XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- 0 vs. Q1 2024
- Shares held
- 4.38M
- +599.7K (+15.9%) vs. Q1 2024
- Total value
- $30.9M
- +$4.10M (+15.3%) vs. Q1 2024
- New holders
- 9
- 27 more added
- Sold out
- 9
- 12 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signaturefd, LLC | 0 | $1 | 0.00% | 0 | Unchanged |
| Huntington National Bank | – | $7 | 0.00% | – | – |
| FMR LLC | 1 | $7 | 0.00% | +1 | New |
| Creekmur Asset Management LLC | 5 | $32 | 0.00% | −354−98.6% | Reduced |
| Hexagon Capital Partners LLC | 20 | $141 | 0.00% | 00.0% | Unchanged |
| Triad Wealth Partners, LLC | 200 | $1.41K | 0.00% | +200 | New |
| Byrne Asset Management LLC | 1,000 | $7.10K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 2,000 | $14.1K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 2,485 | $18.0K | 0.01% | +428+20.8% | Added |
| Bank of America Corp | 2,644 | $18.6K | 0.00% | −29,813−91.9% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,710 | $19.1K | 0.00% | +2,710 | New |
| Lindbrook Capital, LLC | 7,000 | $49.4K | 0.00% | +7,000 | New |
| Advisor Group Holdings, Inc. | 8,180 | $57.7K | 0.00% | −29,581−78.3% | Reduced |
| Plante Moran Financial Advisors, LLC | 8,508 | $60.0K | 0.01% | −6,961−45.0% | Reduced |
| EverSource Wealth Advisors, LLC | 8,500 | $60.0K | 0.00% | +8,500 | New |
| Summitry LLC | 10,000 | $70.5K | 0.00% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 13,095 | $92.3K | 0.03% | +960+7.9% | Added |
| PFG Investments, LLC | 13,444 | $94.8K | 0.01% | −22,926−63.0% | Reduced |
| Astoria Portfolio Advisors LLC. | 15,454 | $109.0K | 0.04% | −207−1.3% | Reduced |
| CoreCap Advisors, LLC | 15,740 | $111.0K | 0.01% | −3,260−17.2% | Reduced |
| HRT Financial LP | 18,918 | $133.0K | 0.00% | +18,918 | New |
| Citadel Advisors LLC | 19,152 | $135.0K | 0.00% | +19,152 | New |
| Kestra Private Wealth Services, LLC | 20,950 | $147.7K | 0.00% | 00.0% | Unchanged |
| Sykon Capital LLC | 22,000 | $155.1K | 0.06% | +22,000 | New |
| Atomi Financial Group, Inc. | 22,062 | $155.5K | 0.01% | +4,094+22.8% | Added |
| Catalina Capital Group, LLC | 24,465 | $172.5K | 0.07% | −13,415−35.4% | Reduced |
| Modera Wealth Management, LLC | 24,850 | $175.2K | 0.00% | +2,650+11.9% | Added |
| Advisory Services Network, LLC | 25,357 | $178.8K | 0.00% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 25,332 | $180.4K | 0.03% | +4,768+23.2% | Added |
| Raymond James & Associates | 27,712 | $195.4K | 0.00% | +459+1.7% | Added |
| CFO4Life Group, LLC | 35,800 | $252.4K | 0.05% | 00.0% | Unchanged |
| Royal Bank of Canada | 35,889 | $253.0K | 0.00% | +638+1.8% | Added |
| IFG Advisory, LLC | 36,486 | $257.2K | 0.02% | −2,764−7.0% | Reduced |
| GWM Advisors LLC | 36,700 | $258.7K | 0.00% | +12,700+52.9% | Added |
| Integrated Wealth Concepts LLC | 36,946 | $260.5K | 0.00% | +11,544+45.4% | Added |
| Commonwealth Equity Services, LLC | 45,336 | $320.0K | 0.00% | +1,795+4.1% | Added |
| Wedbush Securities Inc | 50,533 | $356.0K | 0.01% | +3,008+6.3% | Added |
| Alexander Labrunerie & Co., Inc. | 59,200 | $417.4K | 0.22% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 60,322 | $425.3K | 0.01% | +17,701+41.5% | Added |
| CastleKnight Management LP | 66,000 | $465.3K | 0.06% | 00.0% | Unchanged |
| National Asset Management, Inc. | 69,349 | $494.8K | 0.01% | +489+0.7% | Added |
| Samalin Investment Counsel, LLC | 71,950 | $507.2K | 0.24% | +3,966+5.8% | Added |
| Private Advisor Group, LLC | 81,950 | $577.7K | 0.00% | +7,034+9.4% | Added |
| All Season Financial Advisors, Inc. | 81,976 | $577.9K | 0.52% | −2,501−3.0% | Reduced |
| J.W. Cole Advisors, Inc. | 85,241 | $600.9K | 0.03% | +40,488+90.5% | Added |
| Morgan Stanley | 90,891 | $640.8K | 0.00% | +9,642+11.9% | Added |
| Consolidated Portfolio Review Corp | 120,513 | $849.6K | 0.20% | +120,513 | New |
| Mariner, LLC | 122,331 | $862.4K | 0.00% | +111,491+1,028.5% | Added |
| Walleye Capital LLC | 124,926 | $880.7K | 0.01% | +38,390+44.4% | Added |
| Baird Financial Group, Inc. | 125,062 | $881.7K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 137,909 | $972.3K | 0.01% | +5,585+4.2% | Added |
| Roumell Asset Management, LLC | 141,432 | $997.1K | 1.87% | 00.0% | Unchanged |
| Bard Associates Inc | 158,597 | $1.13M | 0.43% | −1,050−0.7% | Reduced |
| Virtus ETF Advisers LLC | 171,213 | $1.21M | 0.59% | +51,984+43.6% | Added |
| Independent Financial Group, LLC | 186,175 | $1.31M | 0.05% | +25,250+15.7% | Added |
| Chicago Partners Investment Group LLC | 196,294 | $1.38M | 0.05% | +752+0.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 201,545 | $1.42M | 0.01% | +33,330+19.8% | Added |
| UBS Group AG | 209,428 | $1.48M | 0.00% | −4,525−2.1% | Reduced |
| Lido Advisors, LLC | 248,287 | $1.77M | 0.01% | +33,893+15.8% | Added |
| LPL Financial LLC | 335,437 | $2.36M | 0.00% | +7,473+2.3% | Added |
| Belpointe Asset Management LLC | 613,571 | $4.33M | 0.30% | +149,744+32.3% | Added |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −19,436−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −10,343−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −10,343−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −8,494−100.0% | Sold out |
| Old Second National Bank of Aurora | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Tompkins Financial Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| PSI Advisors, LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |