XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +5 vs. Q2 2021
- Shares held
- 1.99M
- +486.8K (+32.4%) vs. Q2 2021
- Total value
- $17.1M
- +$2.73M (+19.0%) vs. Q2 2021
- New holders
- 9
- 21 more added
- Sold out
- 4
- 5 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 279,693 | $2.40M | 0.00% | +107,638+62.6% | Added |
| Belpointe Asset Management LLC | 194,070 | $1.67M | 0.11% | +33,847+21.1% | Added |
| UBS Group AG | 184,197 | $1.58M | 0.00% | −46,963−20.3% | Reduced |
| Bard Associates Inc | 170,695 | $1.47M | 0.49% | −300−0.2% | Reduced |
| Claybrook Capital, LLC | 118,333 | $1.01M | 0.51% | +118,333 | New |
| Independent Financial Group, LLC | 103,050 | $884.2K | 0.09% | +55,550+116.9% | Added |
| The PNC Financial Services Group, Inc. | 82,400 | $706.0K | 0.00% | +1,400+1.7% | Added |
| Virtus ETF Advisers LLC | 77,234 | $663.0K | 0.29% | +77,234 | New |
| Wells Fargo & Company | 66,000 | $566.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 62,975 | $540.0K | 0.00% | +5,742+10.0% | Added |
| National Asset Management, Inc. | 61,324 | $527.0K | 0.02% | −7,190−10.5% | Reduced |
| Camden Capital, LLC | 54,250 | $465.0K | 0.09% | +22,770+72.3% | Added |
| Wedbush Securities Inc | 53,379 | $458.0K | 0.02% | +1,281+2.5% | Added |
| US Bancorp | 50,000 | $429.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 44,216 | $379.0K | 0.00% | +17,397+64.9% | Added |
| Mid Atlantic Financial Management Inc | 42,900 | $368.0K | 0.02% | +42,900 | New |
| All Season Financial Advisors, Inc. | 41,852 | $359.0K | 0.29% | +5,450+15.0% | Added |
| Advisory Services Network, LLC | 37,090 | $318.0K | 0.01% | +99+0.3% | Added |
| Royal Bank of Canada | 30,387 | $261.0K | 0.00% | +10,120+49.9% | Added |
| Kestra Advisory Services, LLC | 29,407 | $252.0K | 0.00% | +10,953+59.4% | Added |
| B. Riley Wealth Management, Inc. | 25,791 | $221.0K | 0.02% | +8,115+45.9% | Added |
| Cetera Advisor Networks LLC | 25,750 | $221.0K | 0.00% | +25,750 | New |
| Ahrens Investment Partners LLC | 21,700 | $186.0K | 0.09% | −54,400−71.5% | Reduced |
| PVG Asset Management Corp | 20,000 | $171.6K | 0.51% | +20,000 | New |
| DCM Advisors, LLC | 18,750 | $161.0K | 0.06% | −700−3.6% | Reduced |
| Chicago Partners Investment Group LLC | 13,233 | $121.0K | 0.01% | +2,700+25.6% | Added |
| Commonwealth Equity Services, LLC | 13,163 | $112.0K | 0.00% | +356+2.8% | Added |
| Advisor Group Holdings, Inc. | 12,343 | $106.0K | 0.00% | +11,367+1,164.7% | Added |
| Private Advisor Group, LLC | 11,336 | $97.0K | 0.00% | +11,336 | New |
| Geneos Wealth Management Inc. | 10,331 | $88.0K | 0.00% | +5,197+101.2% | Added |
| Virtu Financial LLC | 10,145 | $87.0K | 0.01% | +10,145 | New |
| Plante Moran Financial Advisors, LLC | 7,088 | $61.0K | 0.01% | +167+2.4% | Added |
| FNY Investment Advisers, LLC | 4,312 | $36.0K | 0.02% | +4,312 | New |
| Bank of America Corp | 3,000 | $26.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,812 | $24.0K | 0.00% | +2,812 | New |
| D'Orazio & Associates, Inc. | 2,663 | $23.0K | 0.01% | +215+8.8% | Added |
| Tradition Wealth Management, LLC | 2,474 | $21.0K | 0.00% | +252+11.3% | Added |
| Focused Wealth Management, Inc | 1,149 | $10.0K | 0.00% | +29+2.6% | Added |
| AlphaMark Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −11,850−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −30−100.0% | Sold out |