XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
Q3 2021 vs. Q2 2021
How the institutions holding XAI Floating Rate & Alternative Income Trust changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Q3 2021 | Change |
|---|---|---|---|
| Holders | 35 | 40 | +5 |
| Shares | 1.50M | 1.99M | +486.8K (+32.4%) |
| Value | $14.3M | $17.1M | +$2.73M (+19.0%) |
New holders (9)
Institutions that held XAI Floating Rate & Alternative Income Trust at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Claybrook Capital, LLC | 118,333 | $1.01M | 0.51% |
| Virtus ETF Advisers LLC | 77,234 | $663.0K | 0.29% |
| Mid Atlantic Financial Management Inc | 42,900 | $368.0K | 0.02% |
| Cetera Advisor Networks LLC | 25,750 | $221.0K | 0.00% |
| PVG Asset Management Corp | 20,000 | $171.6K | 0.51% |
| Private Advisor Group, LLC | 11,336 | $97.0K | 0.00% |
| Virtu Financial LLC | 10,145 | $87.0K | 0.01% |
| FNY Investment Advisers, LLC | 4,312 | $36.0K | 0.02% |
| Wolverine Asset Management LLC | 2,812 | $24.0K | 0.00% |
Sold out (4)
Institutions that held XAI Floating Rate & Alternative Income Trust at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Bank of New York Mellon Corp | 11,850 | $113.0K |
| Newbridge Financial Services Group, Inc. | 5,000 | $48.0K |
| Horizon Financial Services, LLC | 200 | $2.00K |
| Panagora Asset Management Inc | 30 | $0 |