XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- 0 vs. Q1 2024
- Shares held
- 4.38M
- +599.7K (+15.9%) vs. Q1 2024
- Total value
- $30.9M
- +$4.10M (+15.3%) vs. Q1 2024
- New holders
- 9
- 27 more added
- Sold out
- 9
- 12 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Belpointe Asset Management LLC | 613,571 | $4.33M | 0.30% | +149,744+32.3% | Added |
| LPL Financial LLC | 335,437 | $2.36M | 0.00% | +7,473+2.3% | Added |
| Lido Advisors, LLC | 248,287 | $1.77M | 0.01% | +33,893+15.8% | Added |
| UBS Group AG | 209,428 | $1.48M | 0.00% | −4,525−2.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 201,545 | $1.42M | 0.01% | +33,330+19.8% | Added |
| Chicago Partners Investment Group LLC | 196,294 | $1.38M | 0.05% | +752+0.4% | Added |
| Independent Financial Group, LLC | 186,175 | $1.31M | 0.05% | +25,250+15.7% | Added |
| Virtus ETF Advisers LLC | 171,213 | $1.21M | 0.59% | +51,984+43.6% | Added |
| Bard Associates Inc | 158,597 | $1.13M | 0.43% | −1,050−0.7% | Reduced |
| Roumell Asset Management, LLC | 141,432 | $997.1K | 1.87% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 137,909 | $972.3K | 0.01% | +5,585+4.2% | Added |
| Baird Financial Group, Inc. | 125,062 | $881.7K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 124,926 | $880.7K | 0.01% | +38,390+44.4% | Added |
| Mariner, LLC | 122,331 | $862.4K | 0.00% | +111,491+1,028.5% | Added |
| Consolidated Portfolio Review Corp | 120,513 | $849.6K | 0.20% | +120,513 | New |
| Morgan Stanley | 90,891 | $640.8K | 0.00% | +9,642+11.9% | Added |
| J.W. Cole Advisors, Inc. | 85,241 | $600.9K | 0.03% | +40,488+90.5% | Added |
| All Season Financial Advisors, Inc. | 81,976 | $577.9K | 0.52% | −2,501−3.0% | Reduced |
| Private Advisor Group, LLC | 81,950 | $577.7K | 0.00% | +7,034+9.4% | Added |
| Samalin Investment Counsel, LLC | 71,950 | $507.2K | 0.24% | +3,966+5.8% | Added |
| National Asset Management, Inc. | 69,349 | $494.8K | 0.01% | +489+0.7% | Added |
| CastleKnight Management LP | 66,000 | $465.3K | 0.06% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 60,322 | $425.3K | 0.01% | +17,701+41.5% | Added |
| Alexander Labrunerie & Co., Inc. | 59,200 | $417.4K | 0.22% | 00.0% | Unchanged |
| Wedbush Securities Inc | 50,533 | $356.0K | 0.01% | +3,008+6.3% | Added |
| Commonwealth Equity Services, LLC | 45,336 | $320.0K | 0.00% | +1,795+4.1% | Added |
| Integrated Wealth Concepts LLC | 36,946 | $260.5K | 0.00% | +11,544+45.4% | Added |
| GWM Advisors LLC | 36,700 | $258.7K | 0.00% | +12,700+52.9% | Added |
| IFG Advisory, LLC | 36,486 | $257.2K | 0.02% | −2,764−7.0% | Reduced |
| Royal Bank of Canada | 35,889 | $253.0K | 0.00% | +638+1.8% | Added |
| CFO4Life Group, LLC | 35,800 | $252.4K | 0.05% | 00.0% | Unchanged |
| Raymond James & Associates | 27,712 | $195.4K | 0.00% | +459+1.7% | Added |
| Naviter Wealth, LLC | 25,332 | $180.4K | 0.03% | +4,768+23.2% | Added |
| Advisory Services Network, LLC | 25,357 | $178.8K | 0.00% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 24,850 | $175.2K | 0.00% | +2,650+11.9% | Added |
| Catalina Capital Group, LLC | 24,465 | $172.5K | 0.07% | −13,415−35.4% | Reduced |
| Atomi Financial Group, Inc. | 22,062 | $155.5K | 0.01% | +4,094+22.8% | Added |
| Sykon Capital LLC | 22,000 | $155.1K | 0.06% | +22,000 | New |
| Kestra Private Wealth Services, LLC | 20,950 | $147.7K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 19,152 | $135.0K | 0.00% | +19,152 | New |
| HRT Financial LP | 18,918 | $133.0K | 0.00% | +18,918 | New |
| CoreCap Advisors, LLC | 15,740 | $111.0K | 0.01% | −3,260−17.2% | Reduced |
| Astoria Portfolio Advisors LLC. | 15,454 | $109.0K | 0.04% | −207−1.3% | Reduced |
| PFG Investments, LLC | 13,444 | $94.8K | 0.01% | −22,926−63.0% | Reduced |
| Beacon Financial Advisory LLC | 13,095 | $92.3K | 0.03% | +960+7.9% | Added |
| Summitry LLC | 10,000 | $70.5K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 8,500 | $60.0K | 0.00% | +8,500 | New |
| Plante Moran Financial Advisors, LLC | 8,508 | $60.0K | 0.01% | −6,961−45.0% | Reduced |
| Advisor Group Holdings, Inc. | 8,180 | $57.7K | 0.00% | −29,581−78.3% | Reduced |
| Lindbrook Capital, LLC | 7,000 | $49.4K | 0.00% | +7,000 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,710 | $19.1K | 0.00% | +2,710 | New |
| Bank of America Corp | 2,644 | $18.6K | 0.00% | −29,813−91.9% | Reduced |
| AlphaMark Advisors, LLC | 2,485 | $18.0K | 0.01% | +428+20.8% | Added |
| Comerica Bank | 2,000 | $14.1K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $7.10K | 0.01% | 00.0% | Unchanged |
| Triad Wealth Partners, LLC | 200 | $1.41K | 0.00% | +200 | New |
| Hexagon Capital Partners LLC | 20 | $141 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 5 | $32 | 0.00% | −354−98.6% | Reduced |
| Huntington National Bank | – | $7 | 0.00% | – | – |
| FMR LLC | 1 | $7 | 0.00% | +1 | New |
| Signaturefd, LLC | 0 | $1 | 0.00% | 0 | Unchanged |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −19,436−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −10,343−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −10,343−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −8,494−100.0% | Sold out |
| Old Second National Bank of Aurora | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Tompkins Financial Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| PSI Advisors, LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |