XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- +5 vs. Q1 2021
- Shares held
- 1.50M
- +185.5K (+14.1%) vs. Q1 2021
- Total value
- $14.3M
- +$2.39M (+20.0%) vs. Q1 2021
- New holders
- 8
- 15 more added
- Sold out
- 3
- 6 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Panagora Asset Management Inc | 30 | $0 | 0.00% | −41−57.7% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| AlphaMark Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 200 | $2.00K | 0.00% | +100+100.0% | Added |
| Advisor Group Holdings, Inc. | 976 | $9.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,120 | $11.0K | 0.00% | +28+2.6% | Added |
| Tradition Wealth Management, LLC | 2,222 | $21.0K | 0.00% | +23+1.0% | Added |
| D'Orazio & Associates, Inc. | 2,448 | $23.0K | 0.01% | +2,448 | New |
| Bank of America Corp | 3,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 5,000 | $48.0K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,134 | $49.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 6,921 | $66.0K | 0.02% | +166+2.5% | Added |
| Chicago Partners Investment Group LLC | 10,533 | $92.0K | 0.01% | +10,533 | New |
| Bank of New York Mellon Corp | 11,850 | $113.0K | 0.00% | +11,850 | New |
| Commonwealth Equity Services, LLC | 12,807 | $122.0K | 0.00% | +884+7.4% | Added |
| B. Riley Wealth Management, Inc. | 17,676 | $169.0K | 0.02% | −500−2.8% | Reduced |
| Kestra Advisory Services, LLC | 18,454 | $176.0K | 0.00% | +18,454 | New |
| DCM Advisors, LLC | 19,450 | $186.0K | 0.11% | +4,000+25.9% | Added |
| Royal Bank of Canada | 20,267 | $194.0K | 0.00% | −2,206−9.8% | Reduced |
| Raymond James & Associates | 26,819 | $256.0K | 0.00% | +4,619+20.8% | Added |
| Camden Capital, LLC | 31,480 | $301.0K | 0.07% | +5,480+21.1% | Added |
| All Season Financial Advisors, Inc. | 36,402 | $348.0K | 0.25% | +36,402 | New |
| Advisory Services Network, LLC | 36,991 | $353.0K | 0.01% | +36,991 | New |
| Independent Financial Group, LLC | 47,500 | $453.6K | 0.05% | +15,500+48.4% | Added |
| US Bancorp | 50,000 | $478.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 52,098 | $498.0K | 0.02% | +680+1.3% | Added |
| Morgan Stanley | 57,233 | $547.0K | 0.00% | +8,144+16.6% | Added |
| Wells Fargo & Company | 66,000 | $630.0K | 0.00% | −9,500−12.6% | Reduced |
| National Asset Management, Inc. | 68,514 | $655.0K | 0.02% | +277+0.4% | Added |
| Ahrens Investment Partners LLC | 76,100 | $727.0K | 0.34% | +27,400+56.3% | Added |
| The PNC Financial Services Group, Inc. | 81,000 | $774.0K | 0.00% | +81,000 | New |
| Belpointe Asset Management LLC | 160,223 | $1.53M | 0.11% | −55,097−25.6% | Reduced |
| Bard Associates Inc | 170,995 | $1.63M | 0.53% | +375+0.2% | Added |
| LPL Financial LLC | 172,055 | $1.64M | 0.00% | +65,725+61.8% | Added |
| UBS Group AG | 231,160 | $2.21M | 0.00% | −1,790−0.8% | Reduced |
| Claybrook Capital, LLC | 0 | $0 | 0.00% | −61,008−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,772−100.0% | Sold out |
| Black Swift Group, LLC | 0 | $0 | 0.00% | −3,625−100.0% | Sold out |