XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- +5 vs. Q1 2021
- Shares held
- 1.50M
- +185.5K (+14.1%) vs. Q1 2021
- Total value
- $14.3M
- +$2.39M (+20.0%) vs. Q1 2021
- New holders
- 8
- 15 more added
- Sold out
- 3
- 6 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| UBS Group AG | 231,160 | $2.21M | 0.00% | −1,790−0.8% | Reduced |
| LPL Financial LLC | 172,055 | $1.64M | 0.00% | +65,725+61.8% | Added |
| Bard Associates Inc | 170,995 | $1.63M | 0.53% | +375+0.2% | Added |
| Belpointe Asset Management LLC | 160,223 | $1.53M | 0.11% | −55,097−25.6% | Reduced |
| The PNC Financial Services Group, Inc. | 81,000 | $774.0K | 0.00% | +81,000 | New |
| Ahrens Investment Partners LLC | 76,100 | $727.0K | 0.34% | +27,400+56.3% | Added |
| National Asset Management, Inc. | 68,514 | $655.0K | 0.02% | +277+0.4% | Added |
| Wells Fargo & Company | 66,000 | $630.0K | 0.00% | −9,500−12.6% | Reduced |
| Morgan Stanley | 57,233 | $547.0K | 0.00% | +8,144+16.6% | Added |
| Wedbush Securities Inc | 52,098 | $498.0K | 0.02% | +680+1.3% | Added |
| US Bancorp | 50,000 | $478.0K | 0.00% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 47,500 | $453.6K | 0.05% | +15,500+48.4% | Added |
| Advisory Services Network, LLC | 36,991 | $353.0K | 0.01% | +36,991 | New |
| All Season Financial Advisors, Inc. | 36,402 | $348.0K | 0.25% | +36,402 | New |
| Camden Capital, LLC | 31,480 | $301.0K | 0.07% | +5,480+21.1% | Added |
| Raymond James & Associates | 26,819 | $256.0K | 0.00% | +4,619+20.8% | Added |
| Royal Bank of Canada | 20,267 | $194.0K | 0.00% | −2,206−9.8% | Reduced |
| DCM Advisors, LLC | 19,450 | $186.0K | 0.11% | +4,000+25.9% | Added |
| Kestra Advisory Services, LLC | 18,454 | $176.0K | 0.00% | +18,454 | New |
| B. Riley Wealth Management, Inc. | 17,676 | $169.0K | 0.02% | −500−2.8% | Reduced |
| Commonwealth Equity Services, LLC | 12,807 | $122.0K | 0.00% | +884+7.4% | Added |
| Bank of New York Mellon Corp | 11,850 | $113.0K | 0.00% | +11,850 | New |
| Chicago Partners Investment Group LLC | 10,533 | $92.0K | 0.01% | +10,533 | New |
| Plante Moran Financial Advisors, LLC | 6,921 | $66.0K | 0.02% | +166+2.5% | Added |
| Geneos Wealth Management Inc. | 5,134 | $49.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 5,000 | $48.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 3,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 2,448 | $23.0K | 0.01% | +2,448 | New |
| Tradition Wealth Management, LLC | 2,222 | $21.0K | 0.00% | +23+1.0% | Added |
| Focused Wealth Management, Inc | 1,120 | $11.0K | 0.00% | +28+2.6% | Added |
| Advisor Group Holdings, Inc. | 976 | $9.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 200 | $2.00K | 0.00% | +100+100.0% | Added |
| Panagora Asset Management Inc | 30 | $0 | 0.00% | −41−57.7% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Claybrook Capital, LLC | 0 | $0 | 0.00% | −61,008−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,772−100.0% | Sold out |
| Black Swift Group, LLC | 0 | $0 | 0.00% | −3,625−100.0% | Sold out |