XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- 0 vs. Q2 2024
- Shares held
- 4.57M
- +327.5K (+7.7%) vs. Q2 2024
- Total value
- $31.2M
- +$1.25M (+4.2%) vs. Q2 2024
- New holders
- 9
- 25 more added
- Sold out
- 9
- 12 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Belpointe Asset Management LLC | 627,333 | $4.28M | 0.26% | +13,762+2.2% | Added |
| LPL Financial LLC | 355,234 | $2.42M | 0.00% | +19,797+5.9% | Added |
| Consolidated Portfolio Review Corp | 252,994 | $1.73M | 0.38% | +132,481+109.9% | Added |
| Lido Advisors, LLC | 248,081 | $1.69M | 0.01% | −206−0.1% | Reduced |
| Chicago Partners Investment Group LLC | 216,241 | $1.48M | 0.05% | +19,947+10.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 216,490 | $1.48M | 0.01% | +14,945+7.4% | Added |
| UBS Group AG | 212,554 | $1.45M | 0.00% | +3,126+1.5% | Added |
| Independent Financial Group, LLC | 186,500 | $1.27M | 0.05% | +325+0.2% | Added |
| Bard Associates Inc | 157,897 | $1.09M | 0.37% | −700−0.4% | Reduced |
| J.W. Cole Advisors, Inc. | 157,853 | $1.08M | 0.05% | +72,612+85.2% | Added |
| Mariner, LLC | 153,985 | $1.05M | 0.00% | +31,654+25.9% | Added |
| Kestra Advisory Services, LLC | 149,939 | $1.02M | 0.01% | +12,030+8.7% | Added |
| Virtus ETF Advisers LLC | 143,875 | $981.2K | 0.46% | −27,338−16.0% | Reduced |
| Baird Financial Group, Inc. | 125,333 | $854.8K | 0.00% | +271+0.2% | Added |
| Morgan Stanley | 95,474 | $651.1K | 0.00% | +4,583+5.0% | Added |
| Marex Group plc | 89,828 | $612.6K | 0.01% | +89,828 | New |
| Private Advisor Group, LLC | 84,443 | $575.9K | 0.00% | +2,493+3.0% | Added |
| Invesco Ltd. | 83,768 | $571.3K | 0.00% | +83,768 | New |
| Triumph Capital Management | 80,955 | $558.9K | 0.20% | +80,955 | New |
| Samalin Investment Counsel, LLC | 80,118 | $546.4K | 0.24% | +8,168+11.4% | Added |
| CastleKnight Management LP | 66,000 | $450.1K | 0.05% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 65,395 | $446.0K | 0.01% | +5,073+8.4% | Added |
| Alexander Labrunerie & Co., Inc. | 59,200 | $403.7K | 0.18% | 00.0% | Unchanged |
| Wedbush Securities Inc | 55,469 | $378.0K | 0.01% | +4,936+9.8% | Added |
| Commonwealth Equity Services, LLC | 47,367 | $323.0K | 0.00% | +2,031+4.5% | Added |
| Walleye Capital LLC | 45,455 | $310.0K | 0.00% | −79,471−63.6% | Reduced |
| IFG Advisory, LLC | 37,631 | $256.6K | 0.02% | +1,145+3.1% | Added |
| CFO4Life Group, LLC | 35,800 | $244.2K | 0.04% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 33,845 | $230.8K | 0.13% | +33,845 | New |
| Integrated Wealth Concepts LLC | 32,707 | $223.1K | 0.00% | −4,239−11.5% | Reduced |
| National Asset Management, Inc. | 28,199 | $194.0K | 0.01% | −41,150−59.3% | Reduced |
| Raymond James & Associates | 28,422 | $193.8K | 0.00% | +710+2.6% | Added |
| Royal Bank of Canada | 28,036 | $191.0K | 0.00% | −7,853−21.9% | Reduced |
| Modera Wealth Management, LLC | 27,000 | $184.1K | 0.00% | +2,150+8.7% | Added |
| Atomi Financial Group, Inc. | 26,427 | $180.2K | 0.01% | +4,365+19.8% | Added |
| Advisory Services Network, LLC | 25,357 | $178.8K | 0.00% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 22,432 | $154.9K | 0.02% | −2,900−11.4% | Reduced |
| Kestra Private Wealth Services, LLC | 20,950 | $142.9K | 0.00% | 00.0% | Unchanged |
| Astoria Portfolio Advisors LLC. | 17,386 | $119.8K | 0.04% | +1,932+12.5% | Added |
| Cetera Investment Advisers | 16,521 | $112.7K | 0.00% | +16,521 | New |
| GWM Advisors LLC | 16,450 | $112.2K | 0.00% | −20,250−55.2% | Reduced |
| CoreCap Advisors, LLC | 15,740 | $107.3K | 0.01% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 15,455 | $105.4K | 0.04% | −9,010−36.8% | Reduced |
| Beacon Financial Advisory LLC | 13,260 | $90.4K | 0.03% | +165+1.3% | Added |
| PFG Investments, LLC | 11,083 | $75.6K | 0.00% | −2,361−17.6% | Reduced |
| Freestate Advisors LLC | 10,941 | $74.6K | 0.08% | +10,941 | New |
| Summitry LLC | 10,000 | $68.2K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 9,500 | $64.8K | 0.00% | +1,000+11.8% | Added |
| Plante Moran Financial Advisors, LLC | 8,508 | $58.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 7,845 | $53.5K | 0.00% | −335−4.1% | Reduced |
| AlphaMark Advisors, LLC | 2,727 | $19.0K | 0.01% | +242+9.7% | Added |
| Comerica Bank | 2,000 | $13.6K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $7.50K | 0.00% | +1,100 | New |
| Byrne Asset Management LLC | 1,000 | $6.82K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 765 | $5.22K | 0.00% | +765 | New |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Hexagon Capital Partners LLC | 20 | $136 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 5 | $32 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $7 | 0.00% | – | – |
| FMR LLC | 1 | $7 | 0.00% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 0 | $0 | 0.00% | −81,976−100.0% | Sold out |
| Sykon Capital LLC | 0 | $0 | 0.00% | −22,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −19,152−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −18,918−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −2,710−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −2,644−100.0% | Sold out |
| Triad Wealth Partners, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | 0 | Sold out |
| Roumell Asset Management, LLC | – | – | – | – | Not filed |