XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +4 vs. Q4 2023
- Shares held
- 3.78M
- +876.3K (+30.2%) vs. Q4 2023
- Total value
- $26.8M
- +$6.06M (+29.2%) vs. Q4 2023
- New holders
- 9
- 24 more added
- Sold out
- 5
- 17 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signaturefd, LLC | 0 | $1 | 0.00% | −47−100.0% | Reduced |
| Huntington National Bank | – | $7 | 0.00% | – | – |
| PSI Advisors, LLC | 18 | $125 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 20 | $142 | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Creekmur Asset Management LLC | 359 | $2.55K | 0.00% | −1,551−81.2% | Reduced |
| Byrne Asset Management LLC | 1,000 | $7.09K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 1,000 | $7.09K | 0.00% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 1,500 | $10.6K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 2,000 | $14.2K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 2,057 | $15.0K | 0.01% | +47+2.3% | Added |
| Wells Fargo & Company | 8,494 | $60.2K | 0.00% | +6,494+324.7% | Added |
| Summitry LLC | 10,000 | $70.9K | 0.00% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 10,343 | $73.3K | 0.00% | +10,343 | New |
| Orion Portfolio Solutions, LLC | 10,343 | $73.3K | 0.00% | +10,343 | New |
| Mariner, LLC | 10,840 | $76.9K | 0.00% | +10,840 | New |
| HighTower Advisors, LLC | 10,900 | $78.0K | 0.00% | +10,900 | New |
| Beacon Financial Advisory LLC | 12,135 | $86.0K | 0.04% | −391−3.1% | Reduced |
| Astoria Portfolio Advisors LLC. | 15,661 | $109.6K | 0.04% | −178−1.1% | Reduced |
| Plante Moran Financial Advisors, LLC | 15,469 | $109.7K | 0.01% | +6,961+81.8% | Added |
| Atomi Financial Group, Inc. | 17,968 | $127.4K | 0.01% | −3,844−17.6% | Reduced |
| CoreCap Advisors, LLC | 19,000 | $134.7K | 0.01% | −1,200−5.9% | Reduced |
| Landscape Capital Management, L.L.C. | 19,436 | $137.8K | 0.01% | +19,436 | New |
| Naviter Wealth, LLC | 20,564 | $147.5K | 0.02% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 20,950 | $148.5K | 0.00% | +1,600+8.3% | Added |
| Modera Wealth Management, LLC | 22,200 | $157.4K | 0.00% | +2,200+11.0% | Added |
| GWM Advisors LLC | 24,000 | $170.2K | 0.00% | +9,115+61.2% | Added |
| Advisory Services Network, LLC | 25,357 | $179.8K | 0.00% | −3,430−11.9% | Reduced |
| Integrated Wealth Concepts LLC | 25,402 | $180.1K | 0.00% | +25,402 | New |
| Raymond James & Associates | 27,253 | $193.2K | 0.00% | −2,049−7.0% | Reduced |
| Bank of America Corp | 32,457 | $230.1K | 0.00% | +26,957+490.1% | Added |
| Royal Bank of Canada | 35,251 | $250.0K | 0.00% | −4,839−12.1% | Reduced |
| CFO4Life Group, LLC | 35,800 | $253.8K | 0.05% | +10,000+38.8% | Added |
| PFG Investments, LLC | 36,370 | $257.9K | 0.02% | +36,370 | New |
| Advisor Group Holdings, Inc. | 37,761 | $267.7K | 0.00% | −1,200−3.1% | Reduced |
| Catalina Capital Group, LLC | 37,880 | $268.6K | 0.11% | 00.0% | Unchanged |
| IFG Advisory, LLC | 39,250 | $278.3K | 0.02% | +24,671+169.2% | Added |
| Great Valley Advisor Group, Inc. | 42,621 | $302.2K | 0.01% | −3,621−7.8% | Reduced |
| Commonwealth Equity Services, LLC | 43,541 | $309.0K | 0.00% | −4,031−8.5% | Reduced |
| J.W. Cole Advisors, Inc. | 44,753 | $317.3K | 0.02% | +21,630+93.5% | Added |
| Wedbush Securities Inc | 47,525 | $337.0K | 0.01% | −4,968−9.5% | Reduced |
| Alexander Labrunerie & Co., Inc. | 59,200 | $419.7K | 0.23% | +59,200 | New |
| CastleKnight Management LP | 66,000 | $467.9K | 0.07% | −27,000−29.0% | Reduced |
| Samalin Investment Counsel, LLC | 67,984 | $482.0K | 0.23% | +6,274+10.2% | Added |
| National Asset Management, Inc. | 68,860 | $484.4K | 0.01% | +2,644+4.0% | Added |
| Private Advisor Group, LLC | 74,916 | $531.2K | 0.00% | +3,450+4.8% | Added |
| Morgan Stanley | 81,249 | $576.1K | 0.00% | +19,485+31.5% | Added |
| All Season Financial Advisors, Inc. | 84,477 | $598.9K | 0.50% | +5,375+6.8% | Added |
| Walleye Capital LLC | 86,536 | $613.5K | 0.01% | +52,677+155.6% | Added |
| Virtus ETF Advisers LLC | 119,229 | $845.3K | 0.45% | +24,447+25.8% | Added |
| Baird Financial Group, Inc. | 125,062 | $886.7K | 0.00% | −290.0% | Reduced |
| Kestra Advisory Services, LLC | 132,324 | $938.2K | 0.01% | +29,982+29.3% | Added |
| Roumell Asset Management, LLC | 141,432 | $1.00M | 1.89% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 160,925 | $1.14M | 0.05% | +1,250+0.8% | Added |
| Bard Associates Inc | 159,647 | $1.15M | 0.41% | −7,515−4.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 168,215 | $1.19M | 0.00% | +122,073+264.6% | Added |
| Chicago Partners Investment Group LLC | 195,542 | $1.37M | 0.06% | +49,934+34.3% | Added |
| UBS Group AG | 213,953 | $1.52M | 0.00% | +5,886+2.8% | Added |
| Lido Advisors, LLC | 214,394 | $1.54M | 0.01% | −4,500−2.1% | Reduced |
| LPL Financial LLC | 327,964 | $2.33M | 0.00% | +7,699+2.4% | Added |
| Belpointe Asset Management LLC | 463,827 | $3.29M | 0.25% | +357,402+335.8% | Added |
| Bank of Montreal | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −2,757−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −1,533−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −303−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |