalin Investment Counsel, LLC | 67,984 | $482.0K | 0.23% | +6,274+10.2% | Added |
| CastleKnight Management LP | 66,000 | $467.9K | 0.07% | −27,000−29.0% | Reduced |
| Alexander Labrunerie & Co., Inc. | 59,200 | $419.7K | 0.23% | +59,200 | New |
| Wedbush Securities Inc | 47,525 | $337.0K | 0.01% | −4,968−9.5% | Reduced |
| J.W. Cole Advisors, Inc. | 44,753 | $317.3K | 0.02% | +21,630+93.5% | Added |
| Commonwealth Equity Services, LLC | 43,541 | $309.0K | 0.00% | −4,031−8.5% | Reduced |
| Great Valley Advisor Group, Inc. | 42,621 | $302.2K | 0.01% | −3,621−7.8% | Reduced |
| IFG Advisory, LLC | 39,250 | $278.3K | 0.02% | +24,671+169.2% | Added |
| Catalina Capital Group, LLC | 37,880 | $268.6K | 0.11% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 37,761 | $267.7K | 0.00% | −1,200−3.1% | Reduced |
| PFG Investments, LLC | 36,370 | $257.9K | 0.02% | +36,370 | New |
| CFO4Life Group, LLC | 35,800 | $253.8K | 0.05% | +10,000+38.8% | Added |
| Royal Bank of Canada | 35,251 | $250.0K | 0.00% | −4,839−12.1% | Reduced |
| Bank of America Corp | 32,457 | $230.1K | 0.00% | +26,957+490.1% | Added |
| Raymond James & Associates | 27,253 | $193.2K | 0.00% | −2,049−7.0% | Reduced |
| Integrated Wealth Concepts LLC | 25,402 | $180.1K | 0.00% | +25,402 | New |
| Advisory Services Network, LLC | 25,357 | $179.8K | 0.00% | −3,430−11.9% | Reduced |
| GWM Advisors LLC | 24,000 | $170.2K | 0.00% | +9,115+61.2% | Added |
| Modera Wealth Management, LLC | 22,200 | $157.4K | 0.00% | +2,200+11.0% | Added |
| Kestra Private Wealth Services, LLC | 20,950 | $148.5K | 0.00% | +1,600+8.3% | Added |
| Naviter Wealth, LLC | 20,564 | $147.5K | 0.02% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 19,436 | $137.8K | 0.01% | +19,436 | New |
| CoreCap Advisors, LLC | 19,000 | $134.7K | 0.01% | −1,200−5.9% | Reduced |
| Atomi Financial Group, Inc. | 17,968 | $127.4K | 0.01% | −3,844−17.6% | Reduced |
| Plante Moran Financial Advisors, LLC | 15,469 | $109.7K | 0.01% | +6,961+81.8% | Added |
| Astoria Portfolio Advisors LLC. | 15,661 | $109.6K | 0.04% | −178−1.1% | Reduced |
| Beacon Financial Advisory LLC | 12,135 | $86.0K | 0.04% | −391−3.1% | Reduced |
| HighTower Advisors, LLC | 10,900 | $78.0K | 0.00% | +10,900 | New |
| Mariner, LLC | 10,840 | $76.9K | 0.00% | +10,840 | New |
| Brinker Capital Investments, LLC | 10,343 | $73.3K | 0.00% | +10,343 | New |
| Orion Portfolio Solutions, LLC | 10,343 | $73.3K | 0.00% | +10,343 | New |
| Summitry LLC | 10,000 | $70.9K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,494 | $60.2K | 0.00% | +6,494+324.7% | Added |
| AlphaMark Advisors, LLC | 2,057 | $15.0K | 0.01% | +47+2.3% | Added |
| Comerica Bank | 2,000 | $14.2K | 0.00% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 1,500 | $10.6K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $7.09K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 1,000 | $7.09K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 359 | $2.55K | 0.00% | −1,551−81.2% | Reduced |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Hexagon Capital Partners LLC | 20 | $142 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 18 | $125 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $7 | 0.00% | – | – |
| Signaturefd, LLC | 0 | $1 | 0.00% | −47−100.0% | Reduced |
| Bank of Montreal | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −2,757−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −1,533−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −303−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |